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Council File # � Z � �C15
� � Resolution # _.. _ __
Green Sheet # ��� (��{ 3
Presented By
�����
�q
Referred To Committee: Date
RESOLUTION APPROVING AND AUTHORIZING THE EXECUTION OF A FIIZST AMENDMENT TO
THE t1MENDED AND RESTATED PLEDGE AGREEMENT IN CONNECTION WITH THE ISSUANCE
OF PARKING REVENLTE BONDS, SERIES 2002A
(BLOCK 19 PARKING RAMP) t1ND TAXABLE PARKING REVENCJE BONDS, SERIES 2002B
(BLOCK 19 PARKING RAMP) AND RELATED BUDGET AMENDMENT
WH�REAS,
l0 1. The Housing and Redevelopment Authority of the City of Saint Paul, Minnesota (the "Authority") has
11 heretofore adopted its General Revenue Bond Resolution No. 95-6J14-1 (the "General Revenue Bond
12 Resolution") authorizing the issuance of certain revenue bonds of the Authority to finance certain public parking
13 facilities.
14
is 2. The Authorityproposes to issue its Parking Revenue Bonds, Series 2002A (Block 19 Pazking Ramp) (the
16 "Series 2002A Bonds") and its Parking Revenue Bonds, Series 2002B (Block 19 Pazking Ramp) (the "Series
17 2002B Bonds, and together with the Series 2002A Bonds, the "Block 19 Bonds") in the approximate aggregate
1s principal amount of $18,625,000 pursuant to the General Bond Resolution and Fourth Supplemental Bond
19 Resolution to provide moneys to construct a new pazking ramp (the'Block 19 Ramp"), to pay costs associated
2o with the issuance of the Bonds, to pay the premium for the Bond Insurance Policy and to purchase a Reserve
21 Credit Facility.
22
23 3. Pursuant to the terms of a Amended and Restated Pledge Agreement dated March 1, 2001, as amended by
24 a First Amendment to Amended and Restated Pledge Agreement dated May 1, 2002 (together, the "Pledge
25 Agreement") by and between the City and the Authority, the City will pledge certain sums held in the Parking and
26 Transit Fund to the Authority for the benefit of the holders of the Block 19 Bonds, and certain other parking
27 revenue bonds heretofore issued by the Authority.
28
29 4. Pursuant to a separate Bond Purchase Agreement (the "Bond Purchase AgreemenY'), by and among the
30 Authority and U.S. Bancorp Piper 7affray Inc. and Miller 7ohnson Steichen Kixmard, Inc. (the "Purchasers"}, the
31 Purchasers have agreed to purchase the Block 19 Bonds.
32
33 5. The form of the Pledge Agreement has been submitted to the City Council for approval and the Authority
34 has requested that the City Council approve and authorize the execution of the same.
35
zi�i��6�t
36 RESOLVED:
37
oz-tin5
38 1. TheCityCouncilherebyapprovesandauthorizestheMayor,InterimDirector,DepartmentofPlauvingand
39 Economic Development and Directoz, Office of Financial Services to execute the Pledge Agreement in
40 substanfially the form submitted. Any other documents, agreements and certificates necessary for the issuance
41 for the Block 19 Bonds shall also be executed by the appropriate officers of the City.
42
43 2. The Mayor and Clerk and other officers of the City are authorized and directed to prepare and fumish
44 certified copies of all proceedings and records of the City relating to the transaction described above, and such
45 other affidavits and legality of the Pledge Agreement as such facts appeaz from the books and records in the
46 officers' custody and conttol of as otherwise known to them; and all such certified copies, certificates and
47 affidavits, including any heretofore futnished, shall constitute representations of the City as to the truth of all
48 statements contained therein.
49
50 3. The approval hereby given to the Pledge Agreement includes approval of such additional details therein
51 and such modifications thereof, deletions therefrom and additions thereto as may be deemed necessary and
52 appropriate and be approved by the City's staff, City Attorney and Bond Counsel prior to their execution; said
53 staff, City Attomey and Bond Counsel are hereby authorized to approve said changes on behalf of the City. The
54 officers of the City herein authorized shall be conclusive evidence of the approval of such documents in
55 accordance with the terms hereof. In the absence of the Mayor, Interim Director, Depariment of Planning and
56 Economic Development and Director, Office of Financial Services, any of the documents authorized by this
57 resolution to be executed may be executed by any other appropriate officers.
