01-494Council File # O � — �qy,
���'�i����
Presented By
RESOLUTION
CITY OF SAINT PAUL, MINNESOTA
Green Sheet # � \03 a.�
a3
Referred To Committee: Date
1
2 WHEREAS, the Saint Paul City Council suspended the licenses heid by Metro Bar &
3 Griil, Inc., d/b/a Amellia's for the premises at 1183 University Avenue in Saint Paul (License ID
4 # 54523) under Council File #00-585 for a period of forty-five days, fifteen of the days to be
5 stayed, and the remaining thiriy days to be served effective the third Wednesday following
6 passage and approval of the resolution; and
WHEREAS, the Licensee appealed the action of the Saint Paul City Council, during
which rime the suspension of the licenses was stayed; and
10
I1
12
13
14
15
16
17
18
WHEREAS, the decision of the Minnesota Court of Appeals upheld the action of the
Saint Paul City Council, and the stay of the suspension should now be lifted and the suspension
served; now, therefore, be it
RESOLVED, that the stay of suspension of the licenses held by Metro Bar & Grill, Inc.,
d/b/a Arnellia's for the premises at 1183 University Avenue in Saint Paul (License ID # 54523)
shall be revoked, and the suspension shall become effective at 12:01 a.m. on Wednesday, June 6,
2001 and be in force unril 11:59 p.m. on Thursday, July 5, 2001.
Requested by Department of:
� •a...:.��:�
Form Approved by City Attorney
BY "�� � � C%r–t.'v�L
Approved by Mayor for Submission to Council
BY� r � By:
Approved by Mayor: Date � ' f� ��
By: �
Adopted by Council: Date �(� a-p (,;,
—�
Adoption Certified by Council Sec t ry
o�-yqy
City Council
Councilmember
16
onre ixrtvaeo
May 9, 2001
ASSIGN
NUMBER PoR
ROUiING
ORDER
TOTAL � OF SIGNATURE PAGES
GREEN SHEET
No 110327
u��� u��—
❑ �.,.� ❑ �„�
❑ ANtYYLLSE0.NCEi0Yt ❑ RNYYYLLiERVIACCf6
❑ W1WRI�A43L4TAN!) ❑
(CLJP ALL LOCATIONS FOR SIGNATURE)
Concerning adverse action against the licenses held by Metro Bar & Grill, Inc., dba
Arnellia's, 1183 University Avenue, following the appeal of the licensee and the decision
of the Minnesota Court of Appeals.
PLANNING COMMISSION
CIB CAMMITTEE
CIVIL SERVICE COMMISSION
AMOUNT OF TRANSACTION
RSONAL SERVICE CONiRACfS MUST ANSWER TNE FOLLOWING QUESiIONS:
Has Nis persa�rm ever vrorked undcv a cwRrac[ for this depaAmeM?
VES NO
Has this persoNfirm ever been a ciry empbyee?
YES NO
Does this peisaNfirm possess a sldll nM nwmalrypossessed by any curteM city employeel
YES NO
Is this persoNfirtn a targeted ventloYl
YES NO
COST/REVENUE BUDGETED (GRCLE ON�
ACTNITYNUMHER
(IXPIAIN)
r.. :. �
YES NO
o�-y��
This opinion tivill be unpublished and
may not be cited except as provided by
Minn. Stat. § 480fI.08, subd. 3(2000).
STATE OF MINNESOTA
IN COURT OF APPEALS
C6-00-1I56
Metro Bar & Grill, Inc., d/b/a Arnellia's,
Relator,
vs.
City of St. Paul,
Respondent.
Filed May 1, 2001
Affirmed
Randall, Judge
St. Paul City Council
Ciry Council File No. 00-585
S. Mark Vaught, Six West Fifth Street, Suite 700, St. Paul, MN 55102-1412
(for relator)
Clayton M. Robinson, Jr., St. Paul City Attarney, Virginia D. Palmer, Assistant
City Attorney, 400 City Hall, 15 West Kellogg Boulevard, St. Paul, MN 55102
(for respondent)
Considered and decided by Shumaker, Presiding Judge, Randall, Judge,
and Peterson, 7udge.
UNPUBLISHED OPINION
R.A. RANDALL, Judge
Due to serious crime in the area, the St. Pau1 licensing bureau imposed
certain conditions on relator's bar licenses, including that it maintain video
suzveillance of its exterior. After discovering multiple instances in which the
video failed to record crimes, respondent moved to suspend relator's licenses.
After a hearing, the ALJ determined that relator was in at least substantial
compliance, and that relator's failure to comply with the conditions was
inadvertent. After a hearing, respondent passed a resolution suspending relator's
license for 45 days, with 15 days stayed. Relator seeks certiorari review. This
court stayed the suspension pending appeal. Relator contends that respondent's
decision was arbitrary and capricious and not supported by substantial evidence,
that it was denied due process and equai protection rights, and that respondent
acted in violation of the St. Paut Legislative Code by engaging in ex parte
contact. We affirm.
FACTS
Relator Metro Bar & Grill, Inc., d/b/a Arnellia's (Arnellia's), located in
St. Paul, holds a liquor license and Sunday on-sale Iiquor license, along with
o►-��y
several other licenses. The most recent conditions placed on Arneliia's licenses
were added in the summer of 1999 after a homicide in May 1999 outside the bar.
The conditions were imposed after consultation with neighborhood
representatives, the St. Paul Police Department, licensing staff, and Amellia's
employees. Amellia's agreed to the conditions to the license that took effect on
July 8, 1999. Condition No. 11, requires Arnellia's to
maintain in good working order at least [four] video
surveillance cameras on the exterior of the buiIding to
constantly monitor the exterior of the premises.
Tapes must be maintained for [seven] days.
On September 23, 1999, there was an altercation inside ArneIlia's
between two individuals who then left the bar and went to the rear parking lot
and alley area, where one individual shot the other with a handgun. A police
office went to Arnellia's to retrieve the tape from the surveiliance cameras and
was told by the owner, Arne22ia Alten, that tl�ere was no tape available and that
there was no video camera that would have taped the incident. After speaking
with her son, Larry Allen (Allen), Arnellia said that the cameras were not on
and had not been recording, so there was no tape. Later that day, another police
officer spoke with Arneliia and she stated that the rear camera was broken and
the tapes she had available were full and she therefore had no tapes to put in the
VCR. At the hearing, Allen stated that he had failed to turn the recorder on or
put a tape in the recorder that day.
Arnellia's received a violation notice from respondent City of St. Paul
(the city) on October 1, 1999, alieging violation of license condition No. 11 for
the failure to have a videotape of the September 23, 1999 incident. St. Paul,
Minn., Legislative Code § 310.06(b)(5) (2000) allows the city to take adverse
action when a licensee or applicant "has failed to comply with any condition set
forth in the license."
On October 7, one week later, the police were called to investigate yet
another homicide at Arneilia's. Two customers at Arnellia's got into an
argument, which continued in the parking lot, where shots were fired. A vehicle
in the east parking lot struck one of the parties to the argument, and carried him
out into the street where he died. When police arrived, they asked Arnellia's for
the surveillance tape, which they obtained and turned over to the homicide unit.
