90-1487 � R � �j�A� � - � Council File # �a -���7
Ordinance # /7710
Green Sheet # .�"�3 59
ORDINANCE
CI OF SAINT PAUL, MINNESOTA
�..
Presented By '� h •�
Referred To Comnittee: Date
An ordin ce amending Chapter 111 of the Saint Paul Administration Code to
provide for the ity attorney to act as staff support to the ethical practices board and
further to provi e that the board review of statements and reports filed pursuant to
Chapter 28 of t Saint Paul Legislative Code be completed within siac months from the
filing date of th se statements and reports following the general election.
THE COUNCIL OF E CITY OF SAINT PAUL DOES ORDAIN:
Section 1
That Chapter 11 of the Saint Paul Administrative code entitled "Ethical Practices Board" be
amended in Section 1 1.04 to read as follows:
Sec. 111.04. Pow rs and duties.
(a) The board hall, with the approval of the city council, adopt, promulgate, amend
and rescind suita le administrative rules and regulations to carry out the polices and
proposes of this hapter. As part of its rulemaking function, the board shall have the
authority to pro ulgate a rule providing that, as a condition of filing a complaint with
the board, the c plainant shall sign a written statement agreeing to be assessed
reasonable costs nd attomey's fees as determined by the board if it finds the complaint
to be frivolous o made in bad faith or brought for vexatious reasons or substantially for
the purpose of h rassment.
(b) The board ay require that forms be developed and prepared for the complaints
required by this hapter. The city clerk shall assist the board in developing and
preparing said fo ms.
(c) In cooperati n with the city clerk's office, the board shall compile and maintain a
cunent list of all eports and statements filed pursuant to Chapter 28 of the Saint Paul
Legislative Code nd Chapter 24 of the Saint Paul Administrative Code.
(d) The board s all investigate whether statements and reports have been filed within
the times require by Chapter 28 of the Saint Paul Legislative Code and Chapter 24 of
the Saint Paul A ministrative Code. Board revi�w of statements and reports required
b Cha ter 28 sh 11 be com leted within six months from th filin date of those
stat ments and re orts followin the eneral election.
� � : �yd_,y�7
�� � ( �� ��oard sha11 review reports for completeness and intemal consistency and
i c�e tly v rify entries on cam ai n disclosure re orts and other forms on an
P g P
arithmetically r domly selected basis.
(f� The board hall make ongoing reviews of and, where appropriate, recommend to
the city council mendments ordinances relating to election regulations and may make
recommendatio regarding the city's code of ethics.
(g) Pursuant t Saint Paul Legislative Code Section 28.03 (d)(7), the board shall have
the authority to xempt an individual, political parties, political committees, and
personal campai committees from the filing requirements of Saint Paul Legislative
Code Section 28 03 (d).
(h) The board hall provide reports to the city council and the mayor upon completion
of the board's fi dings relating to paragraphs (c), (d) and (e) of this section.
(i) The board ay obtain subpoenas from the district court to compel the attendance
of witnesses and the production of documents at any hearing.
(j) The board s a11 have the authority to issue advisory opinions regarding the
provisions of Sai t Paul Administrative Code, Chapter 24 and Saint Paul Legislative
Code, Chapters 8 and 29.
Section 2
That Chapter 11 of the Saint Paul Administrative Code entitled "Ethical Practices Board" be
amended in Section 11 .041 to read as follows:
Section 111.041. taff support.
The City Attorne 's Office '
shall provide staff support to the board.
Section 3
That Chapter 111 of the Saint Paul Administrative Code entitled "Ethical Practices Board" be
amended in Section 11 .OS to read as follows:
Sec. 111.05. Com laint and hearings
(a) FILING. S bject to the limitation set forth in Section 111.01.3 of this chapter, any
resident of the ci may file with the board a complaint,
under oath, allegi g a violation of Chapter 28 and/or 29 of the Saint Paul Legislative
Code and/or Cha ter 24 of the Saint Paul Administrative Code.
Notwithsta ding the provisions of Section 111.04(a), the ' ' '
staff to the board shall have the authority to receive anonymous complaints, and waive
signing of the stat ment required by Section 111.04 and bring a formal complaint on
behalf of the city, if the �uditer staff to the board determines that a complaint is not
frivolous, is not m de in bad faith, and is not brought for the purpose of being vexatious
or harassing.
Upon recei t of such complaint, the board shall conduct a preliminary
investigation. Up n completion of that investigation, if the board deternunes that there
are no reasonable grounds to believe that a violation has occuned or that the complaint
is frivolous or ma e in bad faith or brought for vexatious reasons or substantially for the
ORI � �° `���
�� � hara sment, it shall dismiss the complaint; otherwise, the board shall refer
the complaint f a hearing as set forth in this section.
(b) PROCED RE. The board shall conduct a hearing on each complaint not
previously dismi sed and shall rule thereon; provided such hearing shall be held and
rulings made wi hin ten (10) days following the date a complaint is referred or within
half the time fr the date the complaint is referred to it to the date of the election,
whichever is les .
The chair of the board may obtain subpoenas from the district court to compel
the attendance f witnesses and the production of documents at any hearing.
Upon co pletion of a hearing the board shall, within seventy-two (72) hours,
issue a written d termination stating whether there has been a violation of law and a
statement settin forth the facts and provisions of law upon which the deternunations
based; provided, however, that where a complaint relates to an election to be held
within seven (7) ays of the filing of the complaint, the board shall make a written
determination thin forty-eight (48) hours of the completion of the hearing.
