02-787��;��i�����
OF
Presented
RESOLUTION
NT PAUL, MINNESOTA
�5
Refeaed To � Committee Date
1 WHEREA$:
3 1. By its Resolution No. 88-1823 adopted November 17, 1988, the Council of the City has previously
4 approved the issuance by the Port Authority of the City of Saint Pau1 (the "Authority") of its $1,400,0�0
5 Development Revenue Note (the "1988 Note").
6
7 2. The Authority has now given its approval to the issuance of its economic development bonds (Second
8 Harvest Heartland Project) (the "Bonds"), which may be in the form ofbonds or notes, in the aggregate principal
9 amount of $2,60Q000, to (a) refund the 1988 Note; (b) to finance the renovation of the building located at 1140
l0 Gervais Avenue, Maplewood, Minnesota; and (c) finance the purchase of equipment (collectively, the "ProjecY')
11 for Second Harvest Heartland (the `Borrower"), a Minnesota nonprofit corporation; and
12
13 3. Laws of Minnesota 1976, Chapter 234, provides that any issue of revenue bonds authorized by the
14 Authority shall be issued only with the consent of the City Council of the City of Saint Paul, by resolution adopted
15 in accordance with law; and
16
17 4. Approval of the issuance of the proposedBonds by the City Council is also requiredby 3ection 147( fl
18 of the Internal Revenue Code of 1986, as amended; and
19
20 5. To meet the requirements of both state and federal law, the Port Authority has requested that the City
2t Council gives its requisite approval to the issuance of the proposed Bonds by the Port Authority, subject to final
22 approval of the details of said Bonds by the Port Authority.
23
2a NOW, THEREFORE, BE IT RESOLVED by the Council of the City of Saint Paul that, in accordance with
25 the requirements of Section 147(� of the Internal Revenue Code of 1986, as amended, and in accardance with
26 Laws of Minnesota 1976, Chapter 234, the City Council hereby approves the issuance of the aforesaid Bonds by
27 the Port Authority for the purposes described in the Port Authority resolution adopted August 27, 2002, the exact
28 details of which, including but not limited to, provisions relating to principal amount, maturities, interest rates,
29 discount, redemption, and the issuance of additional bonds are to be deternuned by the Port Authority, and the City
30 Council hereby authorizes the issuance of any additional bonds (including refunding bonds) by the Port Authority
31 found by the Port Authority to be necessary for carrying out the puiposes for which the aforedescribed Bonds are
3z issued.
33
34 Adopted: August 28, 2002
Council File # Oa,— `�
Green Sheet # 101344
23883.1.
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Yeas Nays Absent
Benanav �
Blakey �
Bostrom
Coleman ✓
Hanis ✓
Lantry ✓
Reiter
C� a-
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Requested by Department of:
By: �J
Form Approved by City Attomey
�
By `��--- J _
23883.1
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DEPARTMINTIOFFICEICOUNCIL DATE INIMTm
Peter M. Klein 8(15l02 GREEN SHEET No 10 i 344
COMACT PERSON & PHONE Nmawr. In�
Peter M. Klein (651)224-5686 1, 4��
MUST � CIXINLYLAGFNDABY(OATq � ❑
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TOTAL # OF SIGNATURE PAGES 1 (CLJP ALL LOCATIONS FOR SIGNATUR�
CTION REQUESTm
Approval of the issuance of approximately $2,600,000 of conduit tax exempt 501(c)(3)
revenue bonds for Second Harvest Heartland for the refinancing, renovation and
equipping of an office and production facility located in Maplewood, Minnesota.
RECOMMENDATION Approve () a Reject (R) PEIISONALSERViCE CONiRACTS MUSTANSWER THE FOLLAWIN6 QUESRONS�
1. FI� th� persoMrm ever xorked under a contract for this department'7
PtANNINGCOMMISSION YES NO
CIBCAMMITTEE , 2. HesMispeisoruhrme�erbeenacilyempbyeM
CIVILSERVICECOMMISSION YE5 No
. Port Authority 3. oces Mis pe�s«vfin„ o� a ,� , amia�yo�d q a„y ��,re�,c ary �„pbyee�
YES NO
a. �s mis a��rm a targetea venaort " ,
YES �
F�rylain all yec answers m sepaiate sheet arM attach to prcen sheet
INITIATING PROBLEM ISSl1E, OPPORTUNIiY (Wfw, What, When, Where, Why)
The issuance of the bonds will allow the refinancing, renovation and equipping of the
Maplewood headquarters, which will become the primary distribution facility for the
metropolitan area.
