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91-1879 ������ � , , r � � � ,�:`"�� � �.'��� Cou�ncil File # ����7� , l n 4 Green Sheet ,�` RESOLUTION CITY OF SAINT P TA. Presented By • ' � Referred To ittee: Date RESOLUTION ACKNOWLEDGING THE COST ALLOCATION AGREEMENT AND THE PAYMENT ASSURANCE AGREEMENT BETWEEN DISTRICT ENERGY SAINT PAUL, INC. , ("DISTRICT HEATING") AND DISTRICT ENERGY SERVICES, INC. ("DISTRICT COOLING') WHEREAS, the City of Saint Paul has adopted the District Cooling Franchise Ordinance Number 17816 on March 28, 1991 granting a non-exclusive franchise for a district cooling system to District Energy, Inc. ("District Cooling"); and WHEREAS, the City of Saint Paul has adopted District Heating Franchise Ordinance Number 16947 on July 20, 1982 granting a non-exclusive franchise for a district heating system to District Heating Development Company, d/b/a District Energy St. Paul, Inc. ("District Heating"); and WHEREAS, District Heating and District Cooling will enter into (i) a Cost Allocation Agreement dated as of October 8, 1991 (the "Cost Allocation Agreement") allocating between . them certain common costs of operation and maintenance of the facilities serving the district heating system owned and operated by District Heating, and the Cooling System owned and operated by District Cooling, and (ii) a Payment Assurance Agreement dated as of October 8, 1991 (the "Payment Assurance Agreement� pursuant to which District Heating agrees to pay certain amounts to District Cooling in the event the aggregate contracted customer load being served by the Cooling System is less than 3,400 tons and both such agreements shall be in the form as presented and attached hereto; and WHEREAS, the City Council has received both oral and written evidence in support of the Cost Allocation Agreement and the Payment Assurance Agreement, including, but not limited to: 1. Oral testimony presented to the City Council and the Council Public . Works Committee; 2. Written descriptions of the impact of the Agreements on the Project and the customers; and 3. Graphical projections of the anticipated district cooling system expansion; �������. l/�79 . � �� now, therefore, be it RESOLVED, that the City Council of the City of Saint Paul finds that said evidence demonstrates that the execution and implementation of said Cost Allocation Agreement and " Payment Assurance Agreement will result in rafe charges to district heating and district cooling ratepayers that will be just, reasonable and non-discriminatory: and be it FINALLY RESOLVED that the City Council of the City of Saint Paul, Minnesota that the � Cit�r, as the public body with regulatory jurisdiction over the rates and charges of both District Heating and District Cooling hereby acknowledges and approves the terms and conditions of the Cost Allocation Agreement and the Payment Assurance Agreement, in the forms as aitached hereto. Amounts payable by District Cooling to District Heating under the Cost Allocation Agreement shall be included in the "Demand Charge" component of the District Cooling rates and charges. Amounts payable by District Heating to District Cooling (whether directly or off-set against amounts due from District Cooling to District Heating under the Cost Allocation Agreement) shall be included in the "Demand Charge" component of District Heating rates and charges, and reimbursement of such amounts by District Cooling to District Heating shall be included in the "demand Charge" component of District Cooling rates and charges. The provisions of this Resolution shall be effective only as to amount payable under the Cost Allocation Agreement and Payment Assurance Agreement as in effect as of ' the date of the closing on the district cooling financing. Except as contemplated herein, these provisions shali not be construed to apply to any changes, amendments or modifications to either agreement unless expressly approved by the City. Yeas Navs Absent Requested by Department� of: .zmon oswitz on acc ee e t tman -��' une -� i son -�` BY� Adopted by Council: Date CT � �gg� Form Approved by City Attorney Adoption C ifie by Counc' c etary By. By' Approved by Mayor for Submission to Approved by May r: Date OCT 9 �9J� ' council By: By� ', � 1� Council File ,� C/-/�' �--' Green sheet ,� ( � 3 c�'7 ` � RESOLUTION CITY OF SAINT PAUL, MINNESOTA. Preaented By � - Referred To f� , (�c,v c� s �-vu.K � Committee: Date v � l RESOLUTION ACKNOWLEDGIN THE COST ALLOCATION AGREEMENT AND THE PAYMENT ASSURANCE AGREEME BETWEEN DISTRICT ENERGY SAINT PAUL, INC. ("DISTRICT HEATING") AND DISTRIC ENERGY SERVICES, INC. ("DISTRICT COOLING") WHEREAS, the City of Saint Paul has a opted the District Cooling Franchise Ordinance Number 17816 on March 28, 1991 gr nting a non-exclusive franchise for a district cooling system to District Energy, Inc. ("District C oling"); and WHEREAS, the City of Saint Paul has adopt District Heating Franchise Ordinance Number 16947 on July 20, 1982 granting a non-exclu ive franchise for a district heating � system to District Heating Development Company, d/ a District Energy St. Paul, Inc. ("District Heating"); and WHEREAS, District Heating and District Cooling wi enter into (i) a Cost Allocation Agreement dated as of October 1, 1991 (the "Cost Allocatio Agreement") allocating between _ them certain common costs of operation and maintenance o the facilities serving the district heating system owned and operated by District Heating, and t e Cooling System owned and operated by District Cooling, and (ii) a Payment Assurance Agr ment dated as of October 1, 1991 (the "Payment Assurance Agreement") pursuant to which Di trict Heating agrees to pay certain amounts to District Cooling in the event the aggregate con acted customer load being served by the Cooling System is less than 3,400 tons and bo such agreements shall be in substantially the form as presented and attached hereto; now t refore, be it RESOLVED by the City Council of the City of Saint Paul, Minnes a that the City, as the public body with regulatory jurisdiction over the rates and charges of th District Heating and District Cooling hereby acknowledges and approves the terms and co itions of the Cost Allocation Agreement and the Payment Assurance Agreement, substan ' Ily in the forms as attached hereto and with such subsequent changes as may be necessary d as � approved by the City Attorney. Amounts payable by District Cooling to District ating under the Cost Allocation Agreement shall be included in the "Demand Charge" compo nt of the District Cooling rates and charges. Amounts payable by District Heating to District ooling (whether directly or off-set against amounts due from District Cooling to District Heat g under the Cost Allocation Agreement) shall be included in the "Demand Charge" com nent of District Heating rates and charges, and reimbursement of such amounts by District �. Cooling to District Heating shall be included in the "demand Charge" component of Distri� Cooling rates and charges. The provisions of this Resolution shall be effective only as to ''* q�-���� amount payable u er the Cost Ailocation Agreement and Payment Assurance Agreement as in effect as of the d e of the closing on the district cooling financing. Except as contemplated herein, these provisions shall not be construed to apply to any changes, amendments or modi ations to either agreement unless expressly approved by the City. • \ , \1 Yeas Navs Absent Re ested by Department- of: smon oswztz / on ��h�. �e,,c(� — acc ee ettman une - i son BY� Adopted by Council: Date Form Approved by City Attorney Adoption Certified by Council Secretary By. By� Approved by Mayor for Submission to � ' Council Approved by Mayor: Date By: ,��G4<.� By: . . ����� � DEPAR���FICElCOUNCIL ��NITIATED / GREEN SH T � 9 N° _ 12387 CONTACT ERSON 8�PHONE INITI ATE � �T IAUDATE �DEPARTMENT DIRECTOR �CITY COUNCIL v V I Y"`� D CeG`✓ � Z 2 3 �g$��N �CITY ATTORNEY �CITY CLERK NUMBERFOR MUST BE ON COUNCIL AOENDA (DATE) ROUTING �BUDGET DIRECTOR �FIN.&MQT.SERVICES DIR. O�ro /�r � 4 � ORDER �MAYOR(OR ASSISTAN� � L„��n, b � TOTAL#OF SIGNATURE PAGES j (CLIP ALL LOCATIONS FOR SIGNATURE) ACTION REQUESTED: �� � RECOMMENDATIONS:Approve(A)or Re)ect(R) pERSONAL SERVICE CONTRACTS MUST ANSWER THE FOLLOWING�UESTION3: _PLANNING COMMISSION _ CIVIL SERVICE COMMISSION 1• Has this person/firm ever worked under a contract for this department? _CIB COMMITTEE _ YES NO 2. Has this person/firm ever been a city employee? _STAFF _ YES NO _ DISTRICT COURT _ 3. Does this erson/firm p possess a skill not normally possessed by any current city employee? SUPPOqTS WHICH COUNCIL OBJECTIVE7 YES NO Explaln all yes answers on separate sheet and attach to green ahaet INITIATING PROBLEM,ISSUE,OPPORTUNITY(Who,�When,Whe�y):L � r,� /�GOtit.fiu ti9 � � , �� ��°���.;�...,,��..�,�.,,� �--,-� �,,�.�`� �.�.r.�,�... � . �7 �.�'G-� c.o�-� � -c� �:c�/L""P 7�° G`"'Ld`'� s,,a, 7�� ��� �� . ��� �� �=�- � ,�.e� t� � .-� �-�,e.o �,Z�.s� � , ADVANTAGES IF APPROVED: l I.c ��G���C.�,.c,� ��-c�+-� ��-y��— u+-t.�P G�� .� � 4''`r`'�a'` d" 0 2� �,.� --e� �°.�..�G ,�.�-,�.o � �.,� � �L�'� °',�'�.`�. � nor DISADVANTAOE3 1F�APPROVED: �.,,,f � � j� h"WJ�'i'!Y� �'l � . . e O"'+„'I' � � � �°� � � ��,.� �a,a,�...,. -� �,.. �,-. � � �,�.-� -�. �� � �v�' � ` ° DISADVANTACiES IF I�f APPROVED: T� G�/t,.t h.o �c,�+-ui►--C`—•o�� � TOTAL AMOUNT OF TRANSACTION S O COST/REVENUE BUDGETED(CIRCLE ONE) YES NO FUNDING SOURCE .