Review of the tape indicated that the tape had not been operating until after the
victim was killed and the police were called. Allen testified at the hearing that
he was responsible for taping on October 7, and that "he must have hit the play
button rather than tfie record button. "
Arnellia's received a second notice of violation from the city on
November 10, 1999, again alleging violation of license condition No. 11 for the
failure to tape the October 7, 1999, ittcident, under St. Paul, Minn., Legislative
Code § 310.06(b}(5}.
Arnellia's requested a hearing before an ALJ, pursuant to St. Paul,
Minn., Legislative Code § 310.05(c) (2000), which took place on January 26,
2000. The record was heid open for submissions of written final arguments and
closed on March 7, 2000. The ALJ issued a report to the St. Paul City Council
(the council) in which the ALJ found that Arnellia's was
in substantial compliance with the conditions of its
o�-Vq�
license through the installation and operation of a
videotaping system attached to its video surveillance
cameras. The failure to record the images capture by
the video surveillance cameras outside the licensed
premises on September 23 and Octaber 7, 1999 was
madvertent by the Licensee.
The ALJ recommended that the city dismiss the adverse action against relator.
The Office of License, Inspections, and Environmental Protection (LIEP)
filed exceptions to the report and served them by mail upon Arnellia's attorney
on May 3, 2000. The public hearing took place ou June 7, 2000, before the
council, at which time the council requesTed a staff report from LIEP, then
allowed for public comment with 15 minutes ailotted to both the people in
support of the report and those opposed to the report. The council deliberated
after the public hearing closed, moved to adopt the amended findings of fact and
conclusions filed by LIEP, and imposed a penalry of a 45-day suspension of the
licenses, with 15 of those days stayed. Arnellia's petitioned this court for writ
of cerriorari seeking to reverse the council's decision.
DECISION
Standard of Review
Municipal authorities have broad discretion in determining "the manner in
which liquor licenses are issued, regulated, and revoked." Bourbon Bar & Cafe
Corp. v. City ofSt. Paul, 466 N.W.2d 438, 440 (Minn. App. 1992) (citing
Sabes v. City ofMinneapolis, 265 Minn. 166, 171, 120 N.W.2d 871, 875
(1963)).
[S]ome local units of government either incorporate
by reference all or some of [MAPA`s] procedural
provisions by official action, or statutes occasionally
direct that certain portions of them apply to specified
locaiproceedings.
21 William J. Keppel, Minnesola Practice, § 1.03 (1998). It is uncertain
whether the City of St. Paul has adopted rules specifying whether their
proceedings will be governed by the Minnesota Administrative Procedures Act
(MAPA), Minn. Stat. §§ 14.001-14.69 (2000). A notice of hearing letter from
the assistant city attorney, however, suggests that their proceedings are governed
by MAPA because the letter stated that "[t]he hearing will be conducted in
accordance with the requirements of Minnesota Statutes sections 14.57 to
14.62." Sections 14.57 through 14.62 govern contested case procedures under
MAPA. Because the city elected to be governed by MAPA, MAPA is applied in
this case.
Pursuant to MAPA, in a judicial review of a city council's decision,
[this] court may affirm the decision of the agency or
remand the case for further proceedings; or it may
reverse or modify the decision if the substantial rights
of the petitioners may have been prejudiced because
the administrative finding, inferences, conclusion, or
decision are:
(a) In violation of constitutional provisions; or
� � -4`wl
(b) In excess of the statutory authority or
jurisdiction of the agency; or
(c) Made upon unlawful procedure; or
(d} Affected by other error of law; or
(e) Unsupported by substantial evidence in
view of the entire record as submitTed; or
(fl Arbitrary or capricious.
Minn. Stat. § 14.69 (2000). Review zs limited to "the record before the ciry
council at the time it made its decision. " In re License No. 000337 West Side
Pawn, 587 N.W.2d 521, 523 (Minn. App. 1998) (citing Minn. Stat. § 14.68
(1996)}, review denied (Minn. Mar. 30, 1999). Where a council's decision has
a rational basis, "a reviewing court has the duty to exercise restraint and accord
appropriate deference to the ciry council in the performance of its duties." Scott
Counry Lumber Co. v, City of Shakopee, 417 N.W.2d 721, 727 (Minn. App.
1988) (citing White Bear pocking and Storage, Inc. v. City of White Bear Lake,
324 N.W.2d 274, 176 (Minn. 1982}), review denied (Minn. Mar. 23 1988).
I. Council's Rejection ofALJ's Report. '
Arnellia's argues that the council acted arbitrarily and capriciously by
rejecting the ALJ's findings of fact, conclusions of law and recommendation.
Arnellia's claims the council's conclusion is not supported by substantial
evidence. Arnellia's further claims that the councii's failure to offer any
explanation for diverging from the ALJ's findings and recommendation is proof
of arbitrary and capricious action.
First of all, it is settled that a city council may accept, reject or modify
the report of an administrative law judge. St. Paul, Minn., Legislative Code §
310.05 {c-1) (2000); $AL, Inc. v. City of St. Paa�l, 469 N.W.2d 341, 343 (Minn.
App. 1991). On appeal, the party seeking review bears the burden of proving
the agency's decision violates one or more provisions of Minn. Stat. § 14.69.
Sleepy Eye Care Ctr. V. Commissioner of Human Servs. , 572 N. W.2d 766, 769-
70 (Minn. App. 1998).
This court reviews an agency's factual fmdings under the substantial-
evidence test. Henry v. Metropolitan Waste Control Comm'n, 401 N.W.2d 401,
404 (Minn. App. 1987}. This court should use the substantial-evidence test,
after evaluaTing the evidence on the record, anc2 affirm an agency's decision that
is based on reasoned decision-making. Reserve Mining Co. v. Herbsi, 756
N,W.2d 808, 825 (Minn. 1977). Substantial evidence is defined as
1) snch relevant evidence as a reasonable mind might
accept as adeqnate to support a conclusion; 2) more
than a scintilla of evidence; 3) more than some
evidence; 4) more than any evidence; and 5) evidence
considered in its entirety.
Taylor v. Beltrami Elec. Coop., Inc. , 319 N. W.2d 52, 56 (Minn. 1982)
(quotation omitted).
Where an agency's decision represents its will and not its judgment, the
decision is subject to reversal as arbivary and capricious. Markwardt v. State,
WaterResoirrces Bd., 254 N.W.2d 371, 374 (Minn. 1977). An ALJ's fndings
should be given due regard even though they are not binding. See In re
Application of Orr, 396 N.W.2d 657, 662 (Minn. App. 1986) (stating that
� -y�l`�
hearing examiner's findings should not be taken lightly, although not binding}.
Here, the council adopted specific amended itndin;s of fact and
conclusions of law. They are all supported by the record. The record shows the
council added additional information to five of the ALJ's findings and rephrased
one finding. Otherwise the council did adopt the ALJ's fmdings. The council's
substantial change occurred in the conclusion, the penalty phase.
