08-748Council File #
RESOLUTION
CITY OF SAIN3' PAUL, MINNESOTA
Presented By:
Green Sheet #
6S � � �g
3055476
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1 RESOLVED, that the City of Saint Paul, Police Department is authorized to enter into the attached
2 agreement with the t3nited States Department of 3ustice to participate in the Organized Crime Drug Enforcement
3(OCDETF) Task force from June 15, 2008 through September 15, 2008. A copy of said agreement
4 is to be kept on file and on record in the Office of Financial 5ervices.
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Requested by Department of:
Bo
Carter
Hanis
Thune
✓
Adopted by Council: Date:
Adoption Certifie by Co ncil Secretary:
BY� /J,�/Ai�ii iL�S��
Approved by y r: ate: ��f Q �
BY� �� ��%�r�`ri�ll
Approve or for Su i'on to ouncil:
By � � �
Q:\FiscalAffairsWO&CR�2008\GLMNO2010CDETF6 15 o8thru9 15 OB.xls
Approval Recommended by Financial Services:
By�°-'��� (�
� Green Sheet Green Sheet Green Sheet Green Sheet Green Sheet Green Sheet �
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Department/officeJeouncil: Date Initiated:
pp —ro��cenepamnem � 72JUN-08 I Green Sheet NO: 3055476
' CoMact Person & Phone:
� Chief John Hartington
266-5588
! Must Be on Council Agen
Uoc. Type: RESOLUTION
E-Document Required: Y
Document CoMact: Evette Scarver
y .��a.�,.�.,. . �«.,....
0 oliceDepartment I PdiceDeparlment I
Assign 1 diceDePartmen[ � PoliceDeP��t
Fom�r� 2 'tpAttornev I CityAttorney ( __�
Routing 3 ror`s O�ce IvSS9or
�� 1 4 �Comcil Council
� 5 i Cierk C� G7erk
� 6 �olice Department Police Depaztment
ConWet Phone: 266-5547
Total # of Signature Pages (Ciip All LxMions for Signature)
Signatures on the attached council resolution authorizing the City of Saint Pau3, Poiice Depaztment, [o entet in[o the attached
agreement with the United States Department of Jusdce, Organized Crime Drug Enforcement Task Force (OCDETF�.
�aanons: approve �N� or n
Planning Commission
CIB Committee
Civil Service Commission
1. Has this persoNfirm ever worked under a contract for this department?
Yes No
2. Has this persoNfirtn ever been a ciry empioyee?
Yes No
3. Does this person/tirm possess a ski0 not normally possessetl by any
current city employee?
Yes No
Explain all yes answers on separate sheet and attach to green sheet
Mi[iating Probfem, Issues, Opportunity (Who, What, When, Where, Why):
The Saint Yaul Police Depaztment will participate in the OCDETF with the LTnited States DepazYment of Justice. The Saint Paul
Police Departrnent will be ieimbursed for overtime expenses.
Advantages If Approved:
The Saint Paul Police Department will participate in the above mentioned federal task force with other federal and local agencies.
Disadvantages If Approved:
None.
Disadvantages If Not Approved:
The Saint Paui Police Deparhnent will no[ paz[icipate in this federal task force.
Transaction: $�5,000.00
F�nd�ng source: United States Department of
Financial intormation: �UStice
(Explain)
CosVRevenue Bud9eted:
Activity Number:
� �...�.� � . .'..
Y _ I
June 12, 2008 10:30 AM Page 1 �
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ORGANIZED CRIME DI2UG ENFORCEMENT TASK FORCES
A
FOR THE USE QFTT� STATE AND LOCAL
OVERT'IME AND AUTHORIZED EXPBNSE PROGR�M
Federal Tax Identification #: �16005521
Amount Requested:
•��
Number of Officers Listed: 5
From:
To:
Beginning Datz of Agreement
Ending Date of Agteement
State or Local Agency
ContactPerson: Commander Robert Thoma
TelephoneNumber: (651)485-0522
Sponsoring Federa! Agency(ies):
DEA
DC #:
OCDETF Investigation
Number: G—L—MAI-0201
Federa] Agency Investigation
Number: Ij-08-0041JYNA3B
State or Loca1 Agency Name and Address:
Saint Paul Police Department
367 Grove Stree
Saint Paul, Minnesota 55101
Please provide the name, telephone number and e-mail address for the administrative or financial
staff person at the State or Local agency, who is d'uectly responsible for the billings under this
Reimbursement Agreement:
N3me: Aneela Anderson
TelephoneNumber: (651)266-5540
E-ri1211 Add1'eSS:Angela.Anderson@ci.stpaul.mn.us
Fax Number: ( 651) 266-5908
Agreement (Oct. 06), Page 1
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This agreement is between the above named State or I,ocal law enforcement agency and the
Organized Crime Drug Enforcement Task Force (OCDSTF} Program. This agreement shall be
effecrive when signed by an authorized State or Local agency official, the sponsoring Federal
agency Special Agent-Tn-Charge, the agency OCDETF Coordinator, and the .4ssistant United
States Attomey OCDETF Coardinator.