58
59 4. The Mayor, pursuant to Section 10.071 of the Charter of the City of Saint Paul, does certify that there aze
6o available for appropriation $�_ in funds in excess of those estimated in the 2002 budget and the City
61 Council of Saint Paul adopts the following changes to the 2002 budget:
62
63
Adopted by Council: Date �
Adoption Certified by Council Secretaxy
By: 3- . � �
Approved by Mayor: D e '(— G i
2161776v1 ����/ /
��0�c7�
V
Requested by Department of:
e�.-�qs
nin � Economi.c
PERSON & PFKNJE
Bob Geurs 266-6653
JST BE ON COUNCIL AGENDA BY @47E]
IAlMBER FOR
ROUi1NG
TOTAL # OF SIGNATURE PAGES
GREEN SHEET
�,,,., ,,.,,,,,�:,
� QIYATTOPIEY � ❑ CTYCIFRIt _
� F�iR11C14L4ERVICF80Yt ❑ R11111CJALiErtVIACCT
�wron�aewsssrwn � Bob Geurs
(CLIP ALL LOCATIONS FOR SIGNATURE7
City Coimcil Resolution approving first amendment to a Pledge Agreement for HRA
issuance of approgimately �18.6 million Parking Revenue Bonds for Block 19 Parki.ng
Project.
PLANNING CAMMISSION
CIB CAMMITiEE
CIVIL SERVICE COMMISSION
Where,
LSONALSERVICE CONTRACTS MUSTANSWER THE FOLLOWING Q
Has this perw�rm ever xrorketl untler a corRract forthis department7
VES NO
�'.O�.CIDBII
Has Mis PersoNfirm ever been a cilY emPbYee7
YES NO
Dces this person/firm possess a sldll not normalrypossessed by any curten[ city employee?
YES NO
Is this pxseNfirm a targetetl ventloYl
VES NO
City needs to reaffirm its pledge of the Parking and Transit funds as credit enhancement
for issuance of HRA Revenue $asnds of appioaimately �18.6 million bonds.
HRA will be able to proc�ed wi.th Block 19 Pazking ramps at 7th and Jackson.
IF APPROVED
None
P=oject does not proceed.
AMOUNT OF TRANSACTION
Pazking � Transit ihind
COS7/REVENUE BUDGETED (CIRCLE ONE)
ACTNITYNUMBER
No 110673
YES NO
(IXPLAIN)
o�.-�os
FIl2ST AMENDMENT TO
AMENDED AND RESTATED
PLEDGE AGREEMENT
by and between the
CITY OF SAINT PAUL
AND THE
HOUSING AND REDEVELOPMENT AUTHORITY
OF THE CITY OF SAINT PAUL, MINNESOTA
Relating to
HOUSING AND REDEVELOPMENT
AUTHORITY OF THE CITY OF SAINT PAUL,
MINNESOTA
$14,725,000
PARKING REVENUE BONDS, SERIES 2002A
(Block 19 Pazking Ramp)
AND
$4,225,000
TAXABLE PARHING REVENUE BONDS, SERIES 2002B
(Block 19 Parking Ramp)
Originally Dated June l, 1995
Amended and Restated as of March l, 2001
First Amendment to Amended and Restated ^— Mav 1, 2002
2129662v1 Firs[ Amendmen[ to Amended and
Restated Pledge Agreement
a
O�-y�s
TABLE OF CONTENTS
Page
ARTICLE - DEFINITIONS ......................................................................................................... 2
Section Defined Terxns . ....................................................................................................... 2
Section 2.1 Representations and Covenants of the Authority .................................................... 2
Section 3.1 Priority of Payment of Net Revenues . .................................................................... 2
Secrion Ratification .............................................................................................................. 3
Section Counterparts ............................................................................................................ 3
Exhibit ..................................................................................................................................... A-]
2729662vi
First Amendment to Amended and
Resiated Pledge Agreement
��, yous
FIRST AMENDMENT TO
AMENDED AND RESTATED
PLEDGE AGREEMENT
THIS FIRST AMENDMENT TO AMENDED AND RESTATED PLEDGE
AGREEMENT ("First AmendmenY'), dated as of ^— Mav 1, 2002, by and between the CTTY OF
SAINT PAUL, MINNESOTA, a municipal corporation organized under its city charter and the
laws of the State of Minnesota (the "Cit}�'), and the HOUSING AND REDEVELOPMENT
AUTHORITY OF THE CTTY OF SAINT PAUL, MINNESOTA, a body corporate and politic
organized under the laws of the State of Minnesota (the "Authority") which amends the
Amended and Restated Pledge Agreement between the parties dated Mazch 1, 2001 (the "Pledge
AgreemenY').