�/p ACTIVITY NUMBER � /�I FINANCIAL INFORMATION:(EXPLAIN) NOTE: COMPLETE DIRECTIONS ARE INCLUDED IN THE GREEN SHEET INSTRUCTIONAL MANUAL AVAILABLE IN THE PURCHASING OFFICE(PHONE NO.298-4225). �- „ ROUTING ORDER: Below are correct routings for the five most frequent types of dxuments: CONTRACTS(assumes authorized budget exists) COUNCIL RESOLUTION(Amend Budgets/Accept. Grants) 1. Outside Agency 1. Department Director 2. Department Director 2. Ciry Attorney 3. City Attorney 3. Budget Director 4. Mayor(for contracts over$15,000) 4. Mayor/Assistant 5. Human Rights(for contracts over$50,000) 5. Ciry Council 6. Finance and Management Services Director 6. Chief Accountant, Finance and Management Services 7. Finance Accounting ADMINISTRATIVE ORDERS(Budget Revfsion) COUNCIL RESOLUTION (all others, and O�dinances) 1. Activfty Manager 1. Department Director 2. Department Accountant 2. City Attorney 3. Department Director 3. Mayor Assistant 4. Budget Director 4. City Council 5. City Clerk 6. Chief Accountant, Finance and Management Services ADMINISTRATIVE ORDERS(all others) 1. Department Director 2. City Attorney 3. Finance and Management Services Director 4. City Clerk TOTAL NUMBER OF SIGNATURE PAC�ES Indicate the#of pages on which signatures are required and paperclip or flag each of the�e pages. ti ACTION REQUESTED Describe what the project/request seeks to accomplish in either chronologi- � cal order or order of importance,whichever is most appropriate for the issue. Do not write c�mplete sentences. Begin each item in your list with a verb. RECOMMENDATIONS Complete if the issue in question has been presented before any body, public or private. SUPPORTS WHICH COUNCIL OBJECTIVE? Indicate which Council obJective(s)your projecVrequest supports by listing the key word(s)(HOUSING, RECREATION, NEIOHBORHOODS, ECONOMIC DEVELOPMENT, BUDGET, SEWER SEPARATION). (SEE COMPLETE LIST IN INSTRUCTIONAL MANUAL.) , PERSONAL SERVICE CONTRACTS: This information will be used to determine the city's Ifabiliry for workers compensation claims,taxes and proper civil service hiring rules. INITIATING PROBLEM, ISSUE, OPPORTUNITY Explain the sftuation or conditions that created a need for your project or request. ADVANTAGES IF APPROVED Indicate whether thfs is simply an annual budget procedure required by law/ charter or whether there are specific ways in which the City of Saint Paul and its citizens will beneflt from this projecUaction. DISADVANTAGES IF APPROVED What negative effects or major changes to existing or past processes might this projecUrequest produce if it is passed(e.g.,traffic delays, noise, tax increases or assessments)?To Whom?When?For how long? DISA�VANTAGES IF NOT APPROVED What will be the negative consequences if the promised action is not approved?Inabiliry to deliver service?Continued high traffic, noise, accident rate?Loss of revenue? FINANCiAL IMPACT Although you must tailor the information you provide here to the issue you are addressing, in general you must answer two questions: How much is it going to cost?Who is going to pay? : : � � �//�7g [DRAFT AMENDED] COST ALLOCATION AGREEMENT DATED AS OF OCTOBER 1, 1991 BY AND BETWEEN DISTRICT HEATING DEVELOPMENT COMPANY, d/b/a DISTRICT ENERGY ST. PAUL, INC. AND DISTRICT ENERGY SERVICES, INC. : � �/ ��?'9 [DRAFT AMENDED] [9/18/91] COST ALLOCATION AGREEMENT THIS AGREEMENT is entered into as of October 1, 1991 between District Heating Development Company, d/b/a District Energy St. Paul, Inc. , a Minnesota non-profit corporation (hereinafter referred to as ��District Energy" and District Energy Services, - Inc. , a Minnesota non-profit corporation (hereinafter referred to as "DES") . � RECITALS WHEREAS, in response to a number of environmental and economic factors, DES proposes the establishment of a district cooling business to be owned and operated by DES; and WHEREAS, District Energy owns, operates and maintains a heating plant located at 76 West Kellogg Boulevard, Saint Paul, Minnesota ("Heating Plant") and portions of the Heating Plant will be modified by DES to accommodate the necessary equipment required to operate the cooling business; and WHEREAS, DES will finance, construct and own the cooling production equipment and cooling distribution system and DES will pay District Energy for use of the required Heating Plant space; and WHEREAS, District Energy will provide to DES the required operation, maintenance and administration services to operate the district cooling business and DES will pay District Energy for such services; and WHEREAS, it is necessary for operating, financing, and regulatory reasons to define the principles and procedures which shall govern the allocation of costs for such services between District Energy and DES and the responsibility for payment of such costs; NOW, THEREFORE, the parties do, in consideration for the mutual promises, covenants and agreements set forth herein, agree as follows: 1. Principles. Al1 costs associated with the district cooling operation shall be assessed consistent with this Cost Allocation Agreement. Costs associated solely with the district cooling business shall be charged directly to DES. Costs that benefit both district heating and district cooling shall be allocated between the two companies. All allocations shall be just and 1 � �i/-/8�7g equitable to both District Energy and DES. Wherever practical, the allocation and settlement shall be on a monthly basis. 2 . Assumptions. A. District Energy, the operator of the district heating system, owns the jointly used plant/office facility and most equipment contained therein, employs all staff, and pays most joint operating costs. DES operates the district cooling system using both its own equipment and certain resources belonging to District Energy, including plant, equipment, and employees, and reimburses District Energy for an appropriate share of joint � costs. B. Where costs are solely attributable to the operation of district cooling, they shall be billed directly to and paid by DES. Where costs are shared costs or where DES receives the benefit of or the use and/or enjoyment of services or ass�ts of District Energy, cost allocation shall be done pursuant to this agreement. C. The goal of the cost allocation procedure set forth herein is to allocate joint costs in a way which is (a) fair to both heating and cooling customers, (b) simple and clear enough to administer efficiently, and (c) recognized as just and reasonable by customers and regulators. D. Unless otherwise provided, DES 's share of joint costs will be based on the Cooling Cost Allocation Percentage as defined in Section 3 .B. (4) below. E. The cost allocation procedure will be reviewed annually and this agreement shall be amended, if necessary, by mutual consent of the parties hereto, to better meet the goal stated in C. above. A copy of this agreement and any amendments thereto shall be provided to the Director of Finance and Management Services of the City of Saint Paul. 3 . Allocation Procedures. Set forth hereafter are the allocation procedures to be followed by management in allocating costs incurred while both district heating and district cooling systems are in operation: A. Enerqy. Each month's total plant fuel and energy costs, less those solely attributable to either company (e.g. , fuel to hot water boilers) , will be allocated to each company based on its use of plant steam output (either directly or as internally generated electricity) during that month (see chart, Attachment A) . B. Costs for use of property, plant and equipment. DES will pay to District Energy a monthly fee for use of property, 2 � ���/�79 plant and equipment owned by District Energy equal to one-twelfth (1/12) of the Annual Property Use Charge, which shall be determined prior to the beginning of each fiscal year according to the following procedure (see sample calculation, Attachment B) : (1) Compute the percentage of total District Energy property, plant, and equipment other than the hot water distribution system (Total PP&E) which is jointly used (the Joint Use Percentage) , based on the values thereof in the latest property appraisal and the cost of items added since that appraisal. For purposes of this calculation, the value � of jointly used boilers shall be egual to twice the value of Boiler ,�1, the primary steam boiler used during the cooling season. (2) From the undepreciated asset value of Total PP&E on District Energy's books, subtract the amount by which that value was written up over actual cost on acquisition, i.e. , $3 , 919, 658, to get Adjusted Total PP&E. (3) Multiply the Joint Use Percentage from Step 1 by the Adjusted Total PP&E from Step 2 to get Adjusted Joint Use PP&E. (4) Calculate normalized actual unit energy sales for DES in the latest 12-month period ending on or about May 31 (which, for purposes of this calculation, shall be equal to the average tons of demand billed during the period ' multiplied by a standard utilization factor of 900 hours) and divide by normalized actual unit energy sales for District Energy and DES combined during the same period (using a conversion factor of 1 ton-hour equals 0. 