It is agreed that the State or Local iaw enforcement officers named on this agreement
will assist in Organized Crime Drug Enforcement Task Force invesfigations and
j]I'OSG'CUCIOIIS 2S SCt fOP�l lll'�1e �Ig3i]1ZEC1 CIYIlIE nt11g FnfnrrPmPnt Tacl� FnrrP� Cr�+o
2. No individual agreement with a State or Local department may exceed $20,000, and
the cumuiafive amount of OCDETF State and Local overtime monies that may be
expended on a single OCDETF investigation in a single fiscal yeaz may not exceed
$30,000 without express prior approval from the OCDETP Executive Office. The
OCDETF Executive Office will entertain requests to exceed these funding levels in
particular cases. Please submit a written request including justification approved by
the AUSA Regional Coordinator to the OCDETF budget officer when seeking to
exceed the above stated funding levels.
3. Each Reimbursable Agreement wili be allowed four (4) modifications per year. In
addition, if the funds for a particulaz agreement aze completely deobligated with the
intention of closing that agreement, it wi11 not count as a modification for purposes
of this policy. These amendments or changes must be transmitted by a memorandum
approved and signed by the AUSA OCDETF Coordinator or designee for the region
and forwazded to the OCDETF Executive Office.
4. If an Agreement does not have any activity during the 1ast ninety (90} days, the fixnds
shall be deobligated. The OCDETF Executive Office wi11 assist with the monitoring
of the aging Agreements. Further, if a State or Local agency indicates that it is no
longer performing work under a particular Agreement, the State and Loca1 Overtime
Procedures Manual requires that a modification memorandum idenfifying the amount
to be deobligated be submitted to the OCDETF Executive Office within five (5)
working days of deternuning that no work is being performed.
5. The State and Local Police Departments are to provide monthly billing estimates or
activity upon request.
6. The State or Local law enforcement agency agrees to provide experienced drug law
enforcement officers who are idenfified in ttus agreement to work on the specified
OCDETF investigation. Any change in law enforcement officers assigned must be
agreed to by all approving officials.
7. Officers who aze not deputized shall possess no law enfarcement authoriTy other than
that conferred by virtue of their position as a commissioned officer of their pazent
agency.
S. Officers who are deputized may possess Federal law enforcement authority as
specified by the agency affording the deputation.
9. Any State or Local officers assigned to an OCDETF investigation in accordance with
this agreement are not considered Federai employees and do not take on the benefits
of Federal employment by virhze of their participation in the investigation.
Agreement (Oct. 06), Page 2
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10. OCDETF and the sponsoring Federal law enforcement agency(ies) for the approved
OCDETF investigation will provide to the assigned State/Local officers the clezical,
operafional and administrafive support that is mutually agreed to by the parties to this
agreement.
ll.Officers assigned to OCDETF invesfigations must work fu11-time on the
invesfigation(s) in order to be paid overtime. In order to satisfy the "fuil-time"
requirement, a law enforcement officer must work foriy (4Q) hours per week or eight
(8) hours per day on a single or mulfiple OCDETF investigation(s}. P,ny established
exceprions or waivers to this defuution shall be requested by the Regional
Coordination Group and attached as Addendum A to the Agreement. [The parent
State or Local agency must pay the base salary of their officers. In the event officers
must work overtime on the OCDETF investigation, the OCDETF Program will
reimburse the parent State or Local law enforcement agency for a limited amount of
those overtime costs.j The agency is responsible for paying its law enforcement
officer(s) for their overtime, travel and per diem expenses. To ensure proper and
complete utilization of OCDETF overtime and expense allocations, reimbursement
claims must be submitted monthly on the OCDETF Reimbursement Request Form.
The OCDETF Bxecutive O�ce may refuse payment on any reimbursement request
that is not submitted to the QCDETF Regional Coordination Group within thirty (30)
days of the close of the month in which the overtime was worked.
12. Analysis of reimbursement claims by the Regional Coordination Group may result in
a modification of the obligation of funds contained within this agreement as well as
the time period covered. The agency affected by any such modification will be
telephonicaJly advised ten (10) business days in advance of such modification with
follow-up confirmation in writing.
13. Overtime payments, in any event, may not, on an annual per person basis, exceed
25% of the current approved Federal salary rate in effect at the time the overtime is
performed. The State or Local agency is responsible for ensuring that this annual
payment is not exceeded. The field office of the sponsoring Federal agency and the
Agency OCDETF Coordinator also will monitor ihese payments.
14. The overtime log must be attached to the reimbursement request when submitting the
monthly invoices. The Sponsoring Federal Agency Supervisory Special Agent and
the State or Local official authorized to approve the Reimbursement Request must
certify that only authorized expenses aze claimed and that overtime has not exceeded
25% of the current Federal salary rate in effect at the time the overtime was worked.
15. Under no circumstances will the State or Loca1 agency charge any indirect costs for
the administration or unplementation of this agreement.
