D00951Origiaal-City Clerk L' I T Y O F 5' A I N T P A U L
Copy-Finance Department
Copy-Depariment OFFICE OF THE MAYOR
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ADMINISTRATTVE ORDER,
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No.: � � �
Date: "_ `'�
WFIEREAS, the Mayor and City Councii have established a policy regarding occupational safety and
health inspections within all departments of the City of Saint Paul; and,
WI�REAS, the purpose of the occupational safety and health inspection policy is to provide a cooperative
posture between City of Saint Paul departmenu and the Minnesota Department of Labor and Industry;
and,
VVHEREAS, the departments of the City of Saint Paul will cooperate with the Occupational Safety and
Health inspectors who visit work sites in the City; and,
WE�REAS, the goal of the Ciry of Saint Paul is to provide a work piace free of recognized hazards for
employees; and,
WHEREAS, any fines or "orders to conect" issued by the Minnesota Department of labor and Industry
will be paid from department budgets;
TI�REFORE, I, Mayor Norm Coleman, declare the policy regarding Occupational Safery and Health
Administration Inspections to be in the public interest by providing a safe and healthfui work place for all
City employees.
APPROVED AS TO FORM
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Ass�stant C�ty Attomey Department Director
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Da� �/_`�/ �(.� y � 1-' <��' ""�>
� Administrative Assistant W Mayor
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DEPpRTMENT/OFFI E/COUNGL �ATEINITIA7ED GREEN SHEET � � � � �� � � �� �
Fi a ce ' k Em 1 Sen M t Div INRIAINATE INRIAl1DATE
' ACT PERSON S PHONE � DEPiIHTMENT DIRECTOR � CRY COUNpL
� PoR � CRYATTORNEY m CRY CLERK
U E ON CAUNCIL EN A BY (DAiEj pp�n� O BU�CET DIREC.COR O FIN. & MGT. SERVICE$ OIR.
a�� �MAYOpIORASS55TAN'n Q� Manag
TOTAL # OF SIGNATURE PAGES one (CL1P ALl LOCATIONS FOR SIGNATURE)
ACTION REQUE5iED:
Initiate Administrative Order for an occupational safety and health inspecCion policy if
OSHA chooses to inspect a City of Saint Pau1 work site.
REGOMMENDA7iONS: npprrna (A) a Reject (P) pERSONAI SEHVICE CONTRACTS MUST ANSW ER TNE FOLLOWING �UESTIONS:
_ PLANNING COMMISSION _ CIVIL SEMICE GOMMISSION �� Has this person/firm ever worKed under a conVact for ffiis department? -
_ GIBCdMM1ttEE _ YES �NO
_ STAFF 2. Has this personttirm ever been a ciry employee?
— YES NO
_ DISTFlICT CAUR7 _ 3. Does Nis Derson/firm possess a sltill not normally possessad hy any curtent cily employee?
SUPP�HfS WN1CH CoUNCU, oBJECnvE? YES NO
Expla{n all yes anawera on saparate sheet and attaoh to graen sheet
INIT1Ai1NG PROBLEM, iSSUE. OPPORTUNITY (Who, Wlmt, W�Bn, Whara. Why):
The City of Saint Paul has an opportunity to cooperate with OSHA inspectors when they
request to enter a work place. City employees need to be provided with a work place
free of recognized hazards. There needs to be an awareness of the procedures that occur
during an OSHA inspection, including the rights and responsibilities of City employees.
ADVANTAGESIFAPPPOVED:
A spirit of cooperation between City employees and OSHA inspectors will occur to
encourage professional behavior among participants. City employees will understand
that they have a right to discuss OSHA's findings through due process.
DISADVAN7AGES IFAPPROVED:
RECEIVED
None.
JUN 12 1996
C{TY CLERK
DISADVANTAGES IF NOTAPPROVED:
Confrontation could occur between City employees and the OSHA inspectors. Also, time
allowances provided could be ignored, resulting in higher fines and/or penalties for
the City.
OTAL AMOUNT OF TRANSIICTION $ N�A COSTlAEVENUE BUOGETEU (CIRCLE ONE) .. YES NO
FUNDING SOURCE AC71VI7Y NUMBER
FINANC{Al WFORMATION: (EXPlA1N) �+. ,
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City of Saint Paul �� (
• Occupational Safety & Health Administration
Inspection Policy
i. oveRView
A. Purpose
Under the Minnesota Occupational Safety and Health Act of 7 973 (the
Act), the Minnesota Occupational Safety and Heaith Administration
(MNOSHA) is authorized to conduct work place inspections to determine
if employers are complying with standards and providing a safe and
heaithful work place. The purpose of this policy is to provide guidance
when occupational safety and health investigators (OSHIs► conduct
announced or unannounced inspections and/or investigations within
departments of the City of Saint Paul.
B. Scope
Act standards and requirements apply to all departments in the City of
Saint Paul. AIf departments are susceptible to a MNOSHA inspection
• and/or investigation.
C, Authority
It is the City of Saint Paul's policy that each department maintain a safe
and healthful working environment and cooperate entirely with
MNOSHA requirements. OSHIs, upon presenting appropriate
credentials, are permitted to enter a City facility, without delay, for an
inspection and(or investigation purposes.
D. Cooperation
Department personnel should immediately notify their department safety
officer and the Safety/ADA Coordinator if an OSHI arrives for an
inspection or investigation. Department safety officers are listed in each
department's safety and health plan. All City of Saint Paul employees
are to cooperate fully with OSHIs. Employee conduct should be
nonadversariaf to the MNOSHA representative.
E. Verification of Credentials
The department representativels) must review the OSHI's credentials
. and inspection notice before entrance into a City facility is permitted; it
is acceptable to request verification from the MNQSHA area office.
Once verifiication of the OSHI's credentials is approved, all records and
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documents pertaining to health and safety within the department are to
be made accessible for inspection andlor investigation purposes.
. II. OPENING CONFERENCE
A. City Representation
The OSHI will conduct an opening conference. At this conference, the
OSHI explains the purpose of the investigation andlor the nature of the
complaint, its intended scope, and wholwhat the inspection/
investigation will include. The department representative should request
that managers andlor supervisors of work areas that are to be inspected
attend the opening conference. The Safety/ADA Coordinator and the
department safety officer sfiould also be requested to attend the opening
conference and participate in the inspection. This is especially important
when a particular work area is cited in a complaint. Union
representation may be requested by the OSHI.
B. Process
At the opening conference, the OSHI will outline the generaf scope of
the inspection, including employee interviews, physica! inspection of the
work place, records review, and the taking ofi photographs or colfection
of samples. These activities will vary, depending on the nature of the
• inspection. The OSHI may provide copies of laws, standards,
regulatio�s, or promotional materials. During the inspection, the OSHI is
ailowed to take pictures. If possible, the department representative
should obtain a camera and take the same photos the OSHI takes
throughout the inspection. The OSHI is required to furnish to the
department representative a copy of the hazard report which generated
the inspection. If a complainant has asked to remain anonymous,
MNOSHA is bound by regulations to respect that request. In such
instances, the OSHI must still provide a fist of the alleged unsafe
conditions. In certain instances, the OSHI may ask to review the
medical, health and safety records of an employee. The designated
custodians of these records must access any and all documents
requested by the OSHI.
C. MNOSHA Requirements
MNOSHA places special importance on the development of work place
safety and heatth program. The Minnesota Legislature passed "A
Workplace Accident and Injury Reduction (AWAIR) Act" in 1990 which
requires the City to have written safety and health plans for each
department. The OSHI wiil review AWAIR and other MNOSHA-required
. pians. Departments must have established a comprehensive Right-to-
Know program that includes material safety data sheets IMSDSs) and
employee training. The program must also include an inventory of
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hazardous chemicals in each work area, and the method the department
employs to inform personnel of potential hazards associated with daily
and non-routine exposure.
• D. Inspection Route
At the opening conference, it is beneficial to plan the route of the
inspection. Once a route is identified, the department representative
should notify affected personnel that an inspection of their area will take
place. The inspection route should only be considered a guideline; the
OHSI may investigate any other apparent hazards observed en route to
or from a particular area. Ultimately, the route and duration of the
investigation are determined by the investigator. The OSHI shouid be
sensitive to minimizing any work interruptions.
III. INSPECTION
A. Management Participation During Inspection
After the opening conference, the investigation team (including the
OSHI, department representative, affected managerslsupervisors,
Safety/ADA Coordinator, department safety officer, and union
representatives, if requested) will proceed through the department to
inspect work areas for safety and health hazards. An inspection tour
• may cover part, or all, of the department, even if there was a specific
complaint, fatality, or catastrophe that occurred in an isolated area.
During inspection, it is imperative that e ch City representative take
detailed notes on the inspection and the OSHI's comments. If photos
and samples are taken, documentation and duplication of the inspector's
work should be done to exact specification. Department representatives
accompanying the OSHI during the course of inspection should make
every attempt to correct minor violations on the spot. Even though
minor violations may be corrected, they could still serve as the basis for
a citation and pena{ty. However, prompt action for abatement may be
considered a factor in penalty reduction. City representatives should not
admit to any violations, but try to resolve a hazardous situation to the
inspector's satisfaction. No City re�resentative should sign, acc�t, or
confirm an inspector's report A report andlor citations will be mailed
to the City by the OSHf. Acceptance of viofations can be used against
the department in a later enforcement proceeding. The OSHI can
dismiss individuals from the inspection team at any time if they are
disrupting the orderly conduct of the inspection.
B. Employee Participation During Inspection
. OSHI may want to interview employees who are not part of the
inspection team. An inspector may request to interview them in private
or with their union representatives during the inspection.
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CLOSING CONFERENCE
A. Discussion of Yiolations
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After completing the inspection, reviewing records, and conducting
interviews, the OSHt will conduct an exit interview with the inspection
team. The investigator will discuss all conditions and practices which
the OSHI believes constitute a safety or hea{th violation, and indicate
any violations for which a citation and penalty may be issued. The
department representative is responsible for taking detailed notes on all
alleged deficiencies observed by the OSHI during inspection. The
department representative must report all details of the inspection to the
Safety/ADA Coordinator if this individual is not present at the closing
conference.
INSPECTION RESULTS
A. Report of Unsafe or Unhealthful Working Conditions
Following an inspection, if violations have been observed, the OSHI will
mail a Report of Unsafe or Unhealthful Working Conditions to the
Safety/ADA Coordinator and department safety officer who wilf forward
a copy to the appropriate department representative. This report will
give MNOSHA's assessment of the severity of the violations for which a
citation and penalty may be issued. The investigator may explain the
basis for penalty calculation, but this document wi{I not indicate any
specific penalties.
B. Citations
A citation may also be issued to the City with the report. Each citation
will inform the City of the MNOSHA standard(s) which were alleged to
have been violated, and a specified date by which each violation must
be corrected, and the penalties being assessed. The Safety/ADA
Coordinator or the department safety officer will forward copies to the
appropriate department representative. A copy of the citation must be
posted, fior 15 days or until the violation is corrected, whichever is
longer, at or near the place where a particular violation occurred.
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C. Penalties
Penalties are based on the severity of injury that is likely to result to an
employee being exposed to the cited hazard, and the probability of its
recurrence. The types of violations that might be cited by MNOSHA
are: nonserious; serious; willful; repeated; and, faifure to abate. When
a penalty is assessed, the Safety(ADA Coordinator and the safety officer
will review ail related documenis and schedule a meeting with the Area
Director of MNOSHA to discuss abatement of the citation.
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ABATEMENT
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Abatement Requirements
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The correction of alleged violations will be explained in detail in the
report issued by MNOSHA. The length of time allowed for the
abatement of each violation will depend on MNOSHA's assessment of
the difficulty to correct the alleged violation. MNOSHA may require that
interim protection be provided for employees during an abatement
period; this is likely when an extended period of time is needed for
correction.
Responsihilities
All corrections of hazards must be done at the earliest practical date.
The department safety officer and the Safety/ADA Coordinator will
document plans for the completion of abatement, and submit them to
MNOSHA by the date on the notice for that specific hazard. Before
being submitted to MNOSHA, the plan must be coordinated with the
department where the inspection occurred and with union
representatives, if requested.
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VII.
APPEALPROCESS
A. Petition for Modification of Abatement (PMA) Date
If violation abatement dates cannot be met, an extension of the
abatement period may be requested from MNOSHA. The SafetylADA
Coordinator can file a Petition to Modify the Abatement (PMA).
Instructions for submitting a PMA are listed on the Citation and
Notification of Penalty received by the SafetylADA Coordinator.
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B. Informal Conference
If the City disagrees with any alleged violations in MNOSHA's Report of
Unsafe or Unhealthful Working Conditions, or with the abatement dates,
a"Notice of Contest Form" can be filed with MNOSHA by the
Safety/ADA Coordinator. This triggers a request for an informal
conference with MNOSHA's Area Director. The Safety/ADA
Coordinator and department safety officer will arrange the conference to
discuss discrepancies or disagreements pertaining to specific violations,
and will notify all members of the original inspection team to attend this
meeting. MNOSNA's Area Director has the authority to withdraw
violations, change the severity rating of violations, or modify abatement
dates, if the City can present valid reasons to do so. If the
discrepancies or disagreements discussed result in a change to the
citation, the parties will prepare a written settlement agreement. If not,
the case wi{I have a scheduled hearing before an administrative law
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}udge. The City of Saint Paul, including the affected department ""���
representatives, have the right to participate in the hearing.
• ViL COMPLIANCE
A. Reinspection
Rei�spections by an OSHI may occur after the initial inspections to
ensure that specified compliance procedures for afleged violations were
followed. This usually occurs when a violation is classified as serious,
or if MIVOSHA does �ot receive a letter within 14 days after the
abatement date, notifying them that each violation was corrected.
Reinspections are to be conducted in the same manner as initial
inspections.
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Risk and Employee Benefit Management Division
May 1996
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Interdepartmentaf Memorandum
CITY OF SAINT PAiTL
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TO:
FROM
DATE:
RE:
Mark Shields
Mayor's Office
Martha Larson, Director
Finance and Management Services
May 9, 1996
Administrative Orders
Attached are Administrative Orders and green sheets for the two policies we discussed at
our meeting on April 30. The first policy concerns documentation and investigation of
vehicle accidents; the second policy concerns Occupational Safety and Health Inspections.
Please call me if you have any questions.
ML:Im
Attachments
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