Upon det rmination of a violation of Chapter 28 and/or 29 of the Legislative
Code, and/or C apter 24 of the Administrative Code, the board shall issue findings
which may inclu e referral of the complaint to the appropriate authority for civil,
criminal or disci linary action
Section 4
That this ordina ce shall take effect and be in force thirty (30) days after its passage, approval
and publication.
--------- --- --- ------ -------
\Ye Na s Absent Requested by Department of:
Dimon
Goswitz
Lon v
Macca ee
Rettman
T une
Wi son BY�
O
SEP 2 5 1990 Form App by City Attorney
Adopted by Council: ate
Adoption C rtified by Council Secretary By,
� � -
� ,
gy' Appror�ed�'� by Mayor for Submission to
Approved by Mayor: ate SEP 2 '7 1990 �°""""�/
� >
g ���'�r%.6L�L�� By:
Y=
FU��.E�H�D ��'�' - � 1990_
����
�� ' Council File #
' Ordinance #
Green Sheet #
ORDINANCE
CITY OF SAINT PAUL, MINNESOTA
Presented By
Referred To Committee: Date
ordin ce amending Chapter 111 of the Saint Paul Administration Code to
provide for he ity attorney to act as staff support to the ethical practices board and
further to pr 'd that the board review of statements and reports filed pursuant to
Chapter 28 of Saint Paul Legislative Code be completed within six months from the
filing date of th statements and reports following the general election.
THE COUNCIL OF CITY OF SAINT PAUL DOES ORDAIN:
Section 1
That Chapter 11 of the Sai t Paul Administrative code entitled "Ethical Practices Board" be
amended in Section 1 1.04 to read follows:
Sec. 111.04. Pow rs and duties.
(a) The board hall, with the appro of the city council, adopt, promulgate, amend
and rescind suita le administrative rule and regulations to carry out the polices and
proposes of this hapter. As part of its emaking function, the board shall have the
authority to pro ulgate a rule providing th t, as a condition of filing a complaint with
the board, the co plainant shall sign a writt statement agreeing to be assessed
reasonable costs d attomey's fees as determi ed by the board if it finds the complaint
to be frivolous o made in bad faith or brought r vexatious reasons or substantially for
the purpose of h rassment.
(b) The board ay require that forms be develope d prepared for the complaints
required by this apter. The city clerk shall assist the oard in developing and
preparing said fo .
(c) In cooperati n with the city clerk's office, the board sh 1 compile and maintain a
current list of all eports and statements filed pursuant to Ch ter 28 of the Saint Paul
Legislative Code nd Chapter 24 of the Saint Paul Administrat e Code.
(d) The board s all investigate whether statements and reports ve been filed within
the times require by Chapter 28 of the Saint Paul Legislative Cod and Chapter 24 of
the Saint Paul A 'nistrative Code. Board review of statements an e orts re uired
b Cha ter 28 sh 11 be com leted within six months fr m he filin da of those
statements and re orts followin the eneral election.
�
� � �=90-i��7
' (e) Tl�e board shall review reports for completeness and internal consistency and �7y��
independently v rify entries on campaign disclosure reports and other forms on an
arithmetically r domly selected basis.
(f� The board hall make ongoing reviews of and, where appropriate, recommend to
the city council endments ordinances relating to election regulations and may make
recommen tio regarding the city's code of ethics.
(g) Pursuant Saint Paul Legislative Code Section 28.03 (d)(7), the board shall have
the authority to mpt an individual, political parties, political committees, and
personal campai n mmittees from the filing requirements of Saint Paul Legislative
Code Section 28 03 (
(h) The board shall pro 'de reports to the city council and the mayor upon completion
of the board's fi dings relat g to paragraphs (c), (d) and (e) of this section.
(i) The board ball have the thority to issue advisory opinions regarding the
provisions of Sai t Paul Adminis ative Code, Chapter 24 and Saint Paul Legislative
Code, Chapters 8 and 29.
� � Section 2
That Chapter 11 of the Saint Paul Ad ' 'strative Code entitled "Ethical Practices Board" be
amended in Section 1 1.041 to read as follows:
Section 111.041, taff support.
The City Attom y's Office '
shall provide staff support t the board.
Section 3
That Chapter 11 of the Saint Paul Administrative Co entitled "Ethical Practices Board" be
amended in Section 11 .OS to read as follows:
Sec. 111.05. Com laint and hearings
(a) FILING. S bject to the limitation set forth in Section 1 1.01.3 of this chapter, any
resident of the ci ' ' ' may file with t board a complaint,
under oath, alleg ng a violation of Chapter 28 and/or 29 of the int Paul Legislative
Code and/or Ch pter 24 of the Saint Paul Administrative Code.
Notwithst ding the provisions of Section 111.04(a), the ' '
s ff to th b ard shall have the authority to receive anonymous comp ints, an waive
signing of the sta ement required by Section 111.04 and bring a formal mplaint on
behalf of the city, if the au�it�or staff to the board determines that a com laint is not
frivolous, is not ade in bad faith, and is not brought for the purpose of b ing vexatious
or harassing.
Upon rece pt of such complaint, the board shall conduct a preliminary
investigation. Up n completion of that investigation, if the board determines that there
are no reasonabl grounds to believe that a violation has occurred or that the complaint
is frivolous or ma e in bad faith or brought for vexatious reasons or substantially for the
purpose of harass ent, it shall dismiss the complaint; otherwise, the board shall refer
the complaint for a hearing as set forth in this section.
• �-ya-�y�7
� (b) PROCED RE. The board shall conduct a hearing on each complaint not � 7�(��
previousl y dismi sed and shall rule thereon; provided such hearin g shall be held and
�rulings made wi hin ten (10) days following the date a complaint is referred or within
half the time fr m the date the complaint is refened to it to the date of the election,
wl�ichever is les .
e chai of the board may obtain subpoenas from the district court to compel
the atte ance f witnesses and the production of documents at any hearing.