ADVANTAGESIFAPPROVED �
As a result of the refinancing and renovation, Second Harvest will be able to merge its
Minneapolis operations into this Metro East location.
DISADVAMAGES IF APPROVED
None
DISADVANTAGES IF NOT APPROVEp
The goal of reducing hunger and waste �rill be hindered.
TOTAL AMOUNT OF TRANSACTION S 2 s OO � OOO WET/REVENUE BUDf3Efm (GRCLE ON� YES NO
Port Authority conduit tax-exempt -
FUNDIN650URCE 501(c)(3) revenue bonds ncrmnNUies�
FINANGAL INFORMATON (IXPWN) ��Qr'���5 { LJ ° � 4L��
Al3G � � 2Q02
1900 LandmarkTowers p 0 R T Te1:651-224-5686 Q'„ �1r�
345 St. Peter Street �� 9 Fax: 651-223-5798
Saint Paul, Minnesota Q - ,11� s Toll Free: 800328-8477
55102-1661 � � x www.sppa.com
r �
z �
�b �Y
August 15, 2002
Mr. Tony Schertler, Interim Director
Planning & Economic Development Department
1300 City Hall Annex
25 West Fourth Street
Saint Paul, Minnesota 55102
RE: $2,600,000 CONDUIT 501(c)(3) REVENUE BOND ISSUE
SECOND HARVEST HEARTLAND
Dear Mr. S rtler`. �� V ��
We submit for your review and referral to the office of the Mayor, City Council,
and City Attorney's office, defails pertaining to the issuance of conduit 501(c)(3)
revenue bonds in the approximate amount of $2,600,000 to finance the
renovation of an ofFice and production facflity located in Maplewood, Minnesota.
The City of Saint Paul's entitlement ailocatien will not be affected by this
application.
In addition to the staff inemorandum, we are attac4�+ng a draft copy of the
proposed City Council Resolution and a copy of the Resolution and a copy of the
Resolution conducting the r�quired public hearing and authorizing the sale of the
501(c)(3) revenuE bonds in t�e amour�f a�f $2,600,OOG that wili be considered by
the Port Authority's Boaru oro August �7, 2002. City Council action will be
required after the Port Authority's Board meeting of August 27, 2002.
Your expeditious handling of this matter will be appreciated.
Sincerefy,
�� �_.
Kenneth R. Johnson
President
KRJ:cp
Attachmert
cc: Mayor KelVy
23859.1.
Cc��� €�s��c?' ;'°,t�'
�UG 2 � 2���
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Resolution No.
RESOLVTION OF THE
PORT AUTHORITY OF THE CTTY OF SAINT PAUL
[Second Harvest Heartland]
WF3EREAS:
1. In connecrion with the issuance of the 1988 Note, the Port Authority of the
City of Saint Paul {the "Port Authorit}�') entered into a Joint Powers Agreement with the
City of Mapiewood ("Maplewood"), pursuant to which the Port Authority issued its
$1,400,000 Development Revenue Note (the "1988 Note") to finance the acquisirion and
renovation of a 64,000 squaze foot facility located at 1140 Gervais Avenue in the City to
provide a centralized facility to distribute emergency food supplies to citizens of the cities
of Maplewood and Saint Paul, Ramsey County and the State of Minnesota (the "ProjecY')
for Emergency Fund Service, Inc., whose operations haue been taken over by Second
Harvest Heartland (the "Borrower").
2. It has now been proposed by the Borrower that the Port Authority issue its
Economic Development Revenue Note (the "Note") in the aggregate principal amount of
approximately $2,600,000, and that the proceeds of the Note be loaned to the Borrower to
(a) refund the 1988 Note; (b) finance the renovation of the building located at 1140
Gervais Avenue in Maplewood; and (c) finance the purchase of equipment to be used at
that building, all pursuant to Chapters 469 and 475 of the Minnesota Statutes (the "AcY').