Based on the additional findings that the council made, it reached a
different conclusion than the ALJ, Rather than finding Arnellia's in substantial
compiiance with the conditions, the council did not conclude that the failure to
have tapes of the two homicides was inadvertent. It did not view the error on
two separate serious incidents as an excuse for noncompliance. Also, The
council concluded that Arnellia's had not made serious enough efforts to comply
with the raping conditions. The council noted that after receiving notice of a
violation, just one week later, there was the second shooting incident. Based on
these findings and conclusions, the council concluded that there was a basis for
taking adverse action for failure to comply with license conditions.
While an agency's failure to expiain its reasons for rejecting an ALJ's
finding is "evidence of the agency's desire to exercise its will and not its
judgment," it does not require an outright reversal of the agency's decision.
Petition of Northern States Power Gas Utility, 519 N. W.2d 921, 925 (Minn.
App. 1994). Based on the entire record, the seriousness of the alley crimes, and
the weak excuses Arnellia's had for not having usable tapes properly recording,
it is reasonable that the council reached a conclusion different than that reached
by the ALJ. "Where there is room for two opinions on tYie matter, such action is
not arbitrary and capricious." In re Friedenson, 574 N.W.2d 463, 467 (Minn.
App. 1998) (quotation omitted), review denied (Minn. Apr. 30, 1998). On these
facts, the councii's failure to specificalIy articulate all its reasons, beyond the
amended findings, for reaching its conclusion cannot be called arbivary or
capricious.
II, Public Testimony Before Council.
Arneltia's argues that the council considered factual testimony not
previously submitted or heard by the ALJ in reaching its concIusion that
Arnellia's violated the conditions placed on tt2e licenses. Amellia's claims that
the testimony of two particular witnesses was very factual and highly
inflammatory because it focused on the violence in the community around
Arnellia's. Arnellia's aIso states that that testunony was "prejudicial" because it
supports the coancil's conclusion and not the conclusion of the ALJ.
St. Paul, Minn., Legislative Co@e § 310.05 (c-1) states that
[t]he council shall consider the evidence contained in
the record, the hearing examiner's recommended
findings of fact and conclusions, and shali not
consider any factuat testimony not previously
submitted to and considered by the hearing examiner.
This section also requires the council to allow an opportunity for oral or written
arguments alleging error by the ALJ with regard to applying the law or
interpreting the facts and relating to the recommended adverse action. Id. One
of the steps in a council meeting is a public hearing. Council R., Pro. 10(j).
n � -yqy
This is getteralIy where members of the public are given an opportunity to
comment for or against an issue before the council.
The council did state in its resolution that its decision was
based on the record of the proceedings before the
AL7, including the hear'vng on 7anuary 26, 2000, the
documents and elchibits inuoduced therein, the
findings of fact and conclusions of law of the AL7 * x
�`, the written submissions by counsel for the parties,
and the arguments and statements o£ the parties and
the deliberations of the Council in open session on
June 7, 2000.
The council makes no reference to the testimony of the people's statements at the
public hearing. There is nothing in the amended findings and conclusions that
reference anything other than what was on the record already. Arnellia's states
in its own brief that the testimony from the witnesses was irrelevant. We
conclude thaT Arnellia's argument on this issue is not persuasive.
III. Due Process.
Arnellia's argues that the council denied Arnellia's its due process rights
by not allowing it an opportunity to rebut and cross-examine wimesses who
spoke during the time reserved for public comments.
St. Paul, Minn., Legislative Code § 310.05(c} outlines relator's due
process rights. In front of the ALJ, Arnellia's had an opportunity to present
evidence and "meet adverse Testirnony or evidence by reasonable cross-
examination and rebuttal evidence." Id. During the council process, the parties
are provided opportunity to present oral or written arguments alleging error of
law and interpretation of facts by the ALJ and to present argument regarding the
adverse action proposed. Id., (c-i). There is no reference to an opportunity to
cross-examine and rebut citizens who rise to speak to an issue in front of the city
council at a public hearing.
We conclude Arnellia's was provided reasonable due process throughout
the proceedings, both before the ALJ and the council.
IV. Equal Ptotection.
Arneltia's claims that the difference between the ALJ's recommendation
of dismissal and the council's imposition of a 45-day suspension is stark enough
in itself and arguably arbitrary and capricious per se. Arnellia's further asserts
that the penalty becomes even more burdensome and outrageous when measured
against the penalties contained in St. Paul, Minn., LegislaTive Code § 409.26
(2000). Arnellia's argues that considering the violations happened because of a
broken camera on one occasion and hitting "play" rather than "record" the other
time, the penalty is excessive compared to penalties outlined for more serious
and deliberate acts.
Section 409.26 provides penalties for various oFfenses regarding
intoxicating and nonintoxicating liquor licenses ranging from fines to 15-day
suspensions and revocation. While these are presumptive penalties, the council
reserves the discretion to deviate from the proposed penalties in individual cases
"where the council finds and determines that there exist substantial and
compelling reasons" to do so. Id. When they deviate, they are required to give
written reasons specifying why the imposed penalry is more appropriate than the
presumptive penalty. Id.
o�-y�y
None of the presumptive penalties under Section 40926 specifically
reference violating conditions placed on licenses. According to Section 409.26,
a licensee may be penalized by revocation of its license for committing certain
violations, even if it is the licensee's first offense. Such violations include
"(c]ommission of a felony related to the licensed activity" and "[s]aIe of alcohol
beverages while license is under suspension." Further, if a licensee "[r]efus[es]
to allow city inspectors or police admission to inspect premises" or "[fJail[s] to
comply with statutory, and ordinance requirements for liabiliry insurance," the
licensee can be penalized with a 15-day suspension or revocation, respectively, if
it is the licensee's second offense.
Based on the history of violence around Arneilia's, the egregiousness of
the crimes, and the conditions that were already imposed on Arnellia's, which
Arnellia's agreed to but did not follow, it was not unreasonable to impose a 45-
day suspension with a 15-day stay for repetitiveIy violating conditions of a
license. The conditions were placed on Arnellia's license to address real
violence and real problerns caused by patrons in and around Atnellia's. After
receiving the first violation notice, Arnellia's did not have sufficient safeguards
in place to protect against another serious mistake. The seriousness of the
violations cannot be disputed; both times the problem was caused by Arnellia's
personnel incorrectly running the system incorrectly.
Based on these facts, the imposed penalty was not arbitrary and
capricious. The penalty did not violate Arnellia's equal protection rights.
V. Ex Parte Contacfs.
Arneilia's asserts that the council engaged in ex parte communication with
each other or others regarding the adverse action. Arnellia's concedes that
there is no direct evidence that such contacts occurred. This assertion is based
on claimed circumstantial evidence, such as: (i) the council took thirry minutes
to consider and reject the ALJ's recommendation, (2) the council's president
handed the meeting over to council member Blakey, which "seemed
prearranged," (3) only three of the council members participated in the
deliberations, (4) Blakey, whose district includes Arnellia's establishment, was
the primary participant itt the discussion, (5) the severity of the penalty as
measured against the ALJ's recommendation, and (6) the decision was so "swift
and virtually unopposed or questioned that it begs the question of ex parte
contact." Arnellia's urges that this court would be on "sound ground" to
cottclude that improper contact among council members took place and that the
severe penalty had been prearranged beforethe hearing.