Upon o pletion of a hearing the board shall, within seventy-two (72) hours,
issue a written etermination stating whether there has been a violation of law and a
statement settin orth the facts and provisions of law upon which the determinations
based; provided, h ever, that where a complaint relates to an election to be held
within seven (7) day of the filing of the complaint, the board shall make a written
determination thin ty-eight (48) hours of the completion of the hearing.
Upon det rminatio of a violation of Chapter 28 and/or 29 of the Legislative
Code, and/or C apter 24 o he Administrative Code, the board shall issue findings
which may inclu e referral o he complaint to the appropriate authority for civil,
criminal or disci linary action
Section 4
That this ordin ce sha11 take effect a be in force thirty (30) days after its passage, approval
and publication.
--------------- --- --- ------ ---------
Te s Na s Absent Requested by partment of:
D�mon
Goswttz
Lon �.
Macca e .,
Rettman �
T une
Ni son � BY�
___________________ _____Q====—_________
Form A ved by City ttorney
Adopted by Councit: Date
�
Adoption Certified by Counci l Secretary BY, — _/� _�v
By: �
Approved by Mayor for Submission to
Council
Approved by Mayor: Date
By:
By:
� � i G L N A L . Council File # I !
Ordinance �
Green Sheet � r �!
ORDINANCE ���
CI SAINT PAUL, MI ESOTA I� �;
�..
Presented By
Referred To Committee: Date
ordinance amending Chapter 111 of the Saint Paul
Admini tration Code to provide for the city attorney to
act as taff support to the ethical practices board and
furthe provide that the board review of statements
and re or filed pursuant to Chapter 28 of the Saint
Paul Le isla'��ive Code be completed within six months from
the fil 'ng da�,e of those statements and reports following
the ge ral el�ction.
THE COUNCIL F THE CITY OF SAINT PAUL DOES ORDAIN:
,.
,"4
Section 1
That C apter 111 of � he Saint Paul Administrative Code
entitled "Et ical Practices B rd" be amended in Section 111. 04 to
read as foll ws:
Sec. 11 .04. Powers and duti�.
(a) T e board shall, with th approval of the city
council, adopt, promulgate, ame and rescind suitable
adminis rative rules and regulat�ons to carry out the
polices and proposes of this chap er. As part of its
rulemak'ng function, the board shal have the authority
to prom lgate a rule providing that, as a condition of
filing complaint with the board, the`��complainant shall
sign a written statement agreeing `�o be assessed
reasona le costs and attorney's fees as d�termined by the
board i it finds the complaint to be fri�olous or made
in bad faith or brought for vexatious reasons or
substan ially for the propose of harassmen�.
� (b) Th board may require that forms be developed and
prepare for the complaints required by this chapter.
The cit clerk shall assist the board in developing and
prepari g said forms.
ORIGlNAL � � � �� � � �-�������
(c) I cooperation with the city clerk's office, the
board hall compile and maintain a current list of all
report and statements filed pursuant to Chapter 28 of
the Sa'nt Paul Legislative Code and Chapter 24 of the
Sai t aul Administrative Code.
(d) board shall investigate whether statements and
reports have been filed within the times required by
Chapter �.8 of the Saint Paul Legislative Code and Chapter
24 of t e��Saint Paul Administrative Code. Board review
of stat me� ts and re orts re ired b Cha ter 28 shall
be com eted within six months from the filin date of
those tate ` nts and re orts followin the eneral
electio .
(e) Th board sY�all review reports for completeness and
interna consisten.cy and independently verify entries on
campaig disclosui'� reports and other forms on an
arithme ically randd�ly selected basis.
(f) Th board shall m ke ongoing reviews of and, where
appropr ate, recommend o the city council amendments
ordinan es relating to el ction regulations and may make
recomme dations regarding `�he city's code of ethics.
(g) Pu suant to Saint Pau Legislative Code Section
28. 03 ( ) (7) , the board sha 1 have the authority to
exempt an individual, polit cal parties, political
committ es, and personal campa n committees from the
filing requirements of Saint aul Legislative Code
Section 28. 03 (d) . �
(h) The board shall provide reports to the city council
and the mayor upon completion of th board's findings
relatin to paragraphs (c) , (d) and (e of this section.
(i) Th board may obtain subpoenas f m the district
court t compel the attendance of wit esses and the
producti n of documents at any hearing. �
(j) The board shall have the authority to i�sue advisory
opinions regarding the provisions of Saint Paul
Administ ative Code, Chapter 24 and �aint Paul
Legislat've Code, Chapters 28 and 29.
2
ORIGIf� AL � � �� �. � � ��a _ ,���
Section 2
That apter 111 of the Saint Paul Administrative Code
entitled "E hical Practices Board" be amended in Section 111. 041
to read as ollows:
Sectio 1 1.041. Staff support.
The Ci y ttorney's Office �------, .��—e�t�iz
shall
provid sta support to the board.
Section 3
That C apter 1 1 of the Saint Paul Administrative Code
entitled "E ical Prac ices Board" be amended in Section 111. 05 to
read as fol ows:
Sec. 1 1.05. Complai t and hearinqs
(a) F LING. Subject to the limitation set forth in
Sectio 111. 01.3 of thi chapter, any resident of the
city may file with the
board complaint, under th, alleging a violation of
Chapte 28 and/or 29 of the' Saint Paul Legislative Code
and/or hapter 24 of the Sair�t Paul Administrative Code.