3. To facilitate the financing of the Project by the Borrower, Maplewood,
after considerarion of this issue at a public hearing, has agreed to enter into a Joint
Powers Agreement (the "Joint Powers AgreemenY) whereby Maplewood has authorized
and consented to the issuance of the Note on the terms set forth therein.
4. The Note will be purchased by Wells Fargo Brokerage Services,
LLC(Public Finance Division (the "Lender").
5. The Borrower and the Port Authority will enter into a Loan Agreement
(the "Loan AgreemenY') in which the Bonower will agree to make all payments due on
account of the Note. The Port Authority's interest in the Loan Agreement (except for the
Port Authority's right to receive payment of certain fees and expenses as well as its right
to indemnification) will be assigned to the Lender pursuant to a Pledge Agreement
between the Port Authority and the Lender.
6. The Note will be additionally secured by a Moftgage, Security Agreement,
Fixture Financing Statement and Assignment of Leases and Rents (collectively the
"Mortgage") given by the Bonower in fa�or of the Port Authority or the Lender. If the
Mortgage runs in favor of the Port Authority, in the first instance, the Port Authority shall
2248365v1 1
oa..18'�
assign the Mortgage to the Lender pursuant to an Assignment of Mortgage (the
"Assignment of Mortgage").
7. T'he Port Authority desires to facilitate the active promotion, attraction,
encouragement, and development of economically sound industry and commerce through
govercuuental action for the purpose of preventing the emergence of blighted and
marginal lands and azeas of chronic unemployment in the City of Saint Paul and the
metro east community, and the Project will assist in achieving that objective by
encouraging the provision of needed services to the population of the City of Saint Paul
and the metro east commuruty.
8. The Port Authority's Credit Committee has previously given approval to
the proposed issuance of the Note.
9. Pursuant to the requirements of Secrion 147(fl of the Internal Revenue
Code of 1986, as amended, and pursuant to a notice published by the Port Authority not
less than 15 days prior to the public hearing, a public hearing was held on August 27,
2002 on the issuance of the Note, at which public hearing all persons were given an
opportunity to speak.
10. The Note and the interest on the Note shall be payable solely from
revenues derived from the Loan Agreemerit and Mortgage and shall not constitute a debt
of the Port Authority within the meaning of any consritutional or statutory lixnitation of
indebtedness, nor shall the Note constitute nor give rise to a pecuniary liability of the Port
Authority, the City of Saint Paul, the City of Maplewood or a charge against their general
credit or tasing powers and shall not constitute a charge, lien or encumbrance, legal ar
equitable, upon any properiy of the Port Authority, the City of Saint Paul or Mapiewood
other than their interest in the Project pursuant to the Loan Agreement and Mortgage.
11. It is intended tkat interest on the Note be excluded from gross income of
the holders thereof for federal income t� purposes.
NOW, THEREFORE, BE TI' RESOLVED BY THE BOARD OF
COMMIS5IONERS OF THE PORT AUTHORTI'Y OF THE CITY OF SAINT PAUL,
AS FOLLOWS:
A. On the basis of information available to the Port Authority it appears, and
the Port Authority hereby finds, that: the Project constitutes properties, used or useful in
connection with one or more revenue producing enterprises engaged in any business
within the meaning of the Act; the Pro}ect furthers the purposes stated in the Act; and it is
in the best interests of the port dislrict and the people of the City of Maplewood and in
furtherance of the general plan of development to assist the Borrower in financing the
Project.
2248365v1 2
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B. For the purpose of financing the Project, and paying certain costs of
issuance and other expenses in connection with the issuance of the Note, and provided
that the Project and its financing receive approval by the Department of Trade and
Economic Development ("DTED"), the Port Authority hereby authorizes the issuance,
sale and delivery of the Note in an aggregate principal amount of approximately
$2,600,000.
C. The terms of the Note, including the principal amount thereof, the interest
rate, the mahuity and the amortization schedule shall be deteimiued by the President and
Cluef Financial Officer of the Port Authority, in consultation with bond counsel and
counsel to the Port Authority, to be such terms as aze acceptable to the Port Authority, the
Borrower and the Lender. In no event, however, shall the interest rate on the Note exceed
12.5%.