Ex parte contact is discussed in St. Paul, Minn., Legislative Code §
310.05 (c-2) (2000). It states that in cases of adverse hearings on license
matters,
council members shalI not discuss the license matter
with each other or with any of the parties or
interested persons involved in the matter unless such
discussion occurs on the record during the hearings *
** or during the councii's final deliberations.
The city argues that several of Arnellia's assertions are srandard
procedure in council hearings, such as the council member in �ahose district
Arnellia's is located leading the discussion and the total of thirry minutes allowed
for public testimony. The fact that the council reached a different conclusion
0\-�q�
than the ALJ does not, by itself, support an argument of ex parte contact.
Finally, we note that the penalty levied on Arnellia's was less severe than the 60-
day suspension originally proposed by the Office of LIEP.
Affirmed.
Council File # O � — �qy,
���'�i����
Presented By
RESOLUTION
CITY OF SAINT PAUL, MINNESOTA
Green Sheet # � \03 a.�
a3
Referred To Committee: Date
1
2 WHEREAS, the Saint Paul City Council suspended the licenses heid by Metro Bar &
3 Griil, Inc., d/b/a Amellia's for the premises at 1183 University Avenue in Saint Paul (License ID
4 # 54523) under Council File #00-585 for a period of forty-five days, fifteen of the days to be
5 stayed, and the remaining thiriy days to be served effective the third Wednesday following
6 passage and approval of the resolution; and
WHEREAS, the Licensee appealed the action of the Saint Paul City Council, during
which rime the suspension of the licenses was stayed; and
10
I1
12
13
14
15
16
17
18
WHEREAS, the decision of the Minnesota Court of Appeals upheld the action of the
Saint Paul City Council, and the stay of the suspension should now be lifted and the suspension
served; now, therefore, be it
RESOLVED, that the stay of suspension of the licenses held by Metro Bar & Grill, Inc.,
d/b/a Arnellia's for the premises at 1183 University Avenue in Saint Paul (License ID # 54523)
shall be revoked, and the suspension shall become effective at 12:01 a.m. on Wednesday, June 6,
2001 and be in force unril 11:59 p.m. on Thursday, July 5, 2001.
Requested by Department of:
� •a...:.��:�
Form Approved by City Attorney
BY "�� � � C%r–t.'v�L
Approved by Mayor for Submission to Council
BY� r � By:
Approved by Mayor: Date � ' f� ��
By: �
Adopted by Council: Date �(� a-p (,;,
—�
Adoption Certified by Council Sec t ry
o�-yqy
City Council
Councilmember
16
onre ixrtvaeo
May 9, 2001
ASSIGN
NUMBER PoR
ROUiING
ORDER
TOTAL � OF SIGNATURE PAGES
GREEN SHEET
No 110327
u��� u��—
❑ �.,.� ❑ �„�
❑ ANtYYLLSE0.NCEi0Yt ❑ RNYYYLLiERVIACCf6
❑ W1WRI�A43L4TAN!) ❑
(CLJP ALL LOCATIONS FOR SIGNATURE)
Concerning adverse action against the licenses held by Metro Bar & Grill, Inc., dba
Arnellia's, 1183 University Avenue, following the appeal of the licensee and the decision
of the Minnesota Court of Appeals.
PLANNING COMMISSION
CIB CAMMITTEE
CIVIL SERVICE COMMISSION
AMOUNT OF TRANSACTION
RSONAL SERVICE CONiRACfS MUST ANSWER TNE FOLLOWING QUESiIONS:
Has Nis persa�rm ever vrorked undcv a cwRrac[ for this depaAmeM?
VES NO
Has this persoNfirm ever been a ciry empbyee?
YES NO
Does this peisaNfirm possess a sldll nM nwmalrypossessed by any curteM city employeel
YES NO
Is this persoNfirtn a targeted ventloYl
YES NO
COST/REVENUE BUDGETED (GRCLE ON�
ACTNITYNUMHER
(IXPIAIN)
r.. :. �
YES NO
o�-y��
This opinion tivill be unpublished and
may not be cited except as provided by
Minn. Stat. § 480fI.08, subd. 3(2000).
STATE OF MINNESOTA
IN COURT OF APPEALS
C6-00-1I56
Metro Bar & Grill, Inc., d/b/a Arnellia's,
Relator,
vs.
City of St. Paul,
Respondent.
Filed May 1, 2001
Affirmed
Randall, Judge
St. Paul City Council
Ciry Council File No. 00-585
S. Mark Vaught, Six West Fifth Street, Suite 700, St. Paul, MN 55102-1412
(for relator)
Clayton M. Robinson, Jr., St. Paul City Attarney, Virginia D. Palmer, Assistant
City Attorney, 400 City Hall, 15 West Kellogg Boulevard, St. Paul, MN 55102
(for respondent)
Considered and decided by Shumaker, Presiding Judge, Randall, Judge,
and Peterson, 7udge.
UNPUBLISHED OPINION
R.A. RANDALL, Judge
Due to serious crime in the area, the St. Pau1 licensing bureau imposed
certain conditions on relator's bar licenses, including that it maintain video
suzveillance of its exterior. After discovering multiple instances in which the
video failed to record crimes, respondent moved to suspend relator's licenses.
After a hearing, the ALJ determined that relator was in at least substantial
compliance, and that relator's failure to comply with the conditions was
inadvertent. After a hearing, respondent passed a resolution suspending relator's
license for 45 days, with 15 days stayed. Relator seeks certiorari review. This
court stayed the suspension pending appeal. Relator contends that respondent's
decision was arbitrary and capricious and not supported by substantial evidence,
that it was denied due process and equai protection rights, and that respondent
acted in violation of the St. Paut Legislative Code by engaging in ex parte
contact. We affirm.
FACTS
Relator Metro Bar & Grill, Inc., d/b/a Arnellia's (Arnellia's), located in
St. Paul, holds a liquor license and Sunday on-sale Iiquor license, along with
o►-��y
several other licenses. The most recent conditions placed on Arneliia's licenses
were added in the summer of 1999 after a homicide in May 1999 outside the bar.
The conditions were imposed after consultation with neighborhood
representatives, the St. Paul Police Department, licensing staff, and Amellia's
employees. Amellia's agreed to the conditions to the license that took effect on
July 8, 1999. Condition No. 11, requires Arnellia's to
maintain in good working order at least [four] video
surveillance cameras on the exterior of the buiIding to
constantly monitor the exterior of the premises.
Tapes must be maintained for [seven] days.
On September 23, 1999, there was an altercation inside ArneIlia's
between two individuals who then left the bar and went to the rear parking lot
and alley area, where one individual shot the other with a handgun. A police
office went to Arnellia's to retrieve the tape from the surveiliance cameras and
was told by the owner, Arne22ia Alten, that tl�ere was no tape available and that
there was no video camera that would have taped the incident. After speaking
with her son, Larry Allen (Allen), Arnellia said that the cameras were not on
and had not been recording, so there was no tape. Later that day, another police
officer spoke with Arneliia and she stated that the rear camera was broken and
the tapes she had available were full and she therefore had no tapes to put in the
VCR. At the hearing, Allen stated that he had failed to turn the recorder on or
put a tape in the recorder that day.