N withstanding the provi�'ons of Section 111.04 (a) ,
the sta� to the board shall have
the aut ority to receive anonymo s complaints, and waive
signing of the statement required\by Section 111. 04 �a-�
.
,
� �,
Up n receipt of such complaint,'�, the board shall
conduct a preliminary investigation. U�on completion of
that i estigation, if the board deterrit�ines that there
are no easonable grounds to believe that`�,a violation has
occurre or that the complaint is frivol'pus or made in
bad f ith or brought for vexatious'°� reasons or
substan ially for the purpose of harassment, it shall
dismiss the complaint; otherwise, the board shall refer
the com laint for a hearing as set forth in this section.
3
� � � Gli� � L � � � ��� , � �� � l��a -���7
(b) P OCEDURE. The board shall conduct a hearing on
each c mplaint not previously dismissed and shall rule
thereo ; provided such hearing shall be held and rulings
made w'thin ten (10) days following the date a complaint
is ref rred or within half the time from the date the
compla'nt 's referred to it to the date of the election,
whiche er � less.
\
T e chai� of the board may obtain subpoenas from the
distri t court`��,to compel the attendance of witnesses and
the pr duction t�f documents at any hearing.
U on complet%pn of a hearing the board shall, within
sevent -two (72) h urs, issue a written determination
statin whether the has been a violation of law and a
statem nt setting fo h the facts and provisions of law
upon wh'ch the determin tion is based; provided, however,
that w ere a complaint lates to an election to be held
within even (7) days of e filing of the complaint, the
board hall make a writte determination within forty-
eight (48) hours of the com�letion of the hearing.
`��
U on determination of a violation of Chapter 28
and/or 29 of the Legislative C se, and/or Chapter 24 of
the Ad inistrative Code, the bo��d shall issue findings �
which ay include referral of tithe complaint to the
approp iate authority for civil, cr�minal or disciplinary
action
Section 4
�'�
That t is ordinance shall take effect a�►d be in force thirty
(30) days a ter its passage, approval and puY�,lication.
as Navs Absent Requested by Department of:
i non
osw ,z
on
acca ee
e m
une
i son BY�
Adopted by Council: Date
Form oved by Cit Attorney
Adoption Certified b Council Secretary BY: � ����f'G
By° Approved by Mayor for Submission to
Approved by Mayor: Date
Council
By: By�
. � . , . �•• f � ��a�/�
V
DEPARTMENTlOFFICE/OOUNpI ' DATE INITIATED
Councilmember Janic Rettman 8/ 4/90 GREEN SHEET NO. 5 3 5 9l�
�NTACT PERSON 3 PHONE �NITIAU DATE INITIAUDATE
�DEPARTMENT DIRECTOR �GTY COUNqL
Janice Rettman - 29 -5289 �� �cmr nrroRNev �ciTV c.�.erac
MUBT BE ON COUNpL AQENDA BY(DA ROUTINO �BUDOET DIRECTOR �FIN.8 MOT.BERVICES DIR.
ASAP - For Action ❑wurra+ca+�ssisr�rrn ❑
TOTAL#�OF 81QNATURE PAG (CLIP ALL LOCATION8 FOR SIGNATUR�
ACT10N REQUESTED:
Amending Chapter 11 of the St. Paul Administrative Code to provide for the City Attorney
to act as staff sup ort to the Ethical Practices Board. Also, amends the Code to
accommodate for Boa d review of statements and reports by candidates, etc.
RECOMMENDATIONS:Approve(A)a ReJ�ct COUNCIL COMMIITEE/RESEARCH REPORT OPTIONAL
_PLANNINO COMMIBSION _ L SERVICE COMMISSION ��Y8T PHONE NO.
_CIB COMMITTEE _
_3TAFF _ COMMENTS:
_DI8TRICT COURT _
SUPPORTS WHiqi COUNqL 08JECTIVE?
Complies with actio alread take b Cit Council via Bud et amendments etc.
INITIATINO PROBLEM,188UE,OPPORTUN (Who,Whet,Whsn,Whsro,Wh�:
Clarifies language a d requests action by the Ethical Practices Board.
ADVANTAOES IF APPROVED:
Clear direction to t e Board and clear staffing requirements to assist the Board.
DISADVANTA(�ES IF APPFIOVED:
None.
RECEIVED
AUG1619A0
a�'"M"°��F"°T"�'°"E°: CITY CLERK
Unclear staffing conc rns will plague the Board's productivity.
�ounciJ Fte�earch Cente�
AUG 161��
TOTAL AMOUNT OF TRANSACTION - � COST/RHVENUE BUDOETED(CIRCLE ON� YES NO
FUNDING SOURCE ACTIVITY NUMBER
FlNANqAL INFORMATION:(EXPWN)
� . . �
' . . , . . . ,
NOTE: COMPLETE DIRECTIONS ARE INCLUDED IN THE(3REEN SHEET INSTRUCTIONAL "
MANUAL AVAILABLE IN THE PURCHASING OFFICE(PHONE NO.298-4225).
ROUTING ORDER:
Bebw are preferred routings for the flve most frequent rypes of dxuments:
CONTRACTS (assumes authorized COUNCIL RESOLUTION (Amend, BdgtsJ
budget exists) Accept. Grants)
1. Outside Agency 1. DepartmeM Director
2. InitiaHng Department 2. Budget Director
3. City Attomey 3. Ciry Attorney
4. Mayor 4. MayodAssistant
5. Finance&Mgmt Svcs. Director 5. City Council
6. Finance Accounting 6. Chief Accountant, Fin&Mgmt Svcs.
ADMINISTRATIVE ORDER (Budget COUNqL RESOLUTION (all others)
Revisfon) and ORDINANCE
1. Activity Manager 1. Initiating Department Director
2. DepartmeM Accountant 2• City Attomey
3. Department Director 3. MayoNAssistant
4. Budget Director 4. City Council
5. City Clerk
6. Chief Accountant, Fin&Mgmt Svcs.
ADMINISTRATIVE ORDERS (all others)
1. Initiating Department
2. Ciry Attorney
3. Mayor/Asaistant
4. City Clerk
TOTAL NUMBER OF SIGNATURE PAGES
Indicate the#of pages on which signatures are required and ap�erclie
each of these pages,
ACTION REGfUESTED
Describe what the projectlrequest seeks to accomplish in either chronologi-
cal order or order of importance,wh�hever is most appropriate for the
issue. Do not write complete sentences. Begin each item in your list with
a verb.
RECOMMENOATIONS
Complete if the issne in question has been preseMed before any body, public
or private. •
SUPPORTS WHICH COUNCIL OBJECTIVE?
Indicate which Council objective(s)your projecUrequest suppons by listing
the key word(s)(HOUSING, RECREATION, NEIGHBORHOODS, ECONOMIC DEVELOPMENT,
BUDGET, SEWER SEPARATION).(SEE COMPLETE LIST IN INSTRUCTIONAL MANUAL.)
COUNCIL COMMITTEEIRESEARCH REPORT-OPTIONAL AS REQUESTED BY COUNCIL
INITIATING PROBLEM, ISSUE,OPPORTUNITY
Explain the situation or conditions that created a need for your project
or request.
ADVANTAOES IF APPROVED
Indicate whether this is simply an annual budget procedure required by law/
charter or whether there are specific wa in which the Ciry of Safnt Paul
and its citizens will benefit from this pro�icUaction.
DISADVANTAGES IF APPROVED
What negative effects or major changes to existing or past processes might
this projecUrequest produce if it is passed(e.g., traffic delays, noise,
tax increases or assesaments)?To Whom?WhenT For how tong?
DISADVANTAGES IF NOT APPROVED
What will be the negative consequences if tbe promised action is not
approved? Inability to deliver service?Continued high traffic, noise,
accident rate? Loss of revenue?
FINANCIAL IMPACT
Afthough you must tailor the information you provide here to the issue you
are addressing, in general you must answer Mro questions: How much is it
going to c�st?Who is going to pay?
. . ��-qB ,���
piTT Q� .
��' �. CITY OF SAINT PAUL
O M
; ;_�;;� ,� OFFICE OF T'HE CIT'Y ATTORNEY
�► h0
•
l��•
JANE A. MC PEAK, CITY ATTORNEY
647 City Hall,Saint Paul,Minnesota 55102
612-298-5121
JAMES SCHEIBEL FAX 612-298-5619
MAYOR
August 13, 990
TO: Council ember Janice Rettman
FROM: Paul . McCloskey �\��„/�
Assis ant City Attorney � � `
RE: Ethical Practice Board
By memo date July 23, 1990, Jane McPeak advised you of the board's
request for two amendments to the ordinance governing its
activities.
An ordinance amending Chapter 111 of the Administration Code has
been prepare to these ends and is enclosed for your review and
sponsorship.
The title o the ordinance capsulizes the subject matter of the
amendments.
cc: Jane Mc eak
John Mc ormick
.�.�c�����
��� � �� �
,,
���_� � : ���.�
��� .4. �, �����
C(3UivGi�.ia�li50�V.
JANIC� �i�T7MAN'
ORIGlUAL. � �� � � � ��°����
_.�
(c) In cooperation with the city clerk's office, the
board sh 11 compile and maintain a current list of all
reports nd statements filed pursuant to Chapter 28 of
the Sain Paul Legislative Code and Chapter 24 of the
Saint Pa 1 Administrative Code.
(d) The board shall investigate whether statements and
reports ave been filed within the times required by
Chapter 8 of the Saint Paul Legislative Code and Chapter
24 of th Saint Paul Administrative Code. Board review
of state ents and re orts re ired b Cha ter 28 shall
be com 1 ted within six months from the filin date of
those s atements and re orts followin the eneral
election
(e) The oard shall review reports for completeness and
� internal consistency and independently verify entries on
campaign disclosure reports and other forms on an
arithmet'cally randomly selected basis.
(f) The board shall make ongoing reviews of and, where
appropri te, recommend to the city council amendments
ordinanc s relating to election regulations and may make
recommen ations regarding the city's •code of ethics. ;.;_�.;,.�
z�x
(g) Pur uant to Saint Paul Legislative Code Section ���
28. 03 (d (7) , the board shall have the authority to
exempt n individual, political parties, political
committe s, and personal campaign committees from the
filing r quirements of Saint Paul Legislative Code
Section 2 . 03 (d) .
(h) The oard shall provide reports to the city council
and the ayor upon completion of the board's findings
relating o paragraphs (c) , (d) and (e) of this section.
�� (i) The board may obtain subpoenas from the district
court to com el the attendance of witnesses and the
P
� roductio of documents at any hearing.
� ��" (j) The oard shall have the authority to issue advisory
� opinions regarding the provisions of Saint Paul
7 Administr tive Code, Chapter 24 and Saint Paul
Legislati e Code, Chapters 28 and 29.