D. The Note shall be payable solely from revenues derived pursuant to the
Loan Agreement, the Mortgage and any Pledge Agreement. Neither the Note, nor the
interest thereon, shall constitute an indebtedness of the Port Authority or the City within
the meaning of any constitutional or statutory debt limitation; nor shall they constitute or
give rise to a pecuniary liability of the Port Authority or the City or a charge against their
general taxing powers and neither the full faith and credit nor the general taxing powers
of the Port Authority or the City is pledged to the payment of the Note or interest thereon.
E. Forms of the following documents (the "Documents") have been
submitted to the Port Authority for review and/or approval in connection with the sale,
issuance and delivery of the Note:
1. the Joint Powers Agreement;
2. the Loan Agreement;
3. the Note(s); and
4. the Mortgage.
F. It is hereby found, deterxnined and declared that:
1. The issuance of the I3ote, the execution and delivery by the Port
Authority of the Documents, as applicable, and the performance of all covenants
and agreements of the Port Authority contained in the Documents, as applicable,
and of all other acts and things required under the Consritution and laws of the
State of Minnesota to make the Documents and the Note valid and binding
obligations of the Port Authority in accordance with their terms, are authorized by
the Act;
2248365v1 3
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2. It is desirabie that the l�ote be issued by the Port Authority upon
the general terms set forth in the Documents, as applicable; and
3. Under the provisions of and as provided in the Documents, the
Note are not to be payable from or a charge upon any funds other than the
revenues piedged to the payment thereof; no holder of the Note shail ever have the
right to compel any exercise by the Port Authority, the City of Saint Paul or
Maplewood of its ta�cing powers to pay the Note or the interest or prexnium
thereon, or to enforce payment thereof against any properiy of the Port Authority
the City of Saint Paul or Maplewood; the Note shall not constitute a charge, lien
or encumbrance, legal or equitable, upon any property of the Port Authority, the
City of Saint Paul or Maplewood; the Note shall each recite that they aze issued
without moral obligarion on the part of the State or its political subdivisions, and
that the Note, including interest thereon, aze payable solely from the revenues
pledged to the payment thereof; and the Note shall not consfitute a debt of the Port
Authority, the City of Saint Paul or Maplewood within the meaning of any
constitutional or statutory limitation.
G. The forms of the Documents and exhibits thereto are approved
substantially in the forms submitted and on file in the offices of Port Authority, with such
subsequent changes as may be approved by the President and Chief Financial Officer of
the Port Authority, and Bond Counsel, as contemplated by paragraph I. The Chair and
Secretary of the Port Authority, or such other officer as may be appropriate in the absence
of either the Chair or Secretary, are hereby authorized to execute the Documents (to the
extent the Port Authority is a pariy thereto) in substantially the forms submitted, as
modified pursuant to paragraph I, and any other documents and certificatas which in the
opinion of Port Authority management and Bond Counsel are necessary to the transaction
herein described The execution of any instrument by the appropriate officer or officers of
the Port Authority herein authorized shall be conclusive evidence of the approval of such
docuxnents in accordance with the terms hereof. The execution of any documents
necessary for the transactian herein described by individuals who were at the time of
execution thereof the authorized officers of the Port Authority shall bind the Port
Authority, notwithstanding that such individuals or any of them has ceased to hold such
office or offices prior to the delivery of the Note. Copies of all of the documents
necessary to the transaction described shall be delivered, filed and recorded as provided
herein.
H. The President and other officers of the Port Authority are authorized to
prepare and fmnish to Bond Counsel certified copies of proceedings and records of the
Port Authority relating to the issuance of the Note and other transactions herein
contemplated, and such other affidavits and certificates as may be required to show the
facts relating to the legality of the Note and the other transactions herein contemplated as
such facts appear from the books and records in the officers' custody and control or as
othenvise lrnown to them; and all such certified copies, certificates and affidavits,
2248365vi 4
w.-���
including any heretofore fiirnished, shall constitute representations of tYte Port Authority
as to the truth of all statements contained therein.
I. The approval hereby given to the various Documents refened to above
includes approval of such additional details therein as may be necessary and appropriate,
and such modifications thereof, deletions therefrom and additions thereto as may be
necessary and appropriate and approved by the Port Authority's President and Chief
Financial Officer.