16. The State or Loca1 agency shalt maintain complete and accurate records and
accounts of all obligations and expenditures of funds under this agreement for a
period of six (6) yeazs and in accordance with generally accepted accounting
principles to facilitate inspecfion and auditing of such records and accounts.
Agreement (Oct. 06), Page 3
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17. The State or Local agency sha11 permit examination and audiiing by representatives
of the OCDETF Program, the sponsoring Federal agency{ies), the U.S. Depariment
of 7ustice, the Comptroller General of the United States, andior any of their duly-
authorized agents and representatives, of any and all records, documents, accovnts,
invoices, receipts, or expenditures relating to this agreement.
I8. The State or Loca1 agency will comply with Tifle VI of the Civil Rights Act of 1964
and all requirements applicable to OCDETF agreements pursuant to the regulations
of the Department of Justice see e.�., 28 C.F.R. Part 42, Subparts C and G; 28
C.F.R. 50.3 (1991)) relating tA discrunination on the grounds of race, color, sex, age,
national origin or handicap.
19. This agreement may be ternunated by any of the garties by written notice to the other
pariies ten (10) business days prior to terminarion. Billing for outstanding obligations
sha11 be received by OCDETF within thirty (30) days of the notice of termination.
20. The Debt Collection Improvement Act of 1996 requires that most payments made by
the Federal government, including vendor payments, must be made by electronic
funds transfer (EFT). In accordance with the act, all OCDETF reimbursement
payments will be issued via EFT. All participating State and Local agencies must
complete and submit the attached EFT form. T'he OCDETF Executive O�ce must
receive one EFT form from each participating agency ar police department prior to
processing their reimbursement payments. In certain circumstances the OCDETF
Executive Office will make exceptions for agencies that aze unable to accept this
form of payment, however, they must include written justification in the addendum
of each new agreement.
21. All changes made to the original agreement must be approved by the OCDETF
Executive Offace and iuifialed by the Executive Assistant of the Regional
Coordination Group making the revision. The OCDETF AUSA Coordinator or
designed must initial all funding changes.
Agreement (Oct 06), Page 4
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o� �?�g
This agreement is not a contract or obligation to commit Federal funds in the maximum amounts
projected. Funding allocarions for the time period set forth and agreed to herein represent
projections only and aze based upon consultation between the sponsoring Federal agencY and the
State or Local law enforcement agency. They aze, therefore, subject to modification by
OCDETf�' based upon the progress and needs of the OCDETF investigation. Additionally,
resources are contingent upon the availability of fixnds pex the approval and signature of the
AUSA OCDET'F Coordinators obIigafing authority. The OCDETF Executive O�ce will verify
and accept that all the terms and conditions of the agreement have been met.
Approved By:
AuthorizedStateorLocalOffcial Title Date
Approved By:
Sponsoring Federal Agency Special Agent in Charge or designee Date
Approved By:
Regional Sponsoring Federal Agency OCDETF Coordinator Date
Approved By:
Regional Assistaru Urxited States Attorney OCDETF Coordinazor Date
Funds are encumbered for the State/Loca1 Agency overtime costs and authorized
expenses specified above. Subject to availabiIity of funds.
Accepted By:
OCDETFExecutive O�ce Aate
City Attorney Date
Director, Financial Services Date
Ageement (Oct. 06), Page, 5
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ORGANIZED CRIl4IE DRUG ENFORCEMENT TASK FORCES
STATE OR LOCAL LAW ENFORCEMENT OF�ICERS
LOCAL OVERT� A1�D AU HORIZED E�ENSE pRpGRAM
State or Local Agency: Saint Paul Police Department
OCDETF Investigation Number: GL-MN-o2o1
The law enforcement o�cers listed below will assist with the above identified OCDETF
investigation. Any modification of the list of law enforcement officers must be agreed to in
writing by all of the parties to this Agreement, made a part of the Agreement, and £orwarded to
the OCDETF Executive Office.
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
NAME
Tim Hale
Mark Nelson
TITLE/RANK
Officer
Officer
DOB
10-16-1963
6-20-1976
Trygve Sand
Mike Meyer
Larry Sandell
Agreeraent (Oct. 06), Page 6
Officer
Officer
Sergeant
8-24-1971
8-5-1963
9-29-1949
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Addendum A
Definifion of "Full-Time Participation" Exemption
Any Other Exceptions or Justifications
Agreement (Oct. 06), Page 7
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ACH VFNDOR/MISCELLAN�0�15 PAI'M�NT
�NROLLM��N�` FORM
PAYEE/COMPANY
lv"aina���`Saint Paul P
367 Grove Street
Saint Pau1, MN 55
IDNumber: 4A6005521 '
>ersonName: Aneela Anderson
INF'ORMATION
Digit ABA Routing Transit Number: 0410
>itor Account Number: 1801-1105-4532
ofAccount: (checldng/savinas) Checkin
Please returu with the Reimbursable Agreement
�s �?�S
and 7.ora1 agency name as written on agreement cover
TelephoneNumber: (651)266-5540
The Debf Collecfion Tmprovement Act of 1996 requires that most payments made by the Federal goveIDment,
including vendor payments, must be made by electronic �nds transfer (EFT). A benefit of receiving payments by
EFT is that your f¢nds aze directly deposited to your account at a financiat institution and aze avaiiable to you on the
date of payment
If you have any question regazcling the delivery of remittance information, please contact the financial institufion
(bank) where your account is held.