WHEREAS, the Authority has heretofore issued and has outstanding (a) its Parking
Revenue Refunding Bonds, Series 1995A (the "Series 1995A Bonds") pursuant to the General
Bond Resolution No. 95-6/14-1 adopted by the Authority on 7une 14, 1995 (the "General Bond
Resolution") and its First Supplemental Bond Resolution No. 95-6/14-2 adopted by the
Authority on June 14, 1995 (the "First Supplemental Resolution"); (b) its Exhibit Hall Parking
Ramp Subordinated Revenue Notes, Series 1995 (the "Subordinated Notes") pursuant to
Subardinated Note Resolution No. 95-6/14-4 adopted by the Authority on June 14, 1995 (the
"Note Resolution); and (c) its Pazking Revenue Refunding Bonds, Series 2001A (the "Series
2001A Bonds") pursuant to the Third Supplemental Resolution No. Ol-2/28 adopted by the
Authority on February 28, 2001 (the "Third Supplemental Resolution");
WHEREAS, simultaneously with the execution and delivery of this Agreement, the
Authority has issued its $14,725,000 Parking Revenue Bonds (Block 19 Pazking Ramp), Series
2002A (the "Series 2002A Bonds") and $4,225,000 T�able Parking Revenue Bonds (Block 19
Parking Ramp), Series 2002B (the "Series 2002B Bonds" and together with the Series 2002A
Bonds, the `Block 19 Bonds"), pursuant to the General Bond Resolution and the Fourth
Supplement Bond Resolution No. ^— 04- / -_ adopted by the Authority on ^— LVI�, 2002
(the "Fourth Supplemental Bond Resolution");
WHEREAS, the Authority will apply the proceeds of the Block 19 Bonds, together with
other available funds, to acquire, construct and equip a parking ramp located on the block
bounded by Seventh, Jackson, Ninth and Robert Streets in the City (the "ProjecP');
VJHEREAS, to enhance the marketability of the Block 19 Bonds, it is necessary that this
First Amendment be executed.
NOW, THEREFORE, in consideration of the premises and mutual covenants hereinafter
set forth, the parties hereto do hereby agree as follows:
2129662v1 First Amendment to Amended and
Restated Pledge Ageement
Oa �Os
ARTICLE I
DBFINITIONS
Secrion 11 Defined Terms. All terms capitalized but not otherwise defined herein
shall have the meanings assigned to such terms in the Pledge Agreement. The following terms
shall be amended or added and have the following meanings:
"Block 19 Pazlang Ramp" means the Authority's public parking ramp to be located on
the block bounded by Seventh, Jackson, Ninth and Robert Streets in the City referred to as the
Block 19 Parking Ramp;
`Bond Resolution" means collectively the General Bond Resolution, the First
Supplemental Resolution, the Third Supplemental Resolution and the Fourth Supplemental
Resolution;
"Bonds" means, collectively, the Series 2002A Bonds, the Series 2002B Bonds, the
Series 2001A Bonds and the Series 1995A Bonds;
"2002 Credit Provider" means Financial Security Assurance Inc.;
"Pazking Facilities" means the pazking lot and ramps described on Exhibit A attached
hereto;
"Revenue Bonds" means all revenue bonds issued on a parity of lien pursuant to the
General Bond Resolution and any Supplemental Resolution, including the Bonds, and each series
of Additional Bonds, made payable from the Bond Fund on a parity lien;
"Series 2002A Bonds" means the Authority's Pazking Revenue Bonds, Series 2002A
(Block 19 Parking Ramp) issued pursuant to this Bond Resolution;
"Series 2002B Bonds" means the Authority's Taxable Pazking Revenue Bonds, Series
2002B (Block 19 Parking Ramp) issued pursuant to this Bond Resolution.