J. The authority to approve, execute and deliver future amendments to
financing documents entered into by the Port Authority in connection with the issuance of
the Note and the other transactions herein contemplated, is hereby delegated to the
President of the Port Authority, provided that: (a) such amendments do not require the
consent of the Lender or, if required, such consent has been obtained; (b} such
amendments do not materially adversely affect the interests of the Port Authority as the
issuer of the Note; (c) such atnendments do not contravene or violate any policy of the
Port Authority; and (d) such amendments are acceptable in form and substance to Bond
Counsel. The execution of any instnuuent by the President of the Port Authority shall be
conclusive evidence of the approval of such insiruments in accordance with the terms
hereof.
K. No covenant, stipula6on, obiigation or agreement contained herein or in
the Documents shall be deemed to be a covenant, stipulation, obligation or agreement of
any member of the Board of Commissioners of the Port Authority, or any officer, agent or
employee of the Port Authoriry in that persons individual capacity, and neither the Board
of Commissioners nor any officer executing the Note shall be liable personally on the
Note ar be subject to any personal liability or accountability by reason of the issuance
thereof.
Adopted: August 27, 2002
PORT AI3THORITY OF THE CITY
OF SAlNT PAUL
Its Chair
ATTEST:
By
Its Secretary
2248365v1 5
SAIiVT PAt1I,
PORT AUTHORITY
� .•� . ,
TO:
CREDTT CONtMIT`TEE
(Regulaz Meeting August 20, 2002)
Peter M. Klein �
Laurie J. Hansen ;
KennethR. John o �fl�
fG
DATE:
aa-�s�
August 12, 2002
FROM:
SUBJECI':
SECONI3 HARVEST HEARTLAND
1} Authorization of The Issuance of Conduit Tag-Exempt NoEes in the
Approximate Amount of $2,600,000
2) Approval of the Joint Powers Agreement with the City of Maplewood
Action Re4uested:
Provide approval far the Port Authority to issue approximately $2,600,000 of conduit tax-exempt
notes to be used for the refinancing of existing debt and the improvement, including equipment, of
the Second I3arvest facility located at 1140 Gervais Avenue in Maplewood, Miimesota. �
Addirionaily, approve the 7oint Powers Agreement with the City of Maplewood.
Public Purnose:
The refinancing will allow Second Harvest to reduce its financing costs and combine its Saint Paul
and Minneapolis operations into one facility which will reduce costs and enhance its ability to
provide ses�vices to the community.
Business Subsidv:
The proposed issuance of notes is for a not-for-profit organization and is exempt from treahnent as
a business subsidy.
BackEround:
Second Harvest Heartland is a Miiniesota nonprofit 501(c)(3) corporation that was formed on
October 1, 2001 as a result of the merger of Second Harvest Mimieapolis with Second FIarvest
Saint Paul. The previous enrities had operated for over 20 years in the community. Its mission is
the alleviation of hunger and preventing food waste in the Twin Cities metro azea. In 1988, the Port
Authority issued $1,395,000 of bonds (876 Bond Fund) for the purchase of the Maplewood facility
by Second Harvest Saint Paul {Emergency Fund Services, Inc.). Second Harvest will use the
pmceeds of the proposed notes to retire its obligarion on the 1988 bonds.
Current Status•
The combined organization, Minneapolis and Saint Paul, conducted a facility study and concluded
that the Maplewood site was the best facility option for its needs. The Minneapolis operation's
lease expires at the end of this year. The City of Maplewood is unable to issue additional tas-
exempt obligations without jeopardizing the "bank qualified" status of the bonds that it has issued,
and intends to issue, this year. Maplewood has published its norice for a public hearing on this
Project and intends to adopt the Joint Powers Agreement with the Port Authority.
2381'1.1.
ProposaI:
Type of Notes:
Rate:
Security:
Term:
Issuer:
Underwriter:
Remarketing Agent:
Bond Counsel:
Borrower's Counsel:
The notes will be tax-exempt and will be sold on a private placement
with qualified investors. An allocarion of taac-exempt authority from
the State is not required.
Approximately 6.00%
First secured interest and mortgage on the Project, inclnding the
land, building and personal properiy associated wit� the Proj ect.