ff you have any question on the comple6on of tlris form, please contact Keith Matthews, EFT Caordinator, 202-307-
2042
To inquire about abill please contact http://imsapps.treas qovlpaid/PAIDfap.asp
Agreement (Oct. 06), Page 8
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6$-��g
Organized Crime Drug Enforcement
Task Forces
State and Local Overtime and
Authorized
Expense Program
Policies and Procedures Manual
October 2007 (FY-2008)
Executive Office for the
Organized Crime Drug Enforcement Task Forces
���� �
Organized Crime Drug Enforcement Task Forces State and
Local Overtime and Authorized Expense Program
The Organized Crime Drug Enforcement Task Forces (OCDETF) Progtam has
consistently worked in close partnership with State and Local law enforcement agencies
m the investigation and prosecution of major drug trafficking organizations. Since its
inception in 1982, OCDETF has operated a program desib ed to reimburse State and
Local law enforcement agencies for the overtime costs of law enfozcement officers
incurred while ass3sting in OCDETF investigations.
Originally, the resources to support this effort were derived from a specific appropriation
made by the Congress. Beginning in 1995, the source of funding changed to the
Department of 7usfice Assets Forfeiture Fund. That resulted in a number of policy
changes, the most significant of which involves Federal agency sponsorship of State and
Local participation. The OCDETF Program includes Federal agencies from the
Departments of Jusfice, Treasury and Homeland Securiry.
State and I,oca1 officers assigned to assist in OCDETF investigations perform a variety of
functions, including but not lunited to: interviewing witnesses, conducting surveillance,
performing undercover assignments, handiing informant transportation andlor prisonez
transportafion, preparing and executing seazch and arrest warrants, serving subpoenas,
assisting with tnal preparation, and testifying at trials.
Officers assigned to OCDETF investigations must wark full-time on the investigation(s)
in order to be paid overtime. In order to satisfy the "full-time" requirernent, a law
enforcement officer must work forry (40) hours per week or eight (8) hours per day on a
single or multiple OCDETF investigation(s). Any established exceptions or waivers to
this definition shall be requested by the Regional Coordination Group and attached as
Addendum A to the Agreement. [The pazent State or Local agency must pay the base
salazy of their officers. In the event officers must work overtisne on the OCDETF
investigation, the OCDETF Program will reimburse the pazent State or Local law
enforcement agency for a limited amount of those overtime costs.]
To be eligible for this funding, the State or Local officers must be specificaily assigned to
the OCDETF investigation, and the pazent agency must enter into an Agreement with the
OCDETF Program. No minimum funding amount is required for establishing the
agreement; however, the amount obligated up front should not exceed esfimated total
overtime. An agency may not seek reimbursement without having first paid funds to the
State and Local officer(s). The sponsoring Federal agency must be a participant in the
Department of Justice Assets For£eiture Fund.
Funds awarded to an OCDfiTF Region shall be allocated on a case by case basis, after a
review of the substance and needs of each particular investigation. Funds shall not simply
be equally divided among participating agencies or divided based upon some pre-existing
ratio.
The sponsoring Federal agency is expected to provide funds for case-related travel and
per diem costs by State and Local officers. In limited cases, when the sponsoring agency
is unable to do so, overtime funding may be used for this purpose.
68�?y�
The OCDETF 3tate and Local Overtime Fund is not to be used for equipment
procurement or operational subsidies; noz is it to be used for the purchase of evidence or
for confidentiai informant fees. Additionally, overtime and expenses for personnel other
than sworn law en£orcement officers aze not pernutted.
The OCDETF Execufive Office is the coordinafion and policy office for the OCDET'F
State and Local Overtime and Authorized Expense Program. The OCDETF Executive
Office will coordinate and manage funding on a nationwide basis for a11 State and Locai
agreements and reunbursement requests. The OCDETF Executive Office is responsible
for plam�uig, developing, and implementing the policies and procedures for the Program
with support from the OCDETF Regional Coordination Groups and the OCDETF
Agencies.