2
_�i'
0 R I G I �i A L ~ � • Council File # � ` J�
Ordinance # '
Green Sheet # ,�j,3J �l
ORDINANCE ��
�;���=����, . �
`::,-::,� CI F SAINT PAUL, MI ESOTA j,�� Ib �
���
Presented By
Referred To Committee: Date
An ordinance amending Chapter 111 of the Saint Paul
Administration Code to provide for the city attorney to
act as staff support to the ethical practices board and
, further to provide that the board review of statements
and reports filed pursuant to Chapter 28 of the Saint
Paul Legislative Code be completed within six months from
the filing date of those statements and reports following
the general election.• �
THE COUNCIL OF THE CITY OF SAINT PAUL DOES ORDAIN:
� Section 1
�+ :;": � � That Chapter 111 of the Saint Paul Administrative Code
� . entitled "Ethical Practices Board" be amended in Section 111.04 to
read as follows:
�ec. 111.04. Powers and duties.
(a) The board shall, with the approval of the city
. council, adopt, promulgate, amend and rescind suitable
administrative rules and regulations to .carry out the
polices and proposes of this chapter. As part" of its
rulemaking function, the board shall have the authority
. . to promulgate a rule providing that, as a condition of
filing a complaint with the board, the complainant shall
sign a written statement agreeing to be assessed
reasonable costs and attorney's fees as determined by the
board if it finds the complaint to be frivolous or made
in bad faith or brought for vexatious reasons or
- substantially for the propose of harassment.
� (b) The board may require that forms be developed and .
prepared for the complaints required by this chapter.
The city clerk shall assist the board in developing and
preparing said forms. -
�=+;
ORIGl �IAL. - � �� � � � �ya -����
,��,
F :_ =
:t�:
Section 2
That Ch pter 111 of the Saint Paul Administrative Code
entitled "Eth cal Practices Board" be amended in Section 111.041
to read as fo lows:
Section 11.041. Staff support.
The Cit Attorney's Office �---~�, .a=��—a€—t�iz
shall
provide taff support to the board.
Section 3
That Cha ter 111 of the Saint Paul Administrative Code
entitled "Eth'cal Practices Board" be amended in Section 111. 05 to
read as follo s:
Sec. 111.05. Complaint and hearinqs
(a) FIL NG. Subject to the limitation set forth in
Section 11. 01.3 of this chapter, any resident of the
city may file with the
board a omplaint, under oath, alleging a violation of
Chapter 2 and/or 29 of the Saint Paul Legislative Code
'�� and/or Ch pter 24 of the Saint Paul Administrative Code.
Notw'thstanding the provisions of Section 111.04 (a) ,
the staff to the board shall have
the autho ity to receive anonymous complaints, and waive
signing o the statement required by Section 111.04 �
,
�
,
Upon receipt of such complaint, the board shall
conduct a preliminary investigation. Upon completion of
that inve tigation, if the board determines that there
are no re sonable grounds to believe that a violation has
occurred r that the complaint is frivolous or made in
- bad fait or brought for vexatious reasons or
substanti lly for the purpose of harassment, it shall
dismiss t e complaint; otherwise, the board shall refer
the compl int for a hearing as set forth in this section.
c ��� 3
O � � Gli� AL � � - � � �y� -���7
(b) PROCEDURE. The board �shall conduct a hearing on
each complaint not previously dismissed and shall rule �.��`'�.
thereon; provided such hearing shall be held and rulings ,=
made within ten (10) days following the date a complaint
is referred or within half the time from the date the
complaint is referred to it to the date of the election,
whichever is less.
The chair of the board may obtain subpoenas from the
district court to compel the attendance of witnesses and
the production of documents at any hearing.
Upon completion of a hearing the board shall, within
seventy-two (72) hours, issue a written determination
stating whether there has been a violation of law and a
statement setting forth the facts and provisions of law
upon which the determination is based; provided, however,
that where a complaint relates to an election to be held
within seven (7) days of the filing of the complaint, the
board shall make a written determination within forty-
eight (48) hours of the completion of the hearing.
Upon determination of a violation of Chapter 28
and/or 29 of the Legislative Code, and/or Chapter 24 of
� the Administrative Code, the board shall . issue findings
which may include referral of the complaint to the
appropriate authority for civil, criminal or disciplinary �-
�s,.
action `;�-`="
• Section 4
That this ordinance shall take effect and be in force thirty
(30) days after its passage, approval and publication.
Yeas Navs Absent Requested by Department of:
imon .
oswitz
on
acca ee
ettman
une
z son BY�
Adopted by Council: Date Form oved by Cit Attorney
r
Adoption Certified by Council Secretary gy. '�/�r-�G
By� Approved by Mayor for Submission to
Counc il --
Approved by Mayor: Date
By: '
By: _.
. v Counci l Fi le # .�o -i��7
. " � � G� ����-� U��S� ��'
� I Ordinance #
Green Sheet tt .-S�3 59
ORDINANCE
CI OF SAINT PAUL, MINNESOTA ,
Presented By � • _/ ', �l� .4��?���------_/ • --
Referred To Comnittee: Date
a==a=====�___�__��___ —_______�_____�_��__�______�__�=====s�=��=__���_____________�______
_ An ordinan e amending Chapter 111 of the Saint Paul Administration Code to
provide for the ci attomey to act as staff support to the ethical practices board and
further to provide at the board review of statements and reports filed pursuant to
Chapter 28 of the aint Paul Legislative Code be completed within six months from the
�iling date of those statements and reports following the general election.
THE COUNCIL OF CITY OF SAINT PAUL DOES ORDAIN: �-
Section 1
That Chapter 111 f the Saint Paul Administrative code entitled "Ethical Practices Board" be
' amended in Section 111. to read as follows:
Sec. 111.04. Powers and duties.
(a) The board sh , with the approval of the city council, adopt, promulgate, amend
and rescind suitabl administrative rules and regulations to carry out the polices and
proposes of this ch ter. As part of its rulemaking function, the board shall have the
authority to promul ate a rule providing that, as a condition of filing a complaint with
the board, the com lainant shall sign a written statement agreeing to be assessed
reasonable costs an attorney's fees as determined by the board if it �inds the complaint
to be frivolous or ade in bad faith or brought for vexatious reasons or substantially for
the purpose of hara sment.
(b) The board ma require that forms be developed and prepared for the complaints
required by this cha ter. The city clerk shall assist the board in developing and
preparing said fo
- (c) In cooperation 'th the city clerk's of�ice, the�board shall compile and maintain a
current list of all re orts and statements filed pursuant to Chapter 28 of the Saint Paul
Legislative Code an Chapter 24 of the Saint Paul Administrative Code.
(d) The board shal investigate whether statements and reports have been filed within
the times required b Chapter 28 of the Saint Paul Legislative Code and Chapter 24 of
the Saint Paul Ad ' 'strative Code. Board review of statements and reports required
b Cha ter 28 shall e com leted within six months from the �lin date of those
statements and re followin he eneral electi n.
, ' C�y�o-�y��
° ,(e) The board•s all review reports for completeness and internal consistency and
independently ve ' entries on campaign disclosure reports and other forms on an
arit3�metically ran omly selected basis.
(� The board s all make ongoing reviews of and, where appropriate, recommend to
the city council endments ordinances relating to election regulations and may make
recommendations regarding the city's code of ethics.
(g) Pursuant to aint Paul Legislative Code Section 28.03 (d)(7), the board shall have
the authority to e empt an individual, political parties, political committees, and
personal campai committees from the filing requirements of Saint Paul Legislative
Code Section 28.0 (d).
(h) The board s all provide reports to the city council and the mayor upon completion
of the board's fin ings relating to paragraphs (c), (d) and (e) of this section.
(i) The board sh 1 have the authority to issue advisory opinions regarding the
provisions of Sain Paul Administrative Code, Chapter 24 and Saint Paul Legislative
Code, Chapters 2 and 29.
Section 2
That Chapter 111 f the Saint Paul Administrative Code entitled "Ethical Practices Board" be
amended in Section 111041 to read as follows:
Section 111.041. S aff support.
The City Attomey' Office '
shall provide staff support to the board.
Section 3
That.Chapter 111 f the Saint Paul Administrative Code entitled "Ethical Practices Board" be
amended in Section 111. 5 to read as follows:
Sec. 111.05. Compl ' t and hearings
(a) FILING. Su 'ect to the limitation set forth in Section 111.01.3 of this chapter, any
resident of the city may file with the board a complaint,
under oath, allegin a violation of Chapter 28 and/or 29 of the Saint Paul Legislative
Code and/or Chap er 24 of the Saint Paul Administrative Code.
Notwithstan ing the provisions of Section 111.04(a), the '
staff to the board s all have the authority to receive anonymous complaints, and waive
signi.ng of the state ent required by Section 111.04 and bring a formal complaint on
behalf of the city, ' the an�itor staff to the board determines that a complaint is not
frivolous, is not ma e in bad faith, and is not brought for the purpose of being vexatious
or harassing. �
Upon receip of such complaint, the board shall conduct a preliminary
investigation. Upo completion of that investigation, if the board determines that there
are no reasonable ounds to believe that a violation has occurred or that the complaint
is frivolous or mad in bad faith or brought for vexatious reasons or substantially for the
purpose of harassm nt, it shall dismiss the complaint; otherwise, the board shall refer
the complaint for a hearing as set forth in this section.
. �yd-�y�r
�' � � (b) PROCEDU . The board shall conduct a hearing on each complaint not
, previous�y dismiss d and shall rule thereon; provided such hearing shall be held and
rul�ngs made with ten (10) days following the date a complaint is referred or within
half the time fro the date the complaint is refened to it to the date of the election,
whichever is less.
The chair f the board may obtain subpoenas from the district court to compel
the attendance of 'tnesses and the production of documents at any hearing.
Upon com letion of a hearing the board shall, within seventy-two (72) hours,
issue a written de ermination stating whether there has been a violation of law and a
statement setting orth the facts and provisions of law upon which the deternunations
based; provided, owever, that where a complaint relates to an election to be held
within seven (7) d ys of the filing of the complaint, the board shall make a written
determination wit in forty-eight (48) hours of the completion of the hearing.
Upon dete ' ation of a violation of Chapter 28 and/or 29 of the I.egislative
Code, and/or Ch ter 24 of the Administrative Code, the board shall issue findings
which may includ referral of the complaint to the appropriate authority for civil,
criminal or discip 'nary action
Section 4
That this ordinan e shall take effect and be in force thirty (30) days after its passage, approval
and publication.
—_____________________ ____________________________________________________________________
---------------------- ----------
____________________ ___________________
------------
Yea Na s Absent Requested by Department of:
Dimon
Gosuttz
Lon
Macca e
Rettman
T une
wi son BY=
____________________ ___________________
Adopted by Council: ate Form A ved by City Attorney
�
Adoption Certified by Council Secretary By. — _/� _��
BY' Approved by Mayor for Submission to
Courici t
Approved by Mayor: ate
By: By�
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Green Sheet #
ORDINANCE
CIT� OF SAINT PAUL, MINNESOTA
���� �:-:
�- ;
�_'_ __ '`_
Presented By � µ%' ��y� �' �— ,
!
Referred To Committee: Date � �V U
An ordinance to repeal section 402.05 of the Saint Paul
Le islative Code and to enact in lieu thereof an authorized
ga bling taa� under Minn. Stat. §349.212, subd. 5.
THE COUNCIL OF E CITY OF SAINT PAUL DOES ORDAIN:
Section 1.
STATEMENT OF PURPOSE
The investigative fees allowed by current ordinance do not adequately recover the actual costs
of processing, investig ing and administering applications for various lawful gambling licenses and
permits, nor the costs f regulation and enfor�ement. It is necessary to impose the statutory three
percent tax to recover he direct and indirect costs incurred by the city to regulate all forms of
lawful gambling. Such tax will be imposed upon the gross receipts (less prizes) of all organizations
conducting lawful gam ling in the city.
Section 2.
Section 402.05 of the Saint Paul Legislative Code is hereby repealed in its entirety.
Section 3.
A new Section 4 2.05 of the Saint Paul Legislative Code is hereby enacted to read as follows:
"Sec. 402.05. Lo al Gamblin t�.
(a) Taa� Im os d. There is hereby imposed a taa� of three (3) percent on the
gross recei ts ���s:::priz�s:from all lawful gambling taking place within the
City of Sai t Paul and received by any person or organization licensed
pursuant t Minnesota Statutes, Chapter 349.
(b) Use of T Proceeds. All tax proceeds shall be used for the purpose of
regulating awful gambling within the city.
(c) When Due and Pa able. The taac imposed by this chapter shall be due and
payable to the inspector on or before the last day of the month next
succeeding the month in which the organization collected gross receipts
from chari ble gambling. Remittance of the full amount of the t� shall
�.
� � � . �.�'`; -,
GI �i�� �r .
cco panied by completed monthly returns on forms prepared by the -l�'U/�`�
inspecto , containing all the information required thereon. The inspector
may ado t or use all or parts of state forms used under chapter 349. �7 7�`�
(d) T� Fo s Rules and Re lations. The inspector shall devise and furnish
upon re uest to all those required to pay the said t� suitable form returns
on whic to report and account for all t�es required to be paid under this
section. The inspector may, upon notice and hearing, adopt such rules and
regulatio s as may be necessary to effect collection of the taar.
(e) Re orts o State. In compliance with Minnesota Statutes, section 349.212,
subd. 5, he inspector shall file by March 15 of each year a report with the
Minneso a Gambling Control Board in the form prescribed by said Board
showing 1) the amount of revenue produced by the tax during the
precedin calendar year, and (2) the use of the proceeds of the ta.�c.
(f) Late Pa ent Penal If a tax payment is not received by the inspector
on or be ore the due date provided above, a late payment fee of 10% of
the total amount of tax proceeds due and owing on any given due date
shall be dded to the ta�c total and paid by the person or organization
before th next monthly tax due date. An additional 10% late payment
fee shall e added to the total due for each month during which due tax
proceeds are not paid or withheld. Failure to make any required t�
proceeds payment shall be sufficient grounds for adverse action by the
Council ursuant to sections 310.05 and 310.06 of the Legislative Code,
and the ouncil may impose payment of t�es and late fees in full as a
condition precedent to further operation of the licensed activity, in
addition o any other penalties including suspension or revocation.
Section 4.
This ordinance s all take effect and be in force thirty (30) days following its passage, approval
and publication.
--------- --- --- ------ ---------
Ye s Na s Absent Requested by Department ot:
Dimon
Goswitz '`�-
Lon �.
Maccabee "�
Rettman
Thune
Wilson BY=
--------------- -- --- �---- ---------
Adopted by Council: Date DEC i 3 1990 Form Approved by City Attorney
Adoption ertified by Council Secretary BY,
i 1
BY' " J Approved by Mayor for Submission to
Approved by Mayor: �te ��� � �Y ���� Counci t
By. ��,��;:�., �,,�.. /° By;
1`
PUB�ISNED �t.� 1 a 1990_
. . , . , . �'d -�y���
CITY OF SAINT PAUL
iii�t i��p
OFFICE OF THE CITY COUNCIL
PAULA MACCABEE susaN ooE
Counclimember Legislative Aide
MARK BALOGA
Legislative Aide
Members:
Paula Maccabee, Chair
Bob Long
Janice Rettman
Date: October 31 1990
AMENDED COM ITTEE REPORT
HUMAN SERVICE , REGULATED INDUSTRIES AND RULES AND POLICY COMMITTEE
1. Resolutio 90-1744 - establishing an advisory committee of refugee affairs.
THIS ITEM WAS LAID OVER FOR FURTHER STUDY BY THE MAYOR'S OFFICE
2. Update on implementation of Focus on Families policy regarding library
hours. -
NO COMMIT EE ACTION NECESSARY AT THIS TIM�___ _____________________�__`
�� _._ _.._.__ _`\
3. • �Ordinance 90-1488 - enacting 3� enforcement tax on charitable gambling - �
Public He ring on charitable gambling in St. Paul (issues to include: \
Posting o Pull Tab Winners; Eliminating Limits on Gambling Manager's 1�
compensat on; Establishment of a 396 Gambling Tax; Eliminating Payback I
Percent L mitations; Increasing State Threshold for Hard Card ingo; and
Allowing ard Card Bingo Operators to be Paid) . ��-�� � q U� �
.
COMMITTEE RECOMMENDED APPROVAL OF ORDINANCE 90-1488 WITH AMENDMENTS, 3-0�
4. Presentat on of Family Service application for Civic Organization
Partnersh p Program funding.
COMMITTEE RECOMMENDED FUNDING FOR FAMILY SERVICE ON A ONE-TIME BASIS USING
CURRENT F ND BALANCES IN HRA & PED, AND REFERRED TO THE FINANCE COMMITTEE, .
3-0
CITY HALL SEVENTH FLOOR SAINT PAUL,MINNESOTA 55102 612/298-5378
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