Arnellia's received a violation notice from respondent City of St. Paul
(the city) on October 1, 1999, alieging violation of license condition No. 11 for
the failure to have a videotape of the September 23, 1999 incident. St. Paul,
Minn., Legislative Code § 310.06(b)(5) (2000) allows the city to take adverse
action when a licensee or applicant "has failed to comply with any condition set
forth in the license."
On October 7, one week later, the police were called to investigate yet
another homicide at Arneilia's. Two customers at Arnellia's got into an
argument, which continued in the parking lot, where shots were fired. A vehicle
in the east parking lot struck one of the parties to the argument, and carried him
out into the street where he died. When police arrived, they asked Arnellia's for
the surveillance tape, which they obtained and turned over to the homicide unit.
Review of the tape indicated that the tape had not been operating until after the
victim was killed and the police were called. Allen testified at the hearing that
he was responsible for taping on October 7, and that "he must have hit the play
button rather than tfie record button. "
Arnellia's received a second notice of violation from the city on
November 10, 1999, again alleging violation of license condition No. 11 for the
failure to tape the October 7, 1999, ittcident, under St. Paul, Minn., Legislative
Code § 310.06(b}(5}.
Arnellia's requested a hearing before an ALJ, pursuant to St. Paul,
Minn., Legislative Code § 310.05(c) (2000), which took place on January 26,
2000. The record was heid open for submissions of written final arguments and
closed on March 7, 2000. The ALJ issued a report to the St. Paul City Council
(the council) in which the ALJ found that Arnellia's was
in substantial compliance with the conditions of its
o�-Vq�
license through the installation and operation of a
videotaping system attached to its video surveillance
cameras. The failure to record the images capture by
the video surveillance cameras outside the licensed
premises on September 23 and Octaber 7, 1999 was
madvertent by the Licensee.
The ALJ recommended that the city dismiss the adverse action against relator.
The Office of License, Inspections, and Environmental Protection (LIEP)
filed exceptions to the report and served them by mail upon Arnellia's attorney
on May 3, 2000. The public hearing took place ou June 7, 2000, before the
council, at which time the council requesTed a staff report from LIEP, then
allowed for public comment with 15 minutes ailotted to both the people in
support of the report and those opposed to the report. The council deliberated
after the public hearing closed, moved to adopt the amended findings of fact and
conclusions filed by LIEP, and imposed a penalry of a 45-day suspension of the
licenses, with 15 of those days stayed. Arnellia's petitioned this court for writ
of cerriorari seeking to reverse the council's decision.
DECISION
Standard of Review
Municipal authorities have broad discretion in determining "the manner in
which liquor licenses are issued, regulated, and revoked." Bourbon Bar & Cafe
Corp. v. City ofSt. Paul, 466 N.W.2d 438, 440 (Minn. App. 1992) (citing
Sabes v. City ofMinneapolis, 265 Minn. 166, 171, 120 N.W.2d 871, 875
(1963)).
[S]ome local units of government either incorporate
by reference all or some of [MAPA`s] procedural
provisions by official action, or statutes occasionally
direct that certain portions of them apply to specified
locaiproceedings.
21 William J. Keppel, Minnesola Practice, § 1.03 (1998). It is uncertain
whether the City of St. Paul has adopted rules specifying whether their
proceedings will be governed by the Minnesota Administrative Procedures Act
(MAPA), Minn. Stat. §§ 14.001-14.69 (2000). A notice of hearing letter from
the assistant city attorney, however, suggests that their proceedings are governed
by MAPA because the letter stated that "[t]he hearing will be conducted in
accordance with the requirements of Minnesota Statutes sections 14.57 to
14.62." Sections 14.57 through 14.62 govern contested case procedures under
MAPA. Because the city elected to be governed by MAPA, MAPA is applied in
this case.
Pursuant to MAPA, in a judicial review of a city council's decision,
[this] court may affirm the decision of the agency or
remand the case for further proceedings; or it may
reverse or modify the decision if the substantial rights
of the petitioners may have been prejudiced because
the administrative finding, inferences, conclusion, or
decision are:
(a) In violation of constitutional provisions; or
� � -4`wl
(b) In excess of the statutory authority or
jurisdiction of the agency; or
(c) Made upon unlawful procedure; or
(d} Affected by other error of law; or
(e) Unsupported by substantial evidence in
view of the entire record as submitTed; or
(fl Arbitrary or capricious.
Minn. Stat. § 14.69 (2000). Review zs limited to "the record before the ciry
council at the time it made its decision. " In re License No. 000337 West Side
Pawn, 587 N.W.2d 521, 523 (Minn. App. 1998) (citing Minn. Stat. § 14.68
(1996)}, review denied (Minn. Mar. 30, 1999). Where a council's decision has
a rational basis, "a reviewing court has the duty to exercise restraint and accord
appropriate deference to the ciry council in the performance of its duties." Scott
Counry Lumber Co. v, City of Shakopee, 417 N.W.2d 721, 727 (Minn. App.
1988) (citing White Bear pocking and Storage, Inc. v. City of White Bear Lake,
324 N.W.2d 274, 176 (Minn. 1982}), review denied (Minn. Mar. 23 1988).
I. Council's Rejection ofALJ's Report. '
Arnellia's argues that the council acted arbitrarily and capriciously by
rejecting the ALJ's findings of fact, conclusions of law and recommendation.
Arnellia's claims the council's conclusion is not supported by substantial
evidence. Arnellia's further claims that the councii's failure to offer any
explanation for diverging from the ALJ's findings and recommendation is proof
of arbitrary and capricious action.
First of all, it is settled that a city council may accept, reject or modify
the report of an administrative law judge. St. Paul, Minn., Legislative Code §
310.05 {c-1) (2000); $AL, Inc. v. City of St. Paa�l, 469 N.W.2d 341, 343 (Minn.
App. 1991). On appeal, the party seeking review bears the burden of proving
the agency's decision violates one or more provisions of Minn. Stat. § 14.69.
Sleepy Eye Care Ctr. V. Commissioner of Human Servs. , 572 N. W.2d 766, 769-
70 (Minn. App. 1998).
This court reviews an agency's factual fmdings under the substantial-
evidence test. Henry v. Metropolitan Waste Control Comm'n, 401 N.W.2d 401,
404 (Minn. App. 1987}. This court should use the substantial-evidence test,
after evaluaTing the evidence on the record, anc2 affirm an agency's decision that
is based on reasoned decision-making. Reserve Mining Co. v. Herbsi, 756
N,W.2d 808, 825 (Minn. 1977). Substantial evidence is defined as
1) snch relevant evidence as a reasonable mind might
accept as adeqnate to support a conclusion; 2) more
than a scintilla of evidence; 3) more than some
evidence; 4) more than any evidence; and 5) evidence
considered in its entirety.
Taylor v. Beltrami Elec. Coop., Inc. , 319 N. W.2d 52, 56 (Minn. 1982)
(quotation omitted).