0035 megawatt-hours) to get the Coolinq Cost Allocation Percentaqe. In determining the Cooling Cost Allocation Percentage for fiscal years 1993 through 1994, budgeted fiscal year unit energy sales (adjusted for 900 utilization hours) shall be used instead of normalized actual unit energy sales as described above. (5) Multiply the Adjusted Joint Use PP&E from Step 3 by the Cooling Cost Allocation Percentage from Step 4 to get the Allocated Cooling PP&E. (6) The Annual Property Use Charge shall be the level amortization payment computed using the Allocated Cooling PP&E, an interest rate equal to the weighted average cost of long term debt budgeted by District Energy for the year in question, and a term of 20 years. C. Operatinq and maintenance expenses. Each month's non- fuel operating and maintenance expenses, less those solely 3 � �� �/�/���' attributable to the district heating system or the district cooling system, will be allocated to DES based on the Cooling Cost Allocation Percentage. (Any joint expenses paid by DES rather than by District Energy will be allocated back to District Energy on the same basis and offset against District Energy charges. ) D. General and administrative personnel expenses. Salaries of general and administrative personnel shown through a periodic time study to have worked on district cooling activities will be allocated based on such time study. Payroll taxes and personnel benefits will be allocated in the same proportions as salaries. � E. Other qeneral and administrative expenses. General and admiriistrative expenses other than personnel, less those solely attributable to the district heating system or the district cooling system, will be allocated to DES based on the Cooling Cost Allocation Percentage. (Any joint expenses paid by DES rather than by District Energy will be allocated back to District Energy on the same basis and offset against District Energy charges. ) F. Costs incurred by District Enerqy on behalf of DE8. The cost of any capital items, debt service, or operating expenses paid for by District Energy which are not joint use items but rather solely for the benefit of DES shall be billed in their entirety to and paid by DES. 4. Repayment of Development Costs. Cooling system development costs incurred by District Energy shall be repaid by DES according to the following terms: A. Definition. "Development costs" shall mean out-of- pocket costs incurred by District Energy for preliminary design work, marketing, communications and legal services, and other costs related to the development of the downtown district cooling system from October 1, 1990, through March 31, 1993 , other than engineering design and financing costs paid from the proceeds of the original district cooling system financing. B. Recovery terms: (1) Development costs shall accumulate without interest through March 31, 1993 . (2) From and after April 1, 1993, simple interest shall accrue at 5 percent per annum. (3) Beginning October 1, 1997, or such later date as billable cooling demand equals or exceeds 3 , 900 tons, repayment of the total amount due (principal plus accrued 4 � � , �%���9 interest) shall be made in accordance with subparaghaphs (4) and (5) of this section 4 .B. (4) Scheduled amortization shall be over 15 years at an interest rate of five (5) percent per annum, with monthly principal payments proportional to those required on the HRA district cooling loan. The initial payment schedule shall be reviewed in connection with any district cooiing expansion financing and may be adjusted as mutually agreed by the parties, provided that DES is in compliance with all terms of the district cooling bond loan agreement and HRA loan agreement. ' (5) Repayment shall be completed not later than one year after the retirement of the last of the Series 1991A, 1991B and 1991C bonds. 5. Monthly Settlement. A. Cost allocations will be determined by District Energy and billed to DES in the course of producing District Energy's financial statements each month, and the net amount due shall be payable to District Energy within 15 days after the date of such statements. B. Amounts not paid within 30 days shall accrue interest monthly at the average rate earned by District Energy that month on funds in its Operating Reserve. 6. Resolution of Allocation Issues. In the event District Energy and DES management personnel are unable to determine the appropriate treatment for a cost item, the following procedure shall be utilized: A. Management of District Energy or DES shall submit the issue in writing to the independent public accounting firm engaged to perform the annual audit of District Energy, requesting the auditor' s recommendation based upon existing facts and circumstances regarding that particular item or items. B. The auditor shall present a recommendation for management's action. In the event District Energy or DES elects not to adopt that recommendation, they may seek an alternative recommendation from the Director of Finance and Management Services of the City of Saint Paul. 5 . ' �'-/�7�' Approved: Approved: DISTRICT ENERGY SERVICES, INC. DISTRICT HEATING DEVELOPMENT CO. d/b/a DISTRICT ENERGY ST. PAUL, INC. By: By: Its• Its• (Per Board Resolution 91- ) (Per Board Resolution 91- ) � Attachments: A. Cost allocation chart B. Property, plant and equipment allocation example \rab\costaloc.2 6 . ' �/���y� Exhibit A FUEL COST ALLOCATION PROCEDURE Fl1EL GAS/OIL COAL YsUr C A B Gas/Oil Ga�/Oil Coal Hot Water Steam Steam Boilers Boiler Boilers Steam MeLr 2 61eUr 3 6letsr 4 D lieat Co-generadon Steam-driven Exchangers Turbine Chillere(tuture) G v v v H Yster b v v V Ustet 8 V V V < GSteam< < V >$tliffl> > V V Hot Water v Cooling Distribution System v DisUibut3on Syatem v v v v< < < < < < < < �< v v General Plant 6ectricity �ectric Chiller Estimated Produced Estimated Electrical Use: �ectrical Use: ;:>?»>.;%>.::> Total E7scolcal(Ar�- Mster 7 Tc»�iain Output x (roW Atrb�uCon+ M J N Kwh/ron-fiour Brebfc CA�(At�) X X X X X X X X L P Hot Water x x x x x x x x Codinp Diatribudon K Disfibution Est.Dectrical Uee: Meura Est.Electricai Use: TMrmd En�rsy Srndout x TMmul Enrr�S�ndour x PYimphp lidr BeCU1Crty Purtphy RW PufChaeed . /� `//�/� I♦ - • P � // /✓/ 4/ / Exhibit B � � � O N � Q (�D N � tt � �... � O) c7 N � a0 tt m O � � oi c� O co � N � ~ c� co M F' � � CO N � � � W Z � � �i w � a a�. W � v O� Z v � a v \ � J Qq � � W v � � � �JJ . . J ^ � W � Q X J } v�j � � i °o a W LLI c? � W �' Z ° � � Q W U cA J � x Z E,�., v� z t� Q � a p o � o o W � � a < Z �� O � U � � � � O p � U O � W � Z ¢ Q ca� � o g Q U ,� � w w � O � W Q p O � � } U W � J � ¢ ~ ~ J a w c� w = � p Q z o w z o � � W W O J W 0 W U � Q ,� � U m �' _ _ '' Y J � Z O J F- Q Z U g �' a u- w Z = cc in o 0 0 o c� o 0 0 0 0 0 o co r� � � c� c� o Q � W tf f0 O O O O CO O O O O O O tA �� et �1� Q � 1f� N �j � J i� /:O O O O N O �O O �A�O N � � � � F, �p � a � I� �� O O O O N ln� O ln O CD tA � I� � F- (� f/� 1� � tn N N 1� C� O f� tn N 1� �D t0 CO t� N � r � � ONf O � O O �� � � � N N N � � .- � O tA cp N � N at � ~ a V �� � c°o N r � � � Z v� �y � O �W H � N Q � V W z O Q � J J �..., a W � z .. � m � W ~ a � W a � � W .. x (� W CL � d m C7 � O i�J � � J otS � `a'' o,� Cn W ~ � W � o �' w w c� � a � � n°�. t- m z a a s c 7 � �z a v w a � F. Q � �' � O n�. z a a p ° a a cw.7 H 6i Z� a. a o w � I�W- � � °C a � R � � g� � � W � a� ac cn a v � ° Q > Q � ; E ,JZ � (YjJ W wOa C � N F- � W � ti.i Wa O rZ c°'. � N Z2a °3°,° uw,. UZ � oiv� w o � W a a W � o O m �n C7W � •� ti � tnQY � J C7 Q � W W _ �Z aa� .p � U � z �O} Z LL a � � ZF= H �W � c�i ,.�.I �W WCC ¢ -� � Qp � UW m � � . � � � `L° c � � F- � co � � J W W fn � W J � J � J W W J J � = in v� c � Z Q J J Z J LL � � Q � � 6 W 0 � � �`y < � 000v=i5o � � o00 � a o 0 3 oa a 3 " a � � zUmm Qamv wUUUO > F- � a F- n. < aa � d oD U p LLi ti (rj ' . - � . �/-/ � 7� . .� DRAFr PAYMENT ASSURANCE AGREII��NT DATED AS OF OCTOBER l, 1991 BY AND BEZWEEN DISTRICT ENERGY SERVICES, INC. AND DISTRICT ENERGY ST. PAUL, INC. MAHLUM & ASSOCIATES A Professional Association Suite 2222, North Central Life Tower St. Paul, Minnesota 55101 �'i-/��� DRAFT PAYMENT ASSURANCE AGREII��NT THIS AGREEMENT is entered into as of the lst day of October, 1991 . The parties to this Agreement shall be District Heating Development Company, d/b/a District Energy St . Paul, Inc. , 76 West Kellogg Boulevard, Saint Paul, Minnesota 55102-1611, (hereinafter referred to as "District Energy") , and District Energy Services, Inc. , 76 West Kellogg Boulevard, Saint Paul, Minnesota 55102-1611 (hereinafter referred to as "DES") . RECITALS WHEREAS, DES has conceived, developed, promoted and is in the process of marketing and financing a district cooling project in the City of Saint Paul; and WHEREAS, DES has prepared and customers have accepted a uniform District Cooling Service Agreement ("Service Agreements" ) providing for cost-based rates; and WHEREAS, the financing of said district cooling project is based upon 3400 tons of Initial Contract Demand as that term is defined in the Service Agreements; and WHEREAS, DES, as of the adoption of this Agreement, has executed Service Agreements representing 2961 tons of Initial Contract Demand; and WHEREAS, DES has concluded that there is a reasonable likelihood that the 3400 tons of egecuted Service Agreements will be received by DES in the marketing of this district cooling project; and WHEREAS, District Energy will secure reduction in its figed costs as a result of sharing District Energy figed costs with DES; and WHEREAS, DES and District Energy find it desirable to proceed to conclude the financing and construction of the district cooling system prior to receipt of ezecuted Service Agreements in the aggregate amount of 3400 tons; and WHEREAS, District Energy has agreed to assure payment of a share of the fized costs corresponding to a maaimum of 500 tons 5625M/5806M (09/18/91) 1 . - ���-���9 DRAFT of DES Demand Charges for aggregate Initial Contract Demand below 3400 tons; and WHEREAS, District Energy has received assurances from the City of Saint Paul that the City will allow District Energy , costs incurred hereunder as costs recoverable from District Energy customers pursuant to the franchise by and between the City of Saint Paul and District Energy; and WHEREAS, District Energy and DES have mutually agreed upon terms and conditions of this Payment Assurance Agreement. NOW, THEREFORE, in consideration for the foregoing and the mutual promises, covenants and agreements set forth hereafter, the parties agree as follows : 1. Payment Assurance. District Energy shall, under the terms and conditions set forth hereafter, up to a. mazimum of 500 tons, pay to DES a monthly amount equal to the Figed Cost Portion of the DES Demand Charge Rate representing the difference between the Actual Aggregate Initial Contract Demand (as defined in Paragraph 2) and 3400 tons of Aggregate Initial Contract Demand, as that Demand Charge Rate is determined pursuant to the provisions of Article VI of the Service Agreements; provided, however, that the District Energy agreement to pay DES as set forth in this paragraph shall be subjec� to the Adjustment and other limitations as set forth hereafter. Fixed Cost Portion as used herein shall mean the direct operating costs, city regulatory costs, net debt service and financing cost and change in working capital cost portion of the DES Demand Charge Rate for any fiscal year (see ezample, Ezhibit A) . 