PROCEDURES
1. Agreement
a. An Agreement for the use of the OCDETF State and Local Overtime and Authorized
Expense Program ("AgreemenP') must be completed whenever a State or Local law
enfarcement agency plans to seek reimbursement for the overtime costs and
authorized travel and per diem expenses resulting from participation in an OCDETF
investigation. It must be cazefully reviewed and understood by al1 approving
officials. The sponsoring Federai agency must be a participant in the Departsnent of
3ustice Assets Rorfeiture Fund.
b. Agreements are approved on a fiscal year basis. The fiscal yeaz of the Federal
Government begins on October 1 of a given year and ends on September 30 of the
following year. An Agreement must fa11 within a fiscal yeaz period. Since
investigafions frequendy span tcvo or more fiscal yeazs, new Agreements must be
iniriated for each fiscal year.
a Agreements are specific to a single OCDETF investigation. While a single State or
Local law enforcement agency may be sunultaneously participating in several
OCDETF inves6gations, a sepazate Agreement must be executed for each OCDETF
investigafion number.
d. No individual agreement with a State or Loca1 department may exceed $20,000, and
the cumulative amount of OCDETF State and Local overtime monies that may be
expended on a single OCDETF investigation in a single fiscal year may not exceed
$30,000 without express prior approval from the OCDETF Executive Office. The
OCDETF Executive Office will entertain requests to exceed these funding leveis in
particular cases. Please submit a written request including justification approved by
the AUSA Regional Coordinator to the OCDETF budget officer when seeking to
exceed the above stated funding levels.
e. Each Reimbursable Agreement will be allowed four (4) modifications per year. In
addition, if the funds for a particulaz agreement are completely deobligated with the
intention of closing that agreement, it will not count as a modification for purposes of
this policy. These amendments or changes must be transmitted by a memorandum
approved and signed by the AUSA OCDETF Coordinator or designee for the region
and forwazded to the OCDET'F Executive Office. The modification must be included
in the Region's State and Local agreement file and be available upon request.
�� �
f. If an Agreement does not have any activity during the last nineTy (90) days, the funds
shall be deobligated. The OCDEfiF Executive Of6ce will assist with the monitoring
of the aging Agreements. Further, if a State or Local agency detern�ines that it is no
longer performing work under a particular Agreement, a modification memorandum
identifymg the amount to be deobligated will be submitted to the OCDETF Executive
Office within five (5) working days of this determination.
g. The "List of State or Local Law Enforcement O�cers Assigned to Participate in the
State and Local Overtime and Authorized Expense Program" identifies the specific
State or Local o�cers who have been assigned to the investigation and aze expected
to receive overtime or travel and per diem funding.
h. Required Sienatures
(1) Each Agreement must be approved and signed by a State or Local law
enforcement agency official, who is authorized to assign the participating law
enforcement officers to the OCDETF investigafion; the SAC (or designee) of
the sponsoring Federal agency field office where the State or Local officers
wi11 be woxking; the sponsoring Agency Regional OCDETF Coordinator; and
the AUSA Regional OCDETF Coordinator.
(2) When an OCDETF investigation involves more than one Federal law
enforcement agency, a single Agreement may be used and an official from the
sponsoring Federal agency must sign the Agreement. There must be a separate
Agreement for each State or Loca1 agency, and for each investigation in which
a State or Local agency is participating.
(3) Other signatures may also be required at the discretion of the AUSA OCDETF
Coordinator.
(4) All required signatures must be obtained before the Agreement can be accepted
and the funds obligated.
i. AQreement Approval
(1) The OCDETF Agency Coordinator(s) must submit the proposed Agreement to
the OCDETF Regional Coordination Group for approval. This should occur as
part of the OCDETF investigation selection process or soon thereafter if the
need for State and Local participation is expected.
(Z) The OCDETF Regional Coordination Group must review and approve all
Agreements. Each Agreement shall be for a specific amount of funding and
for a specific period of time. If there is a pre-existing active investigation
utilizing State and Local Overtime, the agreement should be dated from the
beginning of the fiscal yeaz (October 1) through the entire fiscal yeaz
(September 30). However, if a case is newly initiated during the fiscal year,
the beginning agreement date should accurately reflect when the case will
begin using State and Local Overtime funding (beginning date of the
Agreement through September 30).
0
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(3) The ori�inal signed Agreement must be submitted promptly to the OCDET'F
Executive Office for final review and acceptance.
(4) The OCDETF Regional Coordination Group will ensure that the cumulative
overtime and authorized expense commitments do not exceed the total regional
fund allocafion.
(5) The OCAET'F Regional Coordination Group also wil] ensure that official
records are maintained to document the total number of regular hours worked
by the State and Local officer(s). These records shall be maintained for six (6)
years.
(6) Reimbursement for any expenditure above the Agreement amount must be
approved by both the OCDETF Regional Coordination Group and the
OCDETF Executive Office.
(7) In some extraordinary situations and with prior written approval from the
OCDETF Execufive Office, an Agreement may be retroacCive to a muhxally
agreed upon date, but not prior to the date the investigation being approved as
an OCDETF investigation. Tf the agreement is associated with an approved
OCDETF investigation, the Regional Coordination Group may approve
reimbursement for State and Local overtime warked during the thirly (30) day
period prior to submission of the OCDETF case(s} for approval. In no
circumstance can the total amount of retroactive overkime paid exceed $5,000.
(8) Amendments or changes in the amount of the Agreement or the listed
participafing law enforcement officers that occur after an Agreement has been
executed must be agreed to by a11 approving officials. These amendments or
changes must be transmitted by a memorandum approved and signed by the
AUSA OCDETF Coordinator or designee for the region and forwazded to the
OCDETF Executive Office. All changes made to the original agreement must
be approved and initialed by the person making the revision and the AUSA
OCDETF Coordinator.
(9) If a State or Local officer is unable to be assigned to an OCDETF investigation
on a full-tune basis, an exception to the full-time rule may be b anted by the
OCDETF Regional Coordination Group. The State or Local agency must
provide written justification when requesting this exception.
j. Periodic Review and Reporting
Tn order to obtain the required information regazding the "delivered" and "undelivered"
status of open obligations, the following pLOCedure must be followed in each region:
(1) By tke Sth of each month, the Executive Assistant (or other individual in the
Core City U.S. Attorney's Office responsible for handling State and Local
biiling) will provide to the Federal Agency Regional Coordinators a report,
listing a11 agreements for which a State or Local agency has not submitted a
bill for at least thirty (30) days, reflecting time worked through the end of the
r: �1
previous month. (For example, by Mazch 5, the Execufive Assistant will
prepaze a listing of State or Loca1 agreements for which agencies have not
submitted a bill reflecting work through Febntary 28).
(2) The Federal Agency Regional Coordinator from the sponsoring agency will be
responsible for contacting the State and Local agencies on that list to
determine the status of existing obligations. Specifically, the State or Loca1
agency must provide the Coordinator with some form of documentation
(either a copy of a bill, or an e-mail or fax) indicating the dollaz amount to be
reunbursed for any time worked by State and Local officers through the end
of the month in question.
Please note: The documentation provided to the Agency Coordinator will not
be a substitute for a formal bill. The agency will still be expected to submit its
formal bill to the Regional Coordination Group, in accordance with the State
and Local Overtime Policies and Procedures Manual. Howevez, to the extent
that bills aze submitted in a timely fashion, but do not cleaz all approving
officiais within the 30-day period, this follow-up procedure will enable us to
nevertheless account for the amounts expended under the agreement during the
prior months.
(3) If a State or Local agency indicates that it is no longer performing wark under
a particular Agreement, any unexpended funds under that Agreement should
be immediately deobligated and a modification memorandum identifying the
amount to be deobligated shall be submitted to the OCDETF Executive Office
within five (5) wozking days. If a status review reflects that no overtime funds
were billed under the Agreement during the first ninety (90) days, the funds
shall be deobligated.
(4) The regions aze to submit a monthly tracking report detailing, for each
agreement: (1) an estimate of overtime worked for the prior month, and (2) an
esfimate of overtime monies earned or billed for the prior month. The
Regional Agency Coordinator from the sponsoring agency must contact the
State or Locai agency monthly and determine whether or not overtime was
performed during the prior month pursuant to the Agreement. If overtime has
been performed, an estimate of the amount of overtime earned should be
provided to the Executive Assistant, along with any written evidence (e.g.
bills, e-mails, or fases) of work performed. The Regional Agency Coordinator
must provide this information to the OCDETF Bxecutive Assistant in a timely
manner, no later than the 15th of the month. The reimbursement amounts
must then be entered into the spreadsheet format previously provided by the
OCDETF Executive Office, and the spreadsheet transmitted to the OCDETF
Executive Office, no later than the ZSth of each month. However, for the
quarterly closeout months (December, March, June, and September), the
monthly tracking report will be due no later than the 15�' of the month. [If a
region does not receive a monthly estimate for the corresponding bill for that
month, it may not be paid. Reixnbursements submitted by the 10�' of each
month in lieu of the estnnate will be accepted]
�, .
2. Reimbursement Repuesfs
a To receive reimbursement funds for overtime and authorized expenses incurred by their
officers, State and Local agencies must submif their specific OCDETF Reunbursement
Request Forsn. The Reimbursement Request must contain the signature of the authorized
State or Local official certifyiiig that the overtime costs, authorized travel, and per diem
expenses aze for the law enforcement afficers identified in the Agreement, and that the
costs were incurred as part of the approved OCDETF invesrigation, and that funds have
been paid to the State and Local officer(s).
b. Prior to any Reimbursement Request being submitted, a signed and fully executed
Agreement between the State or Local law enforcement agency and the OCDETF Region
must be in place.
c. The Sponsoring Federal Agency Supervisory Special Agent (or designee) of the field
offtce of the Federal agency with which the State/Loca1 officar(s} is working must sign
and forward the original signed Reimbursement Request to the Regional Agency
OCDETF Coordinator. The Sponsoring Federal Agency Supervisory Special Agent is
responsible for determining that the monies claimed aze in accordance with the
Agreement and authorized under these Policies and Procedures, and for insuring that
overtime payments are legitimate and not excessive.
d. The Reimbursement Request must be submitted to the Regional Coordination Group
within thirty (30) days of the close of the month in which the overtime was worked. If
the request is not submitted within this time period, it may not be honored and paid.
e. The OCDETF Agency Coordinator is then responsible for reviewing the request and for
submitting the original signed Reimbursement Request to the OCDETF AUSA
Coordinator after ensuring that the request falls within the allotted budget allocation for
the Agreement. The OCDETF Agency Coordinator must ensure that overtime for each
officer on a per annum basis does not exceed ZS% of the current Federal salary rate in
effect at the time the overtime was worked and that only authorized expenses are
claimed.
£ The overtime log must be attached to the Reimbursement Request when submitting the
monthly invoices. The overtime Iog must also include the overtime rate of the State and
Local Officer.
g. The OCDETF AUSA Coordinator is responsible for final review and approval of the
Reimbursement Request. All changes made to the original Reimbursement must be
approved and inifialed by the person making the revision and the AUSA Coordinator.
The Reimbursement Request shall t1�en be transmitted promptly to the OCDETF
Executive Office for payment processing. All Reimbursement Requests for overtime
incurred in a prior fiscal year must be submitted to the OCDETF Executive Office no
later than November 30 of the new fiscat yeaz. Requests received after the November 30
cuf off date may not be reimbursed.
h. The OCDETF Executive Office is responsible for ensuring that reimbursement is
appropriate, that funds aze available for payment, and that the reimbursement is processed
7
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and paid through the Financial Management Information System (FMIS) of the
Department of Justice.
3. Pavment
a. Reimbursement Requests MiJST be submitted from the State or Local agency to the
immediate supervisor of the sponsoring Federal case agent (GS, SSA, etc.) on a monthly
basis if work had been performed for that month. Any deviation from monthly billing
must be approved by the OCDETF Regional Coordination Group and the OCDETF
Executive Office.
b. Payments will be made directly to the State or Local law enforcement agency for the
expenses of the officers designated in the Agreement. Direct payments to officers aze not
allowed.
c. Payments will be based upon: (a) the authorized overtime rate of each participating
officer listed in the Agreement as established by his/her State or Local agency and (b) the
authorized case-specific trauel and per diem expenses incurred as a result of the
investigation, to the extent that these costs are not covered by the sponsoring Federal
agency. The total overtime payments for an individual o�cer for a 12-month period are
not to exceed 25% of the current Federal salazy rate in effect at the time the overtime was
performed.
d. Prior to payment, the initiating Federal Agency Coordinator must certify that only
authorized expenses are claimed and that overtime has not exceeded 25% of the current
Federal salary rate in effect at the tnne the overtime was worked. The State or Local
o�cers may follow the isavel regulations of their respective agencies when such written
regulations exist as long as the State or Local regulations do not conflict with Federal
regulations; othenvise, Federal trauel regulations shall govern all State and Loca] travel
and per diem. In no instance sha11 the amount claimed exceed Federal allowances.
e. For reimbursement, the State or Local officers must be specifically assigned to the
OCDETF investigafion, be listed in the Agreement, and work full-time on the OCDETF
investigafion. Reimbursement payment will be made only for overtime hours and case-
specific travel and per diem costs that have accrued consistent with the agency's existing
contract requirements, policies and procedures. No indirect cost for the administration or
implementation of the Agreement or the Reimbursement Request shall be allowed.
£ The State or Local law enforcement agency shall maintain for a period of six (6) years,
complete and accurate records and accounts of a11 obligations and expenditures of funds
under the Agreement in accordance with generally accepted accounting principles to
facilitate on-site inspection and audifing of such records and accounts.
g. The State or Local law enforcement agency shall permit examination and auditing by
representatives of OCDETF, the sponsoring Federal agency, the II.S. Department of
Jusfice, the Comptroller General of the United States, and/or any of their duly authorized
agents and representatives, of any and a11 records, documents, accounts, invoices,
receipts, or expenditures relating to this Agreement. In addition, all such records and
reports shall be maintained until all audits and exazninations are completed and resolved,
or for a period of six (6) yeazs after termination of the Agreement, whichever is later.
b�-7�$
h. The Debt Collection Improvement Act of 1996 requires that payments made by the
Federal govemment, including vendor payments, must be made by electronic funds
transfer (EFT). In accordance with the Act, all OCDETF reunbursement payments will
be issued via EFT. All participating State and Local agencies must complete and submit
the attached EFT form. The OCDETF Executive Office must receive one EFT form from
each participating agency prior to processing their reunbursement payments. In certain
circumstances the OCDETF Executive Office will make excepfions for agencies that aze
unable to accept this form ofpayment, however, they must include written justification in
the addendum of each new agreement.
bg �7 ��
APPROVED FORMS (as of October 20061
A five-page OCDETF form to be used by State and Local agencies and affected
Federal agencies when an Agreement is sought for the use of the OCDETF State and
Locai Overtime and Authorized Expense Program;
2. A one-page form to be used by the OCDETF Regional Coordination Cnoup to
request funding modifications to existing agreements;
3. A one-page form to be used by the State and Local agencies and affected Federal
agencies to notify the OCDETF Executive Office of the change in number of officers
listed on an existing, approved agreement;
4. A one-page form to be used by State and Loca1 agencies to request rennbursement of
overtime and authorized expenses;
5. An Officers Overtime Log form, which should be used to assist in tracking
individual o�cer hours and payments and to ensure that the annual maximum is not
exceeded;and
6. Automated Cleazing House (ACH)/Vendor payment information; this is the preferred
way of payment (EFT) mandated by the 1996 Debt Collection Improvement Act.