Where an agency's decision represents its will and not its judgment, the
decision is subject to reversal as arbivary and capricious. Markwardt v. State,
WaterResoirrces Bd., 254 N.W.2d 371, 374 (Minn. 1977). An ALJ's fndings
should be given due regard even though they are not binding. See In re
Application of Orr, 396 N.W.2d 657, 662 (Minn. App. 1986) (stating that
� -y�l`�
hearing examiner's findings should not be taken lightly, although not binding}.
Here, the council adopted specific amended itndin;s of fact and
conclusions of law. They are all supported by the record. The record shows the
council added additional information to five of the ALJ's findings and rephrased
one finding. Otherwise the council did adopt the ALJ's fmdings. The council's
substantial change occurred in the conclusion, the penalty phase.
Based on the additional findings that the council made, it reached a
different conclusion than the ALJ, Rather than finding Arnellia's in substantial
compiiance with the conditions, the council did not conclude that the failure to
have tapes of the two homicides was inadvertent. It did not view the error on
two separate serious incidents as an excuse for noncompliance. Also, The
council concluded that Arnellia's had not made serious enough efforts to comply
with the raping conditions. The council noted that after receiving notice of a
violation, just one week later, there was the second shooting incident. Based on
these findings and conclusions, the council concluded that there was a basis for
taking adverse action for failure to comply with license conditions.
While an agency's failure to expiain its reasons for rejecting an ALJ's
finding is "evidence of the agency's desire to exercise its will and not its
judgment," it does not require an outright reversal of the agency's decision.
Petition of Northern States Power Gas Utility, 519 N. W.2d 921, 925 (Minn.
App. 1994). Based on the entire record, the seriousness of the alley crimes, and
the weak excuses Arnellia's had for not having usable tapes properly recording,
it is reasonable that the council reached a conclusion different than that reached
by the ALJ. "Where there is room for two opinions on tYie matter, such action is
not arbitrary and capricious." In re Friedenson, 574 N.W.2d 463, 467 (Minn.
App. 1998) (quotation omitted), review denied (Minn. Apr. 30, 1998). On these
facts, the councii's failure to specificalIy articulate all its reasons, beyond the
amended findings, for reaching its conclusion cannot be called arbivary or
capricious.
II, Public Testimony Before Council.
Arneltia's argues that the council considered factual testimony not
previously submitted or heard by the ALJ in reaching its concIusion that
Arnellia's violated the conditions placed on tt2e licenses. Amellia's claims that
the testimony of two particular witnesses was very factual and highly
inflammatory because it focused on the violence in the community around
Arnellia's. Arnellia's aIso states that that testunony was "prejudicial" because it
supports the coancil's conclusion and not the conclusion of the ALJ.
St. Paul, Minn., Legislative Co@e § 310.05 (c-1) states that
[t]he council shall consider the evidence contained in
the record, the hearing examiner's recommended
findings of fact and conclusions, and shali not
consider any factuat testimony not previously
submitted to and considered by the hearing examiner.
This section also requires the council to allow an opportunity for oral or written
arguments alleging error by the ALJ with regard to applying the law or
interpreting the facts and relating to the recommended adverse action. Id. One
of the steps in a council meeting is a public hearing. Council R., Pro. 10(j).
n � -yqy
This is getteralIy where members of the public are given an opportunity to
comment for or against an issue before the council.
The council did state in its resolution that its decision was
based on the record of the proceedings before the
AL7, including the hear'vng on 7anuary 26, 2000, the
documents and elchibits inuoduced therein, the
findings of fact and conclusions of law of the AL7 * x
�`, the written submissions by counsel for the parties,
and the arguments and statements o£ the parties and
the deliberations of the Council in open session on
June 7, 2000.
The council makes no reference to the testimony of the people's statements at the
public hearing. There is nothing in the amended findings and conclusions that
reference anything other than what was on the record already. Arnellia's states
in its own brief that the testimony from the witnesses was irrelevant. We
conclude thaT Arnellia's argument on this issue is not persuasive.
III. Due Process.
Arnellia's argues that the council denied Arnellia's its due process rights
by not allowing it an opportunity to rebut and cross-examine wimesses who
spoke during the time reserved for public comments.
St. Paul, Minn., Legislative Code § 310.05(c} outlines relator's due
process rights. In front of the ALJ, Arnellia's had an opportunity to present
evidence and "meet adverse Testirnony or evidence by reasonable cross-
examination and rebuttal evidence." Id. During the council process, the parties
are provided opportunity to present oral or written arguments alleging error of
law and interpretation of facts by the ALJ and to present argument regarding the
adverse action proposed. Id., (c-i). There is no reference to an opportunity to
cross-examine and rebut citizens who rise to speak to an issue in front of the city
council at a public hearing.
We conclude Arnellia's was provided reasonable due process throughout
the proceedings, both before the ALJ and the council.
IV. Equal Ptotection.
Arneltia's claims that the difference between the ALJ's recommendation
of dismissal and the council's imposition of a 45-day suspension is stark enough
in itself and arguably arbitrary and capricious per se. Arnellia's further asserts
that the penalty becomes even more burdensome and outrageous when measured
against the penalties contained in St. Paul, Minn., LegislaTive Code § 409.26
(2000). Arnellia's argues that considering the violations happened because of a
broken camera on one occasion and hitting "play" rather than "record" the other
time, the penalty is excessive compared to penalties outlined for more serious
and deliberate acts.
Section 409.26 provides penalties for various oFfenses regarding
intoxicating and nonintoxicating liquor licenses ranging from fines to 15-day
suspensions and revocation. While these are presumptive penalties, the council
reserves the discretion to deviate from the proposed penalties in individual cases
"where the council finds and determines that there exist substantial and
compelling reasons" to do so. Id. When they deviate, they are required to give
written reasons specifying why the imposed penalry is more appropriate than the
presumptive penalty. Id.
o�-y�y
None of the presumptive penalties under Section 40926 specifically
reference violating conditions placed on licenses. According to Section 409.26,
a licensee may be penalized by revocation of its license for committing certain
violations, even if it is the licensee's first offense. Such violations include
"(c]ommission of a felony related to the licensed activity" and "[s]aIe of alcohol
beverages while license is under suspension." Further, if a licensee "[r]efus[es]
to allow city inspectors or police admission to inspect premises" or "[fJail[s] to
comply with statutory, and ordinance requirements for liabiliry insurance," the
licensee can be penalized with a 15-day suspension or revocation, respectively, if
it is the licensee's second offense.
Based on the history of violence around Arneilia's, the egregiousness of
the crimes, and the conditions that were already imposed on Arnellia's, which
Arnellia's agreed to but did not follow, it was not unreasonable to impose a 45-
day suspension with a 15-day stay for repetitiveIy violating conditions of a
license. The conditions were placed on Arnellia's license to address real
violence and real problerns caused by patrons in and around Atnellia's. After
receiving the first violation notice, Arnellia's did not have sufficient safeguards
in place to protect against another serious mistake. The seriousness of the
violations cannot be disputed; both times the problem was caused by Arnellia's
personnel incorrectly running the system incorrectly.