2 . Adjustment. District Energy shall be released from one ton of Payment Assurance for every one ton of Actual Aggregate Initial Contract Demand received by DES above 2900 tons . Actual Aggregate Initial Contract Demand, as used herein, shall mean the total of all Initial Contract Demand as set forth in Paragraph 1.4 of egecuted Service Agreements . The partial release as set forth heretofore shall be a permanent partial release of District Energy of its Payment Assurance obligations under this Agreement. District Energy shall be fully released from its Payment Assurance hereunder upon DES obtaining 3400 tons of Actual Aggregate Initial Contract Demand. The parties recognize and acknowledge that upon ezecution hereof, DES has ezecuted District Cooling Service Agreements in the aggregate Initial Contract Demand amount of 2961 tons . 5625M/5806M (09/18/91) 2 � ��/� �� DRAFT To illustrate the operation of the Adjustment, the following ezample is provided: Upon ezecution of Service Agreements providing for 3245 of Actual Aggregate Initial Contract Demand the Payment Assurance would be adjusted to reflect the fact that District Energy remains obligated for a share of the fized costs corresponding to 155 tons of Demand. (3400 tons minus 3245 tons equals 155 tons . ) The adjustment provided herein shall take effect upon the earlier of the Customer Completion Date or First Service Date, as defined in the Service Agreements for Service Agreements in ezcess of 2900 tons of Aggregate Initial Contract Demand. 3 . First Payment Date. The parties agree that District Energy shall not be obligated for Payment Assurance payments hereunder prior to April l, 1993 . 4 . Method of Payment. Pursuant to the Cost Allocation Agreement, DES shall, on an ongoing basis, incur obligations to District Energy in connection with the providing of the � premises, goods and services and other costs incurred on behalf or for the benefit of DES. The parties contemplate that there will be an ongoing setoff of obligations for cash payments to DES from District Energy in an amount sufficient to provide for the Payment Assurance to DES as provided herein. In the event that there is a net cash obligation from District Energy to DES for the Payment Assurance, said cash payment shall be timely made by District Energy. The Demand Charge Rate to District Energy reflecting the Payment Assurance shall reflect a discount of five percent (5%) consistent with the provisions of Section 10 . 6 of the Service Agreements . District Energy shall be entitled to an Adjustment as set forth in Paragraph 2 herein at any time during the DES fiscal year. 5 . Service Agreements Application. The parties recognize and acknowledge that District Energy is not a Customer of DES and, accordingly, ezcept as ezpressly set forth herein, the Customer provisions of the Service Agreements do not apply to District Energy. Ezcept as otherwise ezpressly provided herein, the terms and conditions of the Service Agreements shall not, directly or indirectly, be obligations of District Energy. The provisions of Article VI of the Service Agreements shall be limited in application to District Energy' s Payment Assurance to the Demand Charge Rate ezpressed in a sum per ton per month charged to all DES Customers under the Service Agreements . District Energy shall be obligated to pay DES at such times as all DES Customers are obligated to pay DES for the Demand Charge Rate. 5625M/5806M (09/18/91) 3 . � , ��-���� DRAFT 6 . Repayment. DES shall be obligated to repay District Energy for sums advanced or offset pursuant to the Payment Assurance. The sums paid or offset shall remain an obligation of DES to District Energy, but shall not bear interest and shall not be subject to repayment until the earlier of (a) the beginning of the first DES fiscal year in which Customer Contract Demand ezceeds 4200 tons; or (b) 21 years from the date of this Agreement. A schedule of repayments shall be established with a term not to egceed ten (10) years or such earlier term provided that the parties make a finding that the repayment term will not adversely affect DES' ability to meet all of its financial obligations during the ensuing fiscal year. � 7. Effect of this Agreement. The parties agree that District Energy is not by e$ecution hereof, directly or indirectly, obligated to DES, its Customers, vendors, lenders, or others, ezcept as ezpressly stated herein. 8 . Miscellaneous. A. Entire Agreement. This Agreement represents the entire and integrated Payment Assurance Agreement between District Energy and DES. B. Not a Joint Venture. The parties hereto agree that it is not their intention to create nor does this Agreement create or constitute a joint venture between the parties and the parties shall not, in any way, be construed as being joint venturers . C. Effect of Waiver. Whenever any act or failure to act by one party is waived by the other party, directly or indirectly, such waiver shall be limited to the particular act or failure to act and shall not be determined to waive any other agreement, covenant, obligation, requirement or other promise or breach under this Agreement. D. Governing Law. This Agreement is made under and shall be construed and enforced in accordance with the laws of the State of Minnesota. E. Severability. The unenforceability or invalidity of any provision or provisions of this Agreement shall not render any other provision or provisions herein unenforceable or invalid. F. Eaecution Counterparts. This Agreement may be simultaneously ezecuted in several Counterparts, each of which shall be an original and all of which shall constitute but one and the same instrument. 5625M/5806M (09/18/91) 4 _ � � �T-/��� DRAFT � G. Amendments. The parties agree that any and all amendments hereto shall not be deemed to be of force and effect unless and until said amendments shall have the written consent of the Housing and Redevelopment Authority of the City of Saint Paul and the Trustee identified under financing documents to be ezecuted contemporaneous with the ezecution of this Agreement and providing for the financing of the district cooling system project. G. Notices. Notices shall be directed as follows : District Energy St. Paul, Inc. 76 West Kellogg Boulevard Saint Paul, Minnesota 55102-1611 Attention: President District Energy Services, Inc. 76 West Kellogg Boulevard Saint Paul, Minnesota 55102-1611 Attention: President IN WITNESS WI�REOF, District Energy and DES have e$ecuted this Agreement. This Agreement shall be effective on the date first above written. District Energy Services, Inc. District Energy St. Pau1, Inc. By: By: Its Its 5625M/5806M (09/18/91) 5 .. . l��- /�� � Exhibit A PAYMENT ASSURANCE AGREEMENT EXAMPLE ----------------------------------- (Hypothetical Future Year Costs) 3,400 2,961 Total demand-related costs Tons Tons -------------------------- ----- ----- Direct operating costs $85,592 $85,592 City regulatory costs 24,153 24,153 Net debt service and fin. cost 463,426 463,426 Change in working capital 124,224 124,224 Fixed costs aubtotal 697,395 69.7,395 Payment Assurance Amount* 0 (90,046) Net fixed costs charged to customers 697,395 607,349 Allocated joint operating costs 176,809 153,980 ------- ------- Total demand revenue requirement $874,204 $761,329 ------- ------- Demand Charge rate calculation ($/ton/mo. ) ------------------------------------------ Fixed coats before Payment Asaurance $17.10 $19.63 Payment Assurance credit 0.00 -2.53 Allocated costs 4.33 4.33 Demand Charge rate $21.43 $21.43 ----------------------------------------------------------------- 3400 - 2961 Payment assurance amount = ---------------- X $697,395 3400 Council File # 9'��f�� Green sheet ,� ( � 3�'7 RESOLUTION � CITY OF SAINT PAUL, MINNESOTA. Presented By ` _ Referred To � Committee: Date g RESOLUTION ACKNOWLEDGING THE COST ALLOCATION AGREE NT AND THE PAYMENT ASSURANCE AGREEMENT BETWEEN DISTRICT ENERGY AINT PAUL, INC. ("DISTRICT HEATING") AND DISTRICT ENERGY SERVICES, INC. (" STRICT COOLING") WHEREAS, the City of Saint Paul has adopted the Distr' t Cooling Franchise Ordinance Number 17816 on March 28, 1991 granting a non- xclusive franchise for a district cooling system to District Energy, Inc. ("District Cooling"); a d WHEREAS, the City of Saint Paul has adopted Di rict Heating Franchise Ordinance Number 16947 on July 20, 1982 granting a non-exclusiv franchise for a district heating . system to District Heating Development Company, d/ /a District Energy St. Paul, Inc. ("District Heating"); and WHEREAS, District Heating and District Co ing will enter into (i) a Cost Allocation Agreement dated as of October 1, 1991 (the "Cos Allocation Agreement") allocating between them certain common costs of operation and m ntenance of the facilities serving the district heating system owned and operated by District eating, and the Cooling System owned and operated by District Cooling, and (ii) a Payme Assurance Agreement dated as of October 1, 1991 (the "Payment Assurance Agreement") rsuant to which District Heating agrees to pay certain amounts to District Cooling in the ev nt the aggregate contracted customer load being served by the Cooling System is les than 3,400 tons and both such agreements shall be in substantially the form as presented d attached hereto; now therefore, be it RESOLVED by the City Council the City of Saint Paul, Minnesota that the City, as the public body with regulatory jurisdict' n over the rates and charges of both District Heating and District Cooling hereby acknowle es and approves the terms and conditions of the Cost Allocation Agreement and the P yment Assurance Agreement, substantially in the forms as attached hereto and with such su sequent changes as may be necessary and as � approved by the City Attorney. Amo nts payable by District Cooling to District Heating under the Cost Allocation Agreement sha be included in the "Demand Charge" component of the District Cooling rates and charges Amounts payable by District Heating to District Cooling (whether directly or off-set agains amounts due from District Cooting to District Heating under the Cost Allocation Agree ent) shall be included in the "Demand Charge" component • of District Heating rates and ch ges, and reimbursement of such amounts by District Cooling to District Heating shal be included in the "demand Charge" component of District Cooling rates and charges. The provisions of this Resolution shall be effective only as to . 9/-/��� � amount payabie under the Cost Allocation Agreement and Payment Assurance Agreement as in effect as of the date of the closing on the district cooling financing. Except as contemplated herein, these provisions shall not be construed to apply to any changes, amendments or modifications to either agreement unless expressly approved by the City. i � Yeas Navs Absent Re ested by Department� of: imon � osw.z�z / on ��h� �.;ct� acca ee ettman une - i son By: Adopted by Council: Date Form Approved by City Attorney Adoption Certified by Council Secretary By: � By' Approved by Mayor for Submission to � Approved by Mayor: Date ' Council By: ' By: ,���eG+�� � �ry . , � _.. ���� . i0-. CITY OF SAINT PAUL RECEIVED INTERDEPARTMENTAL MEMORANDUM �C T 0 4 1991 CITY GIERK � October 3, 1991 TO: Molly O'Rourke, City Clerk FROM: Richard Gehrman, Director ,(��- Department of Finance and Management Services RE: Administration's Filings For Cost Allocation Agreement and Payment Assurance Agreement Between District Heating and District Cooling The City Council was to hold a public hearing today on the matter of the District Cooling financing. The Administration had prepared e�chibits to be distributed to the Council. 1'he Council decided to hear the matter at the next meeting on Tuesday, October 8, 1991. For convenience sake,the Administration would like to formally file the exhibits as attached with your office today. I will also distribute a packet to each council member. RG/jr cc: City Council Members Thomas Weyandt - City Attomey's Office James O'Leary - PED William M. Mahlum - Mahlum and Associates _ � _ _ � �/�!��� � Districf Energy Services, Inc. � 76 West Kellogg Boulevard St.Paul,MN 55102-1611 RECtIVED (612)297-8955 FAX(612)221-0353 � SEP 9 �gg� � RECEIVED OFFICE OF THE DIRECTOR DEPARTMENT OF FINANCE G�P 61991 September 6, 1991 �ND MANAGEMENT S�RVICE� �ITY CLERK iris. 3rloily o°Rourke City Clerk City of Saint Paul , _ 386 City Hall � St. Paul, MN 55102 Re: Amendment to District Cooling Service Agreement Dear Ms. O'Rourke: Pursuant to Section . il(f) of �the district cooling franchise (Ordinance 17816) , the attached amendments to the District Cooling Service Agreement are filed herewith. . The required approval by the City Council for amendments to Articles VI, VII and XXI will be requested in connection with pending actions on the district cooling financing. Sincerely, � Rudy Br olf n : Vice President cc: Richard Gehrman� - Director of Finance and Management �Svcs. Tom Weyandt, James Hart - Office of City Attorney William M. Mahlum - Mahlum and Associates Richard H. Martin - Briggs and Morgan \rabldcamd�i.itr ^ : �i- /�7� FIRST AMENDMENT TO ARTICLE I . � of the DISTRICT COOLING SERVICE AGREEMENT • by and between District Energy Services, Inc. ("District Services") and . ("Customer") WHEREAS, the parties have executed a District Cooling Service Agreement dated , 1991; and WHEREAS, certain changes in Article I of the Agreement are required to more accurately reflect plans for the initial District Cooling System; :• NOW THEREFORE, the parties do, in consideration for the mutual promises, acts and actions set forth hereafter, agree as follows: . . Article 1.6 of the Agreement is amended to read as follows: . 1.6 On or before September 30, 1991, District Services shall deliver to Customer a financial forecast of the operation of the district cooling system through fiscal year 2001, examined by an independent accounting fum, together with the Cost Allocation Agreement containing the allocation proce�ures referred to in�ections 6.7 and 7.3. If, in Customer's sole judgment, the rates in such forecast � constitute an unacceptable increase from the Demand Rates set forth in Article VI as amended for Fiscal Years 1993, 1994 and 1995, Customer shall have ten (10) business days from receipt of said � forecast, not including day of receipt, to notify District Services, in writing, that Custvmer terminates Customer's obligations under this Agreement. Failure of Customer to provide timely notice of termination shall preclude Customer from terminating this Agreement pursuant to this Paragraph 1.6 and Customer shall continue to be bound hereby, provided that the total Initial Contract Demand of all customers who do not submit notices of termination�together with the effective Contract Demand reoresented bv the Pavment Assurance Agreement is at least 4;8A8 3,394 tons. District Services aclmowledges that Customer will rely upon the written forecast of Demand Rates, as delivered, in determining whether or not to provide a notice of termination. Customer acknowledges that, subsequent to the eapiration of the ten (10) day notice of termination, District Services, its mortgagees, lenders, contractors, vendors and others shall be acting in reliance on the fact that Customer has not terminated this Agreement and shall be bound hereby. Following expiradon of the ten day period for customers to review District Services' financial forecast pursuant to Section 1.6 and prior to completion of the sale of any bonds to finance the District Cooling System, District Services shall confirm to Customer in writing that the total Initial Contract Demand of all customers who have ezecuted the District Cooling Service Agreement and who have not submitted notices of ternaination pursuant to Section 1.6. tog,ether with the effective Contract Demand represented by the Pavment Assurance Agreement is at least 4,9AA 3,394 tons. . � �e . 1 _ � � IN WITNFSS WHEREOF, Customer and Districi Services have ezecuted and delivered this , Amendment as of the day of September, 1991. CUSTOMER: ' DISTRICT ENERGY SERVICES, INC.: By By . Please PrintJType Name Please Print/Type Name It� Its .. . . By . . . _. .... .. . � .. _ . . • Please Printll'ype Name Its � , � ,� 2 . � . � � � � FIRST UI�IIFORM AMENDMENT TO THE DISTRICT COOLING SERVICE AGREEMENT WHEREAS, the District Cooling Service Agreement provides for Uniform Provisions which shall be identical for all customers and which may be amended pursuant to Article XIX; and WHEREAS, District�Energy Services has been requested and has agreed to propose certai.n changes ia the Uniform Provisions which are beneficial to customers; NOW THEREFORE, it is agreed by Customer that as of October 8, 199I, or upon adoption by the Saint Paul City Council of a resolution of approval as required under the district cooling franchise ordinance, whichever is later, the District Cooling Service Agreements by and beiween ' District Energy Services, Inc., and its customers shall be amended as follows: 1. Fized Demand Ra#e fo:FY �995. � Amend the table of fized demand rates in Section 6.2 to read: Avnlicable Rate Period Demand Charge Rate • �e�-�9�A ril I 3-Sept. 1993 a18.14 per ton per month Oct. 1993-Sept. 1994 $18.81 per ton per month Oct. 1994-Sept. 1995 $19.58 per ton ger month 2. Waiver of 30-Day Notice Period upon Demolition of Building. A.mend Subsection 15.2(a) to read: , "(a) Customer's building is permanently abandone�, destroyed, or demolished the 30- dav period does not appl�► to destruction or demolitionl or substantially destroyed or demolished for which rebuilding or substantial repairs ue not undertaken or planned within six (� months following such destruction;" 3. Deleiion of Expansion Reserve Surcharge. . Amend Subsection 21.1(2) to delete the phrase "and any advances from the Expansion Reserve fund established below," and delete Subsections Z1.2 ihrough 21.4 in their entirety. APPROVED BY CUSTOMER By Date Please Print/Type Name Its � . kabWeumead Sepcember 6, 1991 . . - �X�� e �� :o= � CITY OF SAINT PAUL INTERDEPARTMENTAL MEMORANDUM . TO: Councilmembers: Tom Dimond Bob Long Paula Maccabee Janice Rettman Dave Thune FROM: Richard Gehrman �v � SU&T: Attached