While changes to these forms are minor, previous versions are now obsolete and should
no longer be used
10
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ORGANIZED CRIME DRUG ENFORCEMENT TASK FORCES
2007 OFFICERS OVERTIME LOG
OCDETF Investigation Number:
State or Local Agency:
Billing Period for Fiscal Year 2007:
State or Local Number OfScer's Authorized Overtime Other Cumulative
Em lo ee Name Number Overtime
P y ofRegular of Overtime Expenses Amount Federal Charged
Hours Overfime Rate Claimed Ciaimed Overtime
Worked Hours Earned from Federal
on case �'orked Sources
on case
Totals
ORGAPIIZED CRIME DRUG ENFORCEMENT TASK FORCES
REIlVIBURSEMENT REQUEST FOR OVERTIME COSTS
AND AUTHORIZED EXPENSES FOR STATE AND LOCAL LAW
ENFORCEMENTPERSONNEL
DATE OF REQUEST:
FEDERAL TAX IDENITFICATION k:
SEND PAYMENT TO:
BILLING CONTACT PERSON:
OCDETF INVESTIGATION NUMBER:
�GDOC: O7 - OS -
(State Or Local Agency, Address, Zip Code)
SPONSORING FEDERAL AGENCY INVESTIGATION NUMBER:
DATES FOR WHICH REIMBURSEMENT
IS REQLTESTED:
FROM
TO
AMOUNT REQUESTED: OVERTIME
EXPENSES
TOTAL $
Number Of Officers Involved In This Billing:
Tota] Number Of Overtime Hours Claimed In This Request:
Total Number Of Regulaz Aours Worked During This Time Period On This OCDET'F Investigation(s):
In accordance with the executed State and Local Agreement, reimbursement is hereby requested for overfime and for authorized
expenses of law enforcement officers from the above-named agency. I hereby certify that total overtime from all sources, inclusive of
this request; for each officer covered by this request does not exceed 25% of the current approved Federai salary rate in effect at the
time the overtime was performed. I fiu�ther certify that the funds requested aze for overtime and trave] and per diem expenses incurred
by the officer(s} identified in the Ageement for work on the cited OCDETF investigation, and that the State and Local officer(s) have
been paid.
Note: DIRECT PAYMENTS TO OFFICERS ARE NOT ALLOWED.
Certified:
Certified:
Approved:
Approved:
Approved for Payment:
Authorized State or Locat Officiai
Title
Sponsoring Federal Agency Supervisory Specia] Agent or Designee
Date
Date
Regional Sponsoring Federa] Agency OCDETF Coordinator Date
Assistant United States Attomey OCDETF Coordinator
Date
OCDETF Execufive Office Date
Reimbursement Request - (Oct. 06)
og�� �
ORGANIZED CRIl1� DRUG ENFORCEMENT TASK FORCES
NOTIP`ICATION OF CHANGE IN LAW ENFORCEMENT OFFICERS
State or Local Agency:
OCDETF Investigation
Saint Paul Police Department
YREGDOC No:
Current Total Number of Officers:
Revised Total Number of Officers:
AUSA Coordinator or Designee Approval:
The law enforcement officers listed below aze added to the above identified OCDETF investigation.
Any modifications must be agreed to in writing by all of the parties to this Agreement and forwarded to the
OCDETF Executive Office.
NAME
TITLE/R.ANK
��:
5.
Memorandum
Subject
Organized Crune Drug Enforcement Task Force
Approval of DEA Case Number IJ-08-0041
Date
68�'i'��
April 10, 2008
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To
Tyrone Guyse
Special Agent
Group 73
Minneapolis District Office
From
Gary $oertlein
OCDETF Coordinator
Great Lakes OCDETF Region
1. Investigation IJ-08-0041/YNA3B was approved on Aprii 9, 2008, for acceptance into the
Organized Crime Drug Enforcement Task Force (OCDETF) Program. OCDETF Case Number
GL-MN-0201 was assigned to Operation LITTLE BUTTONS.
2. A DEA-6 must be submitted to the case file changing the G-DEP identifier Yo reflect the "N"
designator. The new G-DEP must be changed in CASTM. It is imperative that the new G-DBP is
recarded on DEA 352s. Lastly, you must ensure that both OCDETF and non-OCDETF case hours
are recorded separately on T&As and WRS using Accounting Data Code foz OCDETF hours.
You are reminded that State and Local overtime funds cannot be expended without an approved
OCDETF State and Local Overtime and Authorized Expense Prog�am Form ("Agreement"). The
Agreement must be completed and approved whenever a State and Local law enforcement agency
plans to seek reimbursement for overtime costs and authorized travel and per diem expenses,
resulting from participation in an OCDETF investigation. Agreements aze approved on a fiscal
year basis.
4. Inquiries may be directed to OCDETF Coordinator Gary Boertlein at (312) 886-1316.