Section 2.1 Reoresentations and Covenants of the Authority. Section 2.1 of the
Pledge Agreement is hereby amended by addition of the following subsection (i):
(i) Comnletion of Block 19 Parkin� Ramp. The Authority hereby represents that it
shall pay paid all costs of acquisition and construction of the Block 19 Pazking Ramp;
Section 3.1 Prioritv of Pavment of Net Revenues.
Paragraph (3) of Section 3.3 of the Pledge Agreement shall be replaced with the
following:
(3) To the Repair and Replacement Account created within the Parking and
Transit Fund pursuant to Section 3.4 hereof, (i) at Bond Closing for the Block 19 Bonds,
the sum of $-0-, and (ii) on January 15 in each year from 2004 tluough 2029, Net
2129662v1 2 First Amendment to Amended and
Restated Pledge Ae eement
p� yous
Revenues in the amount of $236,000. The amounts to be transferred to the Repair and
Replacement Account pursuant to clause (ii) hereof is hereinafter referred to as (the
"Replacement Reserve Requirement"). The City shall transfer to the Repair and
Replacement Account, in addirion to the foregoing, such addational Net Revenues as may
be required to pay all repair and replacement costs contemplated by the budget for a
Fiscal Year, to the extent the amounts on deposit in the Repair and Replacement Account
aze insufficient.
(3) Proceeds of the Block 19 Bonds shall be deposited as provided in Section
4.1 of the Fourth Supplemental Resolution.
Section 3.2 Credit Provider. All nrovisions benefitine the 2001A Credit Provi
shall also annlv to the 2002 Credit Provider.
Section 4.1 Ratification. Except as hereinabove amended, all of the terms, covenants
and conditions of the Pledge Agreement shall remain in fuil force and effect and are hereby
ratified and confirmed.
Section 42 Counterparts. This First Amendment may be signed in counterparts and
transmitted by facsimile copies that when taken together comprise the whole.
2129662v1 j First Amendmrn[ to Amended and
Resia[ed Pledge Ageement
6'a--"�cs
IN WITNESS WHEREOF, the City and the Authority have caused this Agreement to be
duly executed by their duly authorized officers as of the date first written hereinabove.
HOUSING AND REDEVELOPMENT
AUTHORITY OF THE CITY OF
SAINT PAUL, MINNESOTA
By
Chair or Commissioner
(SEAL)
Approved as to form:
By
Assistant City AtYorney
2129662v1
By
Interim Executive Director
By
Director, Office ofFinancial Services
Notice Address:
25 West Fourth Street
Saint Paul, Minnesota 55102
Attention: Executive Director
Telecopier No.: 612-228-3261
First Amendment to Amended and
Restated Piedge Agreement
Da �os
Approved as to form:
Assistant City Attomey
2129662v1
CTPY OF SAINT PAUL, MINNESOTA
Mayor
By
Director, Department of Planning and Economic
Development
Countersigned:
And By
Director, Department of Finance and Management
Services
Norice Address:
City Hall
St. Paul, MN 55102
Attn: Treasurer
Telecopier Number: (612) 266-8840
First Amendment to Amended and
Restated Pledge Agreement
, .
t� a.-`tic+5
r�s����
Description of Parking Facilities
1. The pazking ramp commonly l�own as the KTCA Lowertown (Block L) Municipal
Ramp located at the intersection of East Kellogg Boulevard and Jackson Street.
2. The parking ramp commonly known as the Science Museum (7A) Municipal Ramp
located at the intersection of West Exchange Street and North Wabasha Street.
3. The parking ramp commonly lrnown as the Robert Street Municipal Ramp located at the
intersection ofNorth Robert Street and East Seventh Street.
4. The parking ramp commonly known as the River Centre Exhibit Hall Ramp located at
143 West Fourth Street.
5. The parking lot (Farmers Mazket) located at the intersection of East Fifth Street and
Broadway Street.
6. The parking ramp to be constructed on the block bound by Seventh, Jackson, Ninth and
Robert Streets in the City (the `Block 19 Parking Ramp").
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2129662v1 First Amendment to Amended and
Restated Pledge Agreement
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2129662v1 A-2 First Amendment to Amended and
Restated Pledge Agreemen[