letter to Rudy Brynolfson, District Energy, Saint Paul, Inc. In reference to City Council Agenda, Tuesday, September 17, 1991, item #3 and item #4, I am attaching a letter, dated September 12, 1991, which was sent to Rudy Brynolfson, District Energy, Saint Paul, Inc. , and was not included with the other material for today's City Council meeting. RG/rb attachment (dist.ener) . - � ::. �r��7� ' � 4,``�'�T*�.; CITY OF SAlNT AUL _- ; � DEPARTMENT OF FINANCE AND MANAGEMENT SERVICES � nnu mn . m� !uu � . � .... RICHARD A. GEHRMAN, DIRECTOR . JAMES SCHEIBEL 234 City Hall,Saint Paul,Minnesota 55102 MAYOR (612)298-4637 Fax(612) 292-7786 September 12, 1991 Rudy Brynolfson � Vice President District Energy, Saint Paul, Inc. 76 West Kellogg Boulevard Saint Paul, MN 55102-1611 Re: First Uniform Amendment to the District Energy Services Customer Service Agreement Second Uniform Amendment to Hot Water Delivery Agreement � Dear Mr. Brynolfson: A preliminary review of these two documents, and the respective franchises, leads me to conclude that the cooling agreement must be rejected as an incomplete filing. In addition I disagree with the idea that the Payment Assurance Agreement can be approved . with only a change to section 1.6 of the Customer �Service Agreement. Finally, I also disagree with the idea that the Incentive Rate Proposal only requires approval of the submitted document. The cooling franchise requires that DES file the requested changes with myself and the City Clerk. The application for modification must include statements of all material facts, opinions and evidence supporting the application. There were no documents accompanying the request, not even a copy of the "Payment Assurance Agreement. " The request purports tv change only section 1. 6 of the Customer Service `Agreement. This section allows for automatic approval of any change that is not rejected by the City Council within 30 days of filing. This letter rejecting that filing is designed to toll that 30 days, in large part so as to require that supporting documents be provided to the City for review and comment. It appears to me based on the very sketchy information I have been given, that the purpose of the Payment Assurance Agreement is to obtain regulatory approval of a plan� whereby District , .� .�-°'�. 3 � .. � . Energy (heating company) guarantees payment of up to 500 tons of demand charges incurred by District Energy Services (cooling company) . Apparently this guarantee will exist until such time as the cooling company obtains 3400 tons of customer demand, with the guarantee decreasing as new customers sign up. Absent any detail, it would appear that such a proposal represents a change at least in the cost allocation requirements of Section 11 of the DES franchise. As you know the City regulatory staff has concerns about possible cross utility subsidization, and the Payment Assurance Agreement is a key point of that concern. We are considering obtaining some outside e�pertise to assist us in dealing with this cross-subsidy issue. Another issue is the possibility that the Payment Assurance Agreement may require some modification of the heating franchise. Again, the lack of information prevents any definitive decision on this point. The extension of the incentive rate plan is rejected because it . requires an amendment to the heating franchise. Section 6 A(1) et seq of that franchise specifically approves the first incentive rate plan with references to dates, and at a minimum � that section of the franchise will require modification. It is my feeling that nearly all of these filings are inter-related, and my desire is to have them all move through the Council together, most likely along with the 1992 heating rate case. To that end I ask that you prepare your supporting materials as required by the franchise, and re-file the requests when those materials are complete. It would probably be best if those materials, including any proposed language for resolutions, be reviewed by all of the various parties and to the extent " possible agreements reached prior to bringing the matter forward in Council. I appreciate your desire to move this matter forward, but I must point out that things such as your September 11 letter to Councilmember Thune along with a draft resolution we have not even seen, is in my opinion counter-productive. My responsibility to oversee the regulatory responsibilities of the City cannot be ignored, and cooperation will most likely produce a result that is acceptable to all parties. Sincerely, , �i�E%� � I���-' � ���c Richard Gehrman . Director of Finance cc: Mayor Scheibel Council President Wilson • Councilmember Goswitz Jane McPeak City Rate Review Team � Ex ���� T �� . � �� Districf Energy ST. PAUL, �N�. _ � 76 West Kellogg Boulevard St.Paul,MN 55102-1611 FAX(6 2)221-0353 p S' �CC/��c` ��FpF,�F F�j, O U qi�T'1'�F,�,T'S'F �991 September 17, �99� ��F�,F�o°���o TS q� ,Q F,�`�c�'S Richard Gehrman Director of Finance and Management Services City of Saint Paul 234 City Hall St. Paul, MN 55102 Re: First Uniform Amendment to the District Cooling Service Agreement ("Cooling Amendment") Payment Assurance Agreement Second Uniform Amendment to the Hot Water Delivery Agreement ("Heating Amendment") Dear Mr. Gehrman: This letter, on behalf of both District Energy St. Paul, Inc. ("District Heating") and District Energy Services, Inc. ("District Cooling") , is in response to your letter dated September 12, 1991, regarding the above subjects. As detailed below, that letter contains a number of erXoneous statements and conclusions regarding our filings dated September 6, 1991, and the alleged need for heating and/or cooling franchise amendments in connection with the above matters, and we strongly disagree with it. 1. Coolinq Amendment Your letter states that the Cooling Amendment "must be rejected as an incomplete filing" . This statement appears to be based on Section 24 of the cooling franchise, which deals with applications for modifications to the franchise or changes in Schedule A. The Cooling Amendment is not an application for a modification of the franchise or for a chanqe in Schedule A; it is a document by which our customers directly agree to change certain language in the District Cooling Service Agreement. Accordingly, the requirements of Section 24 do not apply. Richard Gehrman September 17, 1991 Page 2 Amendments to the District Cooling Service Agreement are governed by Section 11(f) of the cooling franchise, which provides that "[a]mendments . . . shall be filed with the City Clerk at least thirty (30) days prior to the effective date of such . . . amendments". The filing of the Cooling Amendment with the City Clerk on September 6, 1991, is in complete compliance with the filinq requirements of the coolinq franchise. You correctly state that the Cooling Amendment is effective if not rejected by the City Council within 30 days of filing. The franchise ordinance states that such rejection must be by way of "a resolution by the City Council disapproving such amendment. " Thus, your letter of September 12, 1991, is insufficient to "reject" the filing. The f iling remains in effect. 2. Payment Assurance Actreement In your letter, you "disagree with the idea that the Payment Assurance Agreement can be approved with only a change to section 1. 6 of the [District Cooling) Service Agreement. " We hold no such idea. The amendment to section 1. 6 relates to the understanding between District Cooling and its customers regarding minimum tonnage requirements for the initial district cooling system, not whether the Payment Assurance Agreement receives City approval. As discussed over the past several months with the district cooling financing team, including City representatives, resolution lanauage approvina the Payment Assurance Agreement will be presented for City Council action in conjunction with the cooling financing (see draft attached) . While we fully expect appropriate City staff review in conjunction with such action, City staff persons have been aware of this agreement since at least July of this year and have had ample time to explore their issues in connection with it. We are aware of no language in the heating or coolinq franchise which needs modification in connection with Pavment Assurance Agreement. Your letter raises the question whether the Agreement "represents a change . . in the cost allocation requirements of Section 11 of the [cooling] franchise. " Section il of the cooling franchise as published in the Leqal Ledger contains no cost allocation requirements. Neither the Cooling Amendment nor the Payment Assurance Agreement contravene, in any manner, the provisions of Section il or any other section of the cooling franchise. Richard Gehrman September 17, 1991 Page 3 ' The Payment Assurance Agreement is simply a business arranctement between District Heating and District Coolinct regarding the timing of certain pavments. District Heating, to secure the future benefits expected from being able to share its fixed costs with a growing district cooling system, agrees to defer receipt of certain cost sharing payments until cooling customer demand reaches 3 ,400 tons. As a result, initial cooling customers are assured that their rates will be reasonable, while heating customers are in the same position they would have been without district cooling. Above 3,400 tons, district heating customers receive full current cost sharing payments; above 4,200 tons, previously deferred costs are also recovered. The policy issue of whether or not there is a reasonable and beneficial relationship between the heating customers and the advancement of district cooling was addressed by the City Council's recent action approving the FY 1991 district heating rates, including district cooling development expenditures. The City's role in regulating district heating and cool'inq is fundamentally different from the statutory mandates imposed on the Minnesota Public Utilities Commission and those it requlates. To the extent the alleged "cross-subsidy" issue is within the limited regulatory role of the City, the City Council has discretion to approve, as it did, the decision by District Heating to provide a modicum of initial support for the cooling project from which the heating customers are expected to receive substantial long-term benefits. 3 . Heatinq Amendment Contrary to the position taken in your letter, we submit that the extension of the heatinct incentive rate t�lan does not require an amendment to section 6A(lj of the heating franchise. Neither that section nor any other provision of the franchise requires that the extension of the plan must be by way of a franchise amendment. The features of the plan as previously approved are not being changed, and its extension by an amendment to the date provision in section 1. 6 of the Hot Water Delivery Agreement does not contravene any provision of the franchise. Under section 6 (f) of the franchise, no City Council approval is required. Our September 6, 1991, filing remains in effect. In closing, I would like to echo your call for improved cooperation in these matters. Developing a district cooling system to meet the needs of the Saint Paul community is a difficult enterprise, one which requires careful balancing of Richard Gehrman September 17, 1991 Page 4 regulatory concerns with a recognition of the needs of a start-up project and the restricted choices available in an environment of limited resources. The development of district cooling is in the home stretch of a marathon which began in late 1989 and is approaching the finish line of bond closing on October 15. The issues involved have been studied at length in both the financing and rate review processes, and many decisions have been made, including those by the City Council in approving the FY 1991 heating rates and various elements of the cooling financing. Based on those decisions, significant resources have been expended to bring the project to its current stage. We are proceeding in good faith, following the franchise procedures as we understand them, to seek the final approvals necessary from our customers, the HRA, and the City Council. To the extent there are disagreements on procedural or substantive issues, we urge that they be addressed from a problem-solving approach, with due recognition of the tight timetable for meeting project deadlines and the importance of what is at stake for Saint Paul. Sincerely, Rudy Br 1 f s Vice President Encl: Draft resolution approving Payment Assurance Agreement cc: Mayor Scheibel City Council Members Ken Peterson, Jane McPeak, Tom Weyandt Jim Snyder, Lori Lee, Bruce Hoheisel Hans Nyman, Christina Stalker, Joyce Anderson, Andrew Kasid District Cooling Financing Team � � �- F�� ��� �1/-/8�9 ' ``'T* �'• „ � � CITY OF SAINT PAUL �* ; o ; - : ������������ e � I . OFFICE OF THE CITY ATTORNEY : � �x � � � i��• ~ � JANE A.MC PEAK, CITY ATTORNEY 800 I.andmsrk Towen Saint Paul,Minnesota 55102 , 612-298-5121 7AME$ SCHEIBEL FAX 612-298-5619 MAYOR September 24, 1991 � The Honorable James Scheibel Councilmember Paula Maccabee Office of the Mayor 714 City Hall 347 City Hall St. Paul, Mn. 55102 St. Paul, Mn. 55102 Council President Bill Wilson Councilmember Janice Rettman � 719 City Hall 716 City Hall St. Paul, Mn. 55102 St. Paul, Mn. 55102 Councilmember Dave Thune Councilmember Roger Goswitz 702 City Hall 701 City Hall St. Paul, Mn. 55102 St. Paul, Mn. 55102 Councilmember Robert Long Councilmember Tom Dimond 713 City Hall 706 City Hall � St. Paul, Mn. 55102 St. Paul, Mn. 55102 RE: District Heating/ District Cooling Dear Mayor Scheibel and Members of the City Council: This office has been asked to approve a draft resolution � accompanying Green Sheet 12387, the resolution dealing. with the issues of a cost allocation agreement and a payment assurance agreement for the district cooling franchise. We are not able to approve this resolution for a number of reasons. 1. The resolution refers to a Cost Allocation Agreement. This agreement was not presented to this office for review, nor is it attached to the Resolution which references it. � 2 . The resolution purports to allow the City Attorney to approve future modifications to the cost allocation agreement. The " franchise requires the adoption of a cost allocation agreement and due to the connection between that agreement and rates, it is our opinion that it is necessary to obtain City Council approval of future changes to the cost allocation agreement. � ' , (:;� ���" 3 . It appears that the intent of the documents presented, primarily the Payment Assurance Agreement, in essence negates the intent of the cost allocation requirement of the franchise. To the extent that it does so, it is our opinion that the change must be occasioned by the passage of an ordinance, not a resolution. 4 . The issue of the allocation of the costs between these utilities is tied to the rates charged by each utility and falls • -• within the rate regulatory authority of the City Council. The propriety of what has been labeled a "cross subsidy" is at least an issue that requires the presentation�of evidence, and eventually a policy decision by the City Council. To date no evidence has been presented to the Council, and therefore we do not believe it is appropriate to approve a document such as this, the legality of which rests on these facts and subsequent findings by the Council. Our opinion is based on the position that the rates charged to the customers must be fair, reasonable and non-discriminatory, and that one of the considerations in making this determination is whether or not the items being charged for-are things that are used and useful to the customers. Thus it is a fact determination for the Council whether or not the cost allocation plan results in rates that are just, reasonable and nondiscriminatory. 5. In prior correspondence District Energy Services and District Energy purport to have the authority to engage in this Payment Assurance Agreement through a contract between the two companies, which has been approved by the Board of Directors of those Companies. This office is not prepared to accept that such an assertion is legally permissible without further consideration, particularly when the result of such a contract involves an impact on the rates charged customers. We have always taken the position that the City Council has retained broad regulatory authority, and that this authority cannot be usurped merely through agreement of the Boards of Directors of the respective companies. Very truly yours, ' %u.� �Q-. 7��c.c-�'cc� Jane A. McPeak City Attorney 4�-� � Thomas J. Weyandt Assistant City Attorney cc: Rich Gehrman Stacy Becker Jim O'Leary �X.�I ��� � LAW OPFiGE . tv� �4HLURd �c ASSOC [ ATEy A rROFE5510t1AL ASSOCIATION ' SUlTE 2322, NORTH CENTRAL LIFE TOWES 44s MINtJE507A 5TR£ET 5.41NT PAUL. MINNESOTA ,'',S1G1 7ELEPHONE I6t21 292-iSg5 WILIIAM hi. MAHLLFt s� �,�rr.�er 26 CHRIS7tN^ STALK,ER p � ��SI' �AX:�612-2$2-97G9 The honorable James �c:�eibel riay�r of the City of Saint Paul 347 City Ha:.l ' St. Paul, tdinr►.esota 55102 Metr.bers of th� City Co•ancil Cit�y of Saint Paul 7th r laor, Ci�y Ha11 St. Paul, I�Iinr.esota 55102 � RE: DISTRIt�'T ENERGY aER'JICES, INC. DISTRI�T ENERGY 5�'. PAUL, INC. COST ALI�OC:ATICI� AND PA'�:YdT ASSU�2ANCG AGRE�A�NTS GREEi�ISHEEI N0. 12387 Dear Mayor 8cheibzl and Memb�rs of the City C�uncii: This letter is in response to tha September 29, Z991 ietter yau received f rc�rn J�ne McPeak, City A�tnrne�, and Thomas Weyand}, Assistant City A�torney, regarding the caption�d met�ers. Stated blun�ly, the City Attnrne�'s Iet�er is a pc�orly crafted att�mpt to create issues wne�e none genuir_�ly eais't . How�ver, our clients are cnM�ell�d to r�spand �rima:iZy because tY�z assertions containcd �n t�i� letter ar� p�tent y w�or�. Th� City Attorr.ay' s o££i.c� asserts that it is n�t able to approve the c�ptionec� reso?�:tian, appr�vir.g the Cost A21�caticn and Pa-,�rnent Assuranc� ��repmenzs b��Ewezn dis�?-i.C� heating and di.strict cooling campani�s, f�r five "reasons. " Set forth below, in f�rmat si.milar �o the Cit� Attarnej's l�tter, is the j�int r��anse o� the r:ompa�i�s tc� the £ive stated reas4ns , 1, Th� "missir�g" .�greLmer��s. �'he Cost AL�rJC3�I071 I�greement {t�:e "CAA") was preserited t� 2�ir. �eyandt on at 2east two accasions pri�r to March ].9r 19�1. Mareover, �r� �urrent dra�ts o£ bcth the C.AA an�l the Payment Assurance P.qre�:r��nt (the «PAA") were t'lelivGr�d to Mr. We�►andt' s offic2 on Sep�ember ��, 1991. 2. Cit,y Attorney approva]. o� "�uture changes" to thE �.greements . The resolution language providing foL Council approval of th�e Agr�ements "���an�-i�llY in the forrns attached" permits only such subs�quent n-substantiv� changes � � �il-l�� The H�raorabie� James Sci��ibel and Mernbers of the Ci�y Cauncil. September 26, 1�91 Page 2 . as may be ner,�ssar� and as ��:proved by the Ciry At�c�rney. (�mphasis s�pplied) . e� is ��c�ec�ed tha� ar.y sabstan�ive changes pxiar t� clo�•i�g would no� be app;.oyed by the Ci�y Attorne�y absenfi: Council ap�roval. The a�vi.o�i� intent and effect of �h+� resol1aticn 3ar.gua�a xs to facilatate c�.o�ing on thE finun�in� by �li�win; ni.r_or changes to the Aqreements arioz to closing . 3 . Fr�nch�.se ii�gati+�n �.nd s�rciinaace ��. xes�2L�:i.�n, Th�� City At�ozney all�ges, a.n it�r� number 2, that the district cooling £ranch�sa "rz�uires the ada�tion o� a cest alloca'tion agreernent. " In itzm r.u.nber 3, l�owever, thE Cit� I�,tt�rr:�}� a�ser'ts that company �doptir�n o� the GA.� and PAA "n4gates th� intsnt" of this a1lEged cost �al,ocati�n requiremen�. Tc� tre e�tent that a �r�st al�ocaticn rEquiren:2nt exis�s, �,�n�thex b� cpe�ation of the franchise or the cus�om�r contrac��, the CA?� fulfills, Xather thar� negates, that r�qsirementf .� t::G cnmpanies are binding th�msel�es to � pr�cedtare f.or a�.locat?ng join� cests to the companl r`sponsi�le rflr t3��s� costs. Th�re i.s no "change" to t�e fra�.cn�se or to anythinc� els� tii�� t�ust be approved b� oxdinance or, �or that natter, by i�salu�:i�n, In poinf of fac�, t�;e district ��c].inc; �ranchise cani:air.s no rt�Lirem2nt tna� the �ampany' s �dopti�r cf any cos� alloca�ian procedure� nus� b� appro•ren by L•he Council at a?� . Sir�i3arly, the PA.A �oes noic canstitute a chang� to or negatic^. of the f ranchise; the �AA is m�reZy an instr�ament g�ve�r.ing th� timin� of cFrtain payn;�nts . �he PAa does not r�suit in nigl:�r rai:es £or the ratepayers o� e�t?-,�r campany and ha� no effe�t on the a?3oca�ion af �he .resp�c�ive costs thereof. T�i� compani�� a�e requ�s�ir.q CLUncil appraval nr tne A�reaments � for the comfort of band and und�rwriter's ccunsel. To tY�e 2sten� L-hat any apprcval is rzqi:ir�d, 5L'Ch apF�ova1 wauld Y;e, at most, by �:our.cil resnluticn, ar�d certainly nat by or�inancz. 4 . Just �n.c# zeas�nabl.e rat�s �nd t�e "'cr�ss-subsic�y. ° A1thoEiah the City tittorne� conten�s that "th� iss�e of �ne allocati�n s�f the �^asts �e�*,�ezn �heatir.g ar.d coolinc�] is tied to the rat�s char��d b� each, " the City Attorney' s office seeminyZy do�s nGt understand }hat it is enly wi�nou't the �Aa that there could be th� potential icr a "crG�s-s�.�hsz�y, " 2he • purpose and effect o� the CAA i� to cause heating ratepa�Ters tQ p�y i;he costs ass�cia�Fd with provi3it:g heating ser�ice, while cooling ratep�yer� �ay the costs associated w�th provid�r.g cooling; in �o doir��, rat�pa�ers pay "just, r2asonable, and The Hor.orable Ja�+zs Schei��l and A':embers cf the Cit�• Council Sept�mber 26, 1941 Page 3 . nan�is�riminatory" rates and n�ithei cus�omer gro�►� "subsi3izes" the otnex. The requirer��nt that I3ES' rat2s �� just, reasanable, �r�d r_ondiscrimi?�a�ory i� d�rivef3 from the £rar.chise snd from no • other source. T'he City �tterney' s off�ce �ssexzs that "cne af t'r_e considsration� ir� ;naki.ag t�iis detsrmin3�ion is whether or not the i�ems �einr� charged for ar� thin�s that ar� usec� an� useful �o the cua�oraers • " Th�s assertion, trl� caus� �f m�st.°h misunderstar.ding in �e�en�: �istrict �heatinq rate res�iews, is clearly erroneous . �t is a aeneral grinciple uz utility requlatory 18>> tha� only . pr�perty "used an� usesuZ" in providing service t� rat�payer� m�y be inclu�nd within tY,z "rate base." Hawevez, thi.s concept is releyant only in the cortea� of s�atutory rate regulatior. of for-pro�it utilitie� . It is �he rate �ase on which the utility is entitled �o earn a retu_:^. on its investe3 �;apital . ��_nrQ�� ��ilitiAs earn a rate of re�urn; bo�h DES an� Da.str�ct Er.�rg� arz non-�ofit utiliti:2s w�th cost-based ra�es. i�ioreaver, DES anc� District En�ergy are regul3+�ed purstian� �o thsar respective franct2ises, not th� Minnesota Public Utili.ta.es t'.i3ii�311i557LU31 statutory fra:r:eWOrk. The "rate base" and "used a�ld useful" de�erminatiens are meaningless xn the present contezt. The Szpternber 24, 1�91 lett�r is na± the £irst time that phantom i$sues ha�re baen raised in a seeming attempt tc frustrate th� reasan�ble efforts of the heating � an� coolir�a companies . Un£oi�unat2ly, khe contir�ued as�2r�ion o£ �u�h non-issues was�ES valuable time and� resourcea, which could o�herwise bP devot�d tQ legi�irnats, s�ibstan't�ve matters. Distric� Er�2rgy an� DES we�come any ques�ions you may have witr respect i:a the foregning. Very �zuly yours, T �& A�y�, TE� �. BY: C RISTINA STA�]KER C5: jb/3544J cc: Jane 7ncPeak, Tliomas W�}•andt, John �McCormick, �en Peterson, R?�hard Gehr�nan, 5tac� Becker, �:ames O'L8�=y� hans C. Nyman, Ruc3y Sryn�ltson �I/��8� ' �� District Energy ST. PAUL, �N�. ��„_._ � � 76 West Kellogg Boulevard St.Paul,MN 55102-1611 SEP �3 � 1991 (612)297-8955 FAX(612)221-0353 oFF►uE ��� rr�E p�R�CroR D�F,��•r�,�LN7 l?F FINANCE �:;VG N�ANAGEMENT SERVICES September 30, 1991 Richard Gehrman Director of Finance and Management Services 234 City Hall St. Paul, MN 55102 Re: Cost Allocation and Payment Assurance Agreements Dear Mr. Gehrman: This letter is in response to your request for "evidence'� regarding the reasonableness of the Cost Allocation Agreement and Payment Assurance Agreement between District Energy St. Paul (district heating) and District Energy Services, Inc. (district cooling) . As you may recall, the FY 1991 district heating rate case involved extensive staff review of District Energy St. Paul's support for the development of a district cooling system. It is our position that since the City Council's action on the FY 1991 heating rates this "issue", to the extent it was a legitimate issue, has been settled. The supplemental information provided to James A. Snyder on April 24, 1991, included over three single-spaced pages of description, justification, and evidence of the reasonableness of district cooling development activities. A copy of the Cost Allocation Agreement as of March 8, 1991; was attached as an exhibit. Additional information provided to City Council members on May 10, 1991, estimated the annual savings to heating customers from the cost sharing payments made by cooling customers at $100, 000 to $150, 000 per year, with a net present value of over $1, 000, 000 over the next 2o years. After considering this information along with the staff report, the City Council on May 30, 1991, passed Resolution 91-199 approving District Energy' s FY 1991 heating rates. In the words of this resolution, the information furnished by District Energy demonstrated that "the rates are based on . . . appropriate exercise of manaqement discretion and are just, reasonable, and non-discriminatory". ' ` �'/V � � ' Cost Allocation and Payment Assurance Agreements September 30, 1991 Page 2 To facilitate the timely construction of the initial district cooling system for the convenience of the City Hall/Courthouse and other initial customers, the Board of Directors of District Energy St. Paul on June 13, 1991, approved the concept of the Payment Assurance Agreement. Under this agreement, as further developed in consultation with City representatives on the district cooling financing team, certain cost sharing payments may be deferred until district cooling demand reaches 3,400 tons. Initial cooling demand is currently 2,966 tons; it is entirely possible that this could increase to 3,400 tons or more by the time the system begins operation in 1993. If this occurs, the heating customers will immediately receive the full projected benefits from district cooling, and the Payment Assurance Agreement will have no impact. To the extent this does not occur, the benefits to heating customers from district cooling will be less substantial but nevertheless positive, as illustrated on the attached District Heating Demand Rate Comparison. District heatinq customers are better off with district coolinq than without it. This, along with the environmental and other community benefits of district cooling, is why District Energy has continued to work strenuously to make it a reality for Saint Paul. We believe that the information now provided, together with the extensive information and documentation previously provided in connection with the FY 1991 heating rate case, the FY 1992 heating rate case, and the district cooling project discussions which have been going on since early 1990, is ample evidence of the reasonableness, not only of the Cost Allocation Agreement and the Payment Assurance Agreement, but of the entire district cooling project as a whole. Sincerely, , � ' ' Rudy B ynol n Vice President Encl: District Heating Demand Rate Comparison cc: James O'Leary, Thomas Weyandt Hans O. Nyman, William M. Mahlum \rab\payassur.ltr , �� . � 9/-/� �� � PAYASSRX.WK1 19-Sep-91 DISTRICT HEATING DEMAND RATE COMPARISON (FORECASTED 1994) WITHOUT WITH WITH DISTRICT COOLING AT COOLING AT ITEM CALC. COOLING 2900 TONS 3400 TONS A. TOTAL DEMAND-RELATED GOSTS $7,400,890 $7,400,890 $7,400,890 B. NET COST ALLOCATION PMTS FROM COOLING 0 97,685 111,568 C. PAYMENT ASSURANCE DEFERRALS 0 (77,973) 0 D. NET COOLING CONTRIBUTION B-C 0 19,712 111,568 E. DEMAND REVENUE REQUIREMENT A-D $7,400,890 $7,381,178 $7,289,322 F. AGGREGATE DEMAND (KV1� 141,000 141,000 141,000 G. DEMAND RATE($/KW/MO) E/ F/ 12 $4.37 $4.36 $4.31 _ .. _ ,. _ � - , t . _ - ti _ . - " - �:= _ - '£ -- - � " - r` - - `� w..�s `'` � . , ., � . ... :_ :- ..' . :'... . ..-...� � .:.' _ _: .,} .::.�,' .��:: °.,4 — .*'� _ _.. = _ - ''.. _ _ . _ l ^ �^ u� lst � �0 ��r'p� 2nd /0 �/O— l�� _ 3rd �� .S- f� Adopted � /-/� -� ( �_-. _ _ Yeas Nays - DIMOND - cl/``�'�'�. _ _ _ �S�,z�Z ��� °:�� LONG ` ` _ MACCABEE _ _ - y RETTMAN '=,4 -� THUN� - MR. PRESIDENT� WILSON . , _ _ . . �, . : - � ,. , , , -.. . . . . . -- �= _ - - - � - _ _ �� ; _ - - - - = � � r , �; � - - t --� s :>` - -c.,: � � - : r — .z' 4' _ - - - _ _t , ` ,_� '' ... ;'� .:.�.: '.e .. �r � � � i _ 7 y Y X J 4Y- ry . _ ' ' t _ _"` � '4� +4 - _ ..�.' . �, ._ ' - '. � .., - .. _ -? :i� y ?..` _ ' ' l�. - a;, - _ - . .. ._ .�.., - .. . a . _ , � . ..'. . . ... . .�-. - ' .. . ' - ' � '�� ` .