15 yeazs with a 20 year amortizarion
Saint PauT Port Authority
Wells Fargo Brokerage Services, LLC / Public Finance Division
Wells Fazgo Brokerage Services, LLC/ Public Finance Division
Leonard, Street and Deinazd
Lindquist & Vennum
Conduit Financing:
The notes will be a conduit financing of the Authority and will not consritute or gve rise to a
liabiliTy of the Authority, the City of Maplewood, the City of Saint Paul or the State of Minnesota
or a charge against their general credit or taxing powers. The lenders will not haue the ri�t to
demand payment on the notes out of any funds to be raised from tasation or from any revenue
sources other than those expressly pledged to payment of the notes pwsuant to the funding
a�eement.
The Port Authority will receive fees in the amount of 1/8th of a point ($3,250.00) at inception and
1/8th of a point on the outstanding balance, annually, for the life of the notes.
Workforce Imnlications:
Approximately 66 jobs will be retained in the East Metro Community and 14 additional jobs will be
transfened from Minneapolis.
PolicV Exceptions:
None.
Disclosure•
The Port Authority Conunissioners by SEC rules aze obligated to disclose any risks or facts you
may be aware of that would affect the probability of repayment on these notes.
Recommendation:
We recommend the approval of the Joint Powers Agreement with the City of Maplewood and the
authorization to issue approxisnately $2,600,000 of conduit taY-exempt notes.
oa. -'1 r't
23811.1.
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ResolutionNo_ 3955
RESOLUTION OF TAE
POBT AUTHORITY OF THE CITY OF SAINT PAUL
[Second Harvest Heartlandj
WIIEREAS:
I. In connection with the issuance of the 1988 Note, the Port Authority of the
City of Saint Paul (the "Port Authorit}�') entered into a Joint Powers Agreement with the
City of Maplewood ("Maplewood"), pursuant to which the Port Authority issued its
$1,400,OQ0 Development Revenue Note (the "1988 Note") to finance the acquisirion and
renovation of a 64,000 square foot facility located at l I40 Gervais Avenue in the City to
provide a centralized facility to distribute emergency food supplies to citizens of the ciries
of Maplewood and Saint Paul, Ramsey County and the State of Minnesota (the "ProjecY')
for Emergency Fund Service, Inc., whose operations have been taken over by Second
Harvest Heartland (the "Borrower").
2. It has now been proposed by the Borrower that the Port Authority issue its
Economic Development Revenue Note (the "Note'� in the aggragate principal amount of
approximately $2,600,000, and that the proceeds of tlte Note be loaned to the Borrower to
(a) refund the 1988 Y3ote; (b) finance the renovation of the building located at 1140
Gervais Avenue in Maplewood; and (c) finance the purchase of equipment to be used at
that buiiding, all pursuant to Chapters 469 and 475 of the Minnesota Statutes (the "AcY').
3. To facilitate the financing of the Project by the Bonower, Maplewood,
after consideration of this issue at a public hearing, has agreed to enter into a Joint
Powers Agreement (the "Joint Powers AgreemenY) whereby Maplewood has authorized
and consented to the issuance of the Note on the terms set forth therein.
4. The Note will be purchased by Wells Fargo Brokerage Services,
LLC/Public Finance Division (the ",Lender").
5. The Borrower and the Fort Authority will enter into a I,oan Agreement
(the "Loan AgreemenY'} in which the Borrower will agree to make all payments due on
account of the Note. The Port Authority's interest in the Loan Agreement (except for the
Port Authority's right to receive payment of certain fees and expenses as well as its right
to indemnification) will be assigned to the Lender pursuant to a Pledge Agreement
between the Port Authority and the I.ender.
6. The Note wiil be additionally secured by a n4ortgage, Security Agreement,
Fixture Financing Statement and Assignment of I,eases and Rents (collectively the
"Mortgage") given by the Bonower in favor of the Port Authority or the Lender. If the
Mortgage runs in favor of the Port Authority, in the first instance, the Port Authority shall
23942.'i.
a
assi� the Mortgage to the I.enfler pursuant to an Assignment of Mortgage (the
"AssignFnent of Mortgage").
7. The Port Authority desires to faciIitate the acrive promotion, attraction,
encouragement, and development of economically sound industry and commerce through
governrr�ental action for the purpose of prevenring the emergance of bIighted and
marginal lands and areas of chrorcic unempioyment in the City of Saint Paul and the
metro east community, and the Project will assist in achieving that objective by
encouraging the provision of needed services to the population of the City of Saint Paui
and the metro east community.
8. The Port Authority's Credit Committee has previously given approval to
the proposed issuance of the Note.
9. Pursuant to the rec3uirements of Section 147(fl of the Internal Revenue
Code of 1986, as amended, and pursuant to a notice published by the Port Authority not
less than 15 days prior to the public hearing a public hearing was held on August 27,
2002 cin the issuance of rhe Note, at which public hearing ail persons were given an
oppoxtunity to speak.
10. The Note and the interest on the Note shall be payable soIely from
revenues derived.from the Loan Agreement and Mortgage and shall not constitute a debt
of the Port Authority within the meaning of any constitutional or statutory Iunitation of
indebtedness, nor shall the Note constitute nor give rise to a pecuniary liability of the Port
Authority, the City of Saint Paul, the City of Maplewood or a charge against their general
credit or taYing powers and ska11 not constitute a charge, lien or encumbrance, Iegai or
equitabie, upon any property of the Port Authority, the City of Saint PauI or Maplewood
other than their interest in the Project pursuant to the Loan Agreement and Mortgage.
11. It is intended that interest on the Note be excluded from gross income of
the holders thereof for federal income taY purposes.
NOW, TT�EREFORE, BE IT RESOLVED BY TI� BOARD OF
CONIMISSIONERS OF THE PORT AUTHORITY OF THE CITY OF SAINT PAUL,
AS FOLLOWS:
A. On the basis of information available to the Port Authority it agpears, and
the Port Authority hereby finds, that: the Froject constitutes properties, used or useful in
connection with one or more revenue producing enterprises engaged in any business
within ttie meaning of the Act; the Project furthers the purposes stated in the Act; and it is
in the best interests of the port district and the people of the City of Maplewood and in
furtherance of the general plan of development to assist the Boaower in financing the
Project.
B. For the purpose of financing the Project, and paying certain costs of
issuance and other expenses in connection with the issuance of the Note, and provided
239421.
.,.
that the Project and its financing receive approval by the Department of Trade and
Economic Development ("DTEB"}, the Port Authority hereby authorizes the issuance,
sale and delivery of the Note in an aggregate principal amount of approximately
$2,500,000.
C. The terms of the Note, including the principal amount thereof, the interest
rate, the maturity and the amortization schedule shall be detemuned by the President and
Chief Financial Officer of the Port Authority, in consultation with bond counsel and
counsel to the Port Authority, to be such terms as are acceptable to the Port AuthoriTy, ttte
Borrower and the Lender. In no event, however, shall the interest rate on the Note exceed
12.5%.
D. The Note shall be payable solely from revenues derived pursuant to the
Loan Agreement, the Mortgage and any Pledge Agreement. Neither the Note, nor the
interest thereon, shall constitute an indebtedness of the Port Authority or the City within
the meaning of any constitutional or statutory debt limitation; nor shall they constitute or
give rise to a pecuniary liability of the Port Authority or the City or a chazge against their
general taacing powers and neither the full faith and credit nor the general taxing powers
of the Port Authority or the City is pledged to the payment of the Note or interest thereon.
E. Forms of the following documents (the "Bocuments") have been
submitted to the Port Authority far review and/ar approval in connection with the sale,
issuance and delivery of the Note:
l. the Joint Powers Agreement;
2. the Loan Agteement;
3. the Note(s); and
4. the Mortgage.
F. It is hereby found, determined and declared that:
1. The issuance of the Note, the execution and delivery by the Port
Authority of the Documents, as applicable, and the performance of all covenants
and agreements of the Port Authority contained in the Documents, as applicable,
and of all other acts and things required under the Constitution and laws of the
State of Minnesota to make the Docuxnents and the Note valid and binding
obligations of the Port Authority in accordance with their terms, are authorized by
the Act;
2. It is desirable that the Note be issued by the Port Authority upon
the general terms set forth in the Documents, as applicable; and
OS' ��
23942.1.
3. Under the provisions of and as provided in the Documents, the
Note are not to be gayable from or a charge upon any funds other than the
revenues pledged to the payment thereof; no holder of the Note shall ever haue the
right to compel any exereise by the Port Aufhority, the Ciiy of Saint Paul or
Maplewood of its ta�cing powers to pay the Note or the interest or premium
thereon, or to enforce payment thereof against any properiy of the Port Authority
the City of Saint Paul or Maplewood; the Note shall not constitute a charge, lien
or encumbrance, legal or equitable, upon any properry of the Port Authority, the
City of Saint Paul or Maplewood; the Note shall each recite that they are issued
without moral obligarion on the part of the State or its political subdivisions, and
that the Note, including interest thereon, aze payable solely from the revenues
pledged to the payment thereof; and the Note shall not constitute a debt of the Port
Authority, the City of Saint Paul or Maplewood wittvn the meaning of any
constitutional or statutory lunitation.
CT. The forms of the Documents and exhibits thereto are approved
substantially in the forms submitted and on file in the offices of Port Authority, with such
subsequent changes as may be approved by the President and Chief Financial Officer of
the Port Authority, and Bond Counsel, as contempiated by pazagraph I. The Chair and
Secretary of the Port Authority, or such other officer as may be appropriate in the absence
of either the Chair or Secretary, aze hereby authorized to execute the Documents (to the
extent the Port Authority is a party thereto) in substantially the forms submitted, as
modified pursuant to paragraph I, and any other documents and certificates which in the
opinion of Port Authority management and Bond Counsel are necessary to the iransaction
herein described The execution of any instrument by the appropriate officer or officers of
the Port Authority herein authorized shall be conclusive evidence of the approval of such
documents in accordance with the terms hereof. The execution of any documents
necessary for the transaction herein described by individuals who were at the time of
execurion thereof the authorized officers of the Port Authority shall bind the Port
Authority, notwithstanding that such individuals or any of them has ceased to hold such
office or offices prior to the delivery of the Note. Copies of all of the documents
necessary to the transacrion described shall be delivered, filed and recorded as provided
herein.
H. The President and other officers of the Port Authority are authorized to
prepare and fiunish to Bond Counsel certified copies of proceedings and records of the
Port Authority relating to the issuance of the Note and other transactions herein
contemplated, and such other affidavits and certificates as may be required to show the
facts relating to the legality of the Note and the other transactions herein contemplated as
such facts appeaz from the books and records in the officers' custody and control or as
otherwise lmown to them; and all such certified copies, certificates and affidavits,
including any heretofore fiunished, shall constitute representations of the Port Authority
as to the truth of all statements contained therein.
23942.1.
o s..'
I. The approval hereby given to the various Documents referred to above
includes approval of such additional details therein as may be necessary and appropriate,
and such modifications thereof, deletions therefrom and addirions thereto as may be
necessary and appropriate and approved by the Port Authority's President and Chief
Financial Officer.
J. The authority to approve, execute and deliver future amendments to
financing documents eneered into by the Port Authority in connection with the issuance of
the Note and the other transactions herein contemplated, is hereby delegated to the
President of the Port Authority, provided that: (a) such amendments do not require the
consent of the Lender or, if required, such consent has been obtained; {b) such
amendments do not materially adversely affect the interests of the Port Authority as the
issuer of the Note; (c) such amendments do not contravene or violate any poIicy of the
Port Authority; and (d) such amendments aze acceptable in form and substance to Bond
Counsel. The execution of any instrument by the President of the Port Authority shall be
conclusive evidence of the approval of such instruments in accordance with the terms
hereof.
K. No covenant, stipulation, obligation or agreement contained herein or in
the Documents shall be deemed to be a covenant, stipulation, obligation or agreement of
any member of the Board of Commissioners of the Port Authority, or any officer, agent or
employee of the Port Authority in that persons individual capaciiy, and neither the Board
of Commissioners nor any officer executing the Note shall be liable personally on the
Note or be subject to any personal liahility or accountability by reason of the issuance
thereof.
Adopted: August 27, 2002
PORT AUTHORITY OF THE CITY
OF SA1NT PAUL
BJ f A / 1. .b.ti�
Its ice Chair
ATTEST:
By '
Its Secret •y
23942.'I.