Based on these facts, the imposed penalty was not arbitrary and
capricious. The penalty did not violate Arnellia's equal protection rights.
V. Ex Parte Contacfs.
Arneilia's asserts that the council engaged in ex parte communication with
each other or others regarding the adverse action. Arnellia's concedes that
there is no direct evidence that such contacts occurred. This assertion is based
on claimed circumstantial evidence, such as: (i) the council took thirry minutes
to consider and reject the ALJ's recommendation, (2) the council's president
handed the meeting over to council member Blakey, which "seemed
prearranged," (3) only three of the council members participated in the
deliberations, (4) Blakey, whose district includes Arnellia's establishment, was
the primary participant itt the discussion, (5) the severity of the penalty as
measured against the ALJ's recommendation, and (6) the decision was so "swift
and virtually unopposed or questioned that it begs the question of ex parte
contact." Arnellia's urges that this court would be on "sound ground" to
cottclude that improper contact among council members took place and that the
severe penalty had been prearranged beforethe hearing.
Ex parte contact is discussed in St. Paul, Minn., Legislative Code §
310.05 (c-2) (2000). It states that in cases of adverse hearings on license
matters,
council members shalI not discuss the license matter
with each other or with any of the parties or
interested persons involved in the matter unless such
discussion occurs on the record during the hearings *
** or during the councii's final deliberations.
The city argues that several of Arnellia's assertions are srandard
procedure in council hearings, such as the council member in �ahose district
Arnellia's is located leading the discussion and the total of thirry minutes allowed
for public testimony. The fact that the council reached a different conclusion
0\-�q�
than the ALJ does not, by itself, support an argument of ex parte contact.
Finally, we note that the penalty levied on Arnellia's was less severe than the 60-
day suspension originally proposed by the Office of LIEP.
Affirmed.
Council File # O � — �qy,
���'�i����
Presented By
RESOLUTION
CITY OF SAINT PAUL, MINNESOTA
Green Sheet # � \03 a.�
a3
Referred To Committee: Date
1
2 WHEREAS, the Saint Paul City Council suspended the licenses heid by Metro Bar &
3 Griil, Inc., d/b/a Amellia's for the premises at 1183 University Avenue in Saint Paul (License ID
4 # 54523) under Council File #00-585 for a period of forty-five days, fifteen of the days to be
5 stayed, and the remaining thiriy days to be served effective the third Wednesday following
6 passage and approval of the resolution; and
WHEREAS, the Licensee appealed the action of the Saint Paul City Council, during
which rime the suspension of the licenses was stayed; and
10
I1
12
13
14
15
16
17
18
WHEREAS, the decision of the Minnesota Court of Appeals upheld the action of the
Saint Paul City Council, and the stay of the suspension should now be lifted and the suspension
served; now, therefore, be it
RESOLVED, that the stay of suspension of the licenses held by Metro Bar & Grill, Inc.,
d/b/a Arnellia's for the premises at 1183 University Avenue in Saint Paul (License ID # 54523)
shall be revoked, and the suspension shall become effective at 12:01 a.m. on Wednesday, June 6,
2001 and be in force unril 11:59 p.m. on Thursday, July 5, 2001.
Requested by Department of:
� •a...:.��:�
Form Approved by City Attorney
BY "�� � � C%r–t.'v�L
Approved by Mayor for Submission to Council
BY� r � By:
Approved by Mayor: Date � ' f� ��
By: �
Adopted by Council: Date �(� a-p (,;,
—�
Adoption Certified by Council Sec t ry
o�-yqy
City Council
Councilmember
16
onre ixrtvaeo
May 9, 2001
ASSIGN
NUMBER PoR
ROUiING
ORDER
TOTAL � OF SIGNATURE PAGES
GREEN SHEET
No 110327
u��� u��—
❑ �.,.� ❑ �„�
❑ ANtYYLLSE0.NCEi0Yt ❑ RNYYYLLiERVIACCf6
❑ W1WRI�A43L4TAN!) ❑
(CLJP ALL LOCATIONS FOR SIGNATURE)
Concerning adverse action against the licenses held by Metro Bar & Grill, Inc., dba
Arnellia's, 1183 University Avenue, following the appeal of the licensee and the decision
of the Minnesota Court of Appeals.
PLANNING COMMISSION
CIB CAMMITTEE
CIVIL SERVICE COMMISSION
AMOUNT OF TRANSACTION
RSONAL SERVICE CONiRACfS MUST ANSWER TNE FOLLOWING QUESiIONS:
Has Nis persa�rm ever vrorked undcv a cwRrac[ for this depaAmeM?
VES NO
Has this persoNfirm ever been a ciry empbyee?
YES NO
Does this peisaNfirm possess a sldll nM nwmalrypossessed by any curteM city employeel
YES NO
Is this persoNfirtn a targeted ventloYl
YES NO
COST/REVENUE BUDGETED (GRCLE ON�
ACTNITYNUMHER
(IXPIAIN)
r.. :. �
YES NO
o�-y��
This opinion tivill be unpublished and
may not be cited except as provided by
Minn. Stat. § 480fI.08, subd. 3(2000).
STATE OF MINNESOTA
IN COURT OF APPEALS
C6-00-1I56
Metro Bar & Grill, Inc., d/b/a Arnellia's,
Relator,
vs.
City of St. Paul,
Respondent.
Filed May 1, 2001
Affirmed
Randall, Judge
St. Paul City Council
Ciry Council File No. 00-585
S. Mark Vaught, Six West Fifth Street, Suite 700, St. Paul, MN 55102-1412
(for relator)
Clayton M. Robinson, Jr., St. Paul City Attarney, Virginia D. Palmer, Assistant
City Attorney, 400 City Hall, 15 West Kellogg Boulevard, St. Paul, MN 55102
(for respondent)
Considered and decided by Shumaker, Presiding Judge, Randall, Judge,
and Peterson, 7udge.
UNPUBLISHED OPINION
R.A. RANDALL, Judge
Due to serious crime in the area, the St. Pau1 licensing bureau imposed
certain conditions on relator's bar licenses, including that it maintain video
suzveillance of its exterior. After discovering multiple instances in which the
video failed to record crimes, respondent moved to suspend relator's licenses.
After a hearing, the ALJ determined that relator was in at least substantial
compliance, and that relator's failure to comply with the conditions was
inadvertent. After a hearing, respondent passed a resolution suspending relator's
license for 45 days, with 15 days stayed. Relator seeks certiorari review. This
court stayed the suspension pending appeal. Relator contends that respondent's
decision was arbitrary and capricious and not supported by substantial evidence,
that it was denied due process and equai protection rights, and that respondent
acted in violation of the St. Paut Legislative Code by engaging in ex parte
contact. We affirm.
FACTS
Relator Metro Bar & Grill, Inc., d/b/a Arnellia's (Arnellia's), located in
St. Paul, holds a liquor license and Sunday on-sale Iiquor license, along with
o►-��y
several other licenses. The most recent conditions placed on Arneliia's licenses
were added in the summer of 1999 after a homicide in May 1999 outside the bar.
The conditions were imposed after consultation with neighborhood
representatives, the St. Paul Police Department, licensing staff, and Amellia's
employees. Amellia's agreed to the conditions to the license that took effect on
July 8, 1999. Condition No. 11, requires Arnellia's to
maintain in good working order at least [four] video
surveillance cameras on the exterior of the buiIding to
constantly monitor the exterior of the premises.
Tapes must be maintained for [seven] days.
On September 23, 1999, there was an altercation inside ArneIlia's
between two individuals who then left the bar and went to the rear parking lot
and alley area, where one individual shot the other with a handgun. A police
office went to Arnellia's to retrieve the tape from the surveiliance cameras and
was told by the owner, Arne22ia Alten, that tl�ere was no tape available and that
there was no video camera that would have taped the incident. After speaking
with her son, Larry Allen (Allen), Arnellia said that the cameras were not on
and had not been recording, so there was no tape. Later that day, another police
officer spoke with Arneliia and she stated that the rear camera was broken and
the tapes she had available were full and she therefore had no tapes to put in the
VCR. At the hearing, Allen stated that he had failed to turn the recorder on or
put a tape in the recorder that day.
Arnellia's received a violation notice from respondent City of St. Paul
(the city) on October 1, 1999, alieging violation of license condition No. 11 for
the failure to have a videotape of the September 23, 1999 incident. St. Paul,
Minn., Legislative Code § 310.06(b)(5) (2000) allows the city to take adverse
action when a licensee or applicant "has failed to comply with any condition set
forth in the license."
On October 7, one week later, the police were called to investigate yet
another homicide at Arneilia's. Two customers at Arnellia's got into an
argument, which continued in the parking lot, where shots were fired. A vehicle
in the east parking lot struck one of the parties to the argument, and carried him
out into the street where he died. When police arrived, they asked Arnellia's for
the surveillance tape, which they obtained and turned over to the homicide unit.
Review of the tape indicated that the tape had not been operating until after the
victim was killed and the police were called. Allen testified at the hearing that
he was responsible for taping on October 7, and that "he must have hit the play
button rather than tfie record button. "
Arnellia's received a second notice of violation from the city on
November 10, 1999, again alleging violation of license condition No. 11 for the
failure to tape the October 7, 1999, ittcident, under St. Paul, Minn., Legislative
Code § 310.06(b}(5}.
Arnellia's requested a hearing before an ALJ, pursuant to St. Paul,
Minn., Legislative Code § 310.05(c) (2000), which took place on January 26,
2000. The record was heid open for submissions of written final arguments and
closed on March 7, 2000. The ALJ issued a report to the St. Paul City Council
(the council) in which the ALJ found that Arnellia's was
in substantial compliance with the conditions of its
o�-Vq�
license through the installation and operation of a
videotaping system attached to its video surveillance
cameras. The failure to record the images capture by
the video surveillance cameras outside the licensed
premises on September 23 and Octaber 7, 1999 was
madvertent by the Licensee.
The ALJ recommended that the city dismiss the adverse action against relator.
The Office of License, Inspections, and Environmental Protection (LIEP)
filed exceptions to the report and served them by mail upon Arnellia's attorney
on May 3, 2000. The public hearing took place ou June 7, 2000, before the
council, at which time the council requesTed a staff report from LIEP, then
allowed for public comment with 15 minutes ailotted to both the people in
support of the report and those opposed to the report. The council deliberated
after the public hearing closed, moved to adopt the amended findings of fact and
conclusions filed by LIEP, and imposed a penalry of a 45-day suspension of the
licenses, with 15 of those days stayed. Arnellia's petitioned this court for writ
of cerriorari seeking to reverse the council's decision.
DECISION
Standard of Review
Municipal authorities have broad discretion in determining "the manner in
which liquor licenses are issued, regulated, and revoked." Bourbon Bar & Cafe
Corp. v. City ofSt. Paul, 466 N.W.2d 438, 440 (Minn. App. 1992) (citing
Sabes v. City ofMinneapolis, 265 Minn. 166, 171, 120 N.W.2d 871, 875
(1963)).
[S]ome local units of government either incorporate
by reference all or some of [MAPA`s] procedural
provisions by official action, or statutes occasionally
direct that certain portions of them apply to specified
locaiproceedings.
21 William J. Keppel, Minnesola Practice, § 1.03 (1998). It is uncertain
whether the City of St. Paul has adopted rules specifying whether their
proceedings will be governed by the Minnesota Administrative Procedures Act
(MAPA), Minn. Stat. §§ 14.001-14.69 (2000). A notice of hearing letter from
the assistant city attorney, however, suggests that their proceedings are governed
by MAPA because the letter stated that "[t]he hearing will be conducted in
accordance with the requirements of Minnesota Statutes sections 14.57 to
14.62." Sections 14.57 through 14.62 govern contested case procedures under
MAPA. Because the city elected to be governed by MAPA, MAPA is applied in
this case.
Pursuant to MAPA, in a judicial review of a city council's decision,
[this] court may affirm the decision of the agency or
remand the case for further proceedings; or it may
reverse or modify the decision if the substantial rights
of the petitioners may have been prejudiced because
the administrative finding, inferences, conclusion, or
decision are:
(a) In violation of constitutional provisions; or
� � -4`wl
(b) In excess of the statutory authority or
jurisdiction of the agency; or
(c) Made upon unlawful procedure; or
(d} Affected by other error of law; or
(e) Unsupported by substantial evidence in
view of the entire record as submitTed; or
(fl Arbitrary or capricious.
Minn. Stat. § 14.69 (2000). Review zs limited to "the record before the ciry
council at the time it made its decision. " In re License No. 000337 West Side
Pawn, 587 N.W.2d 521, 523 (Minn. App. 1998) (citing Minn. Stat. § 14.68
(1996)}, review denied (Minn. Mar. 30, 1999). Where a council's decision has
a rational basis, "a reviewing court has the duty to exercise restraint and accord
appropriate deference to the ciry council in the performance of its duties." Scott
Counry Lumber Co. v, City of Shakopee, 417 N.W.2d 721, 727 (Minn. App.
1988) (citing White Bear pocking and Storage, Inc. v. City of White Bear Lake,
324 N.W.2d 274, 176 (Minn. 1982}), review denied (Minn. Mar. 23 1988).
I. Council's Rejection ofALJ's Report. '
Arnellia's argues that the council acted arbitrarily and capriciously by
rejecting the ALJ's findings of fact, conclusions of law and recommendation.
Arnellia's claims the council's conclusion is not supported by substantial
evidence. Arnellia's further claims that the councii's failure to offer any
explanation for diverging from the ALJ's findings and recommendation is proof
of arbitrary and capricious action.
First of all, it is settled that a city council may accept, reject or modify
the report of an administrative law judge. St. Paul, Minn., Legislative Code §
310.05 {c-1) (2000); $AL, Inc. v. City of St. Paa�l, 469 N.W.2d 341, 343 (Minn.
App. 1991). On appeal, the party seeking review bears the burden of proving
the agency's decision violates one or more provisions of Minn. Stat. § 14.69.
Sleepy Eye Care Ctr. V. Commissioner of Human Servs. , 572 N. W.2d 766, 769-
70 (Minn. App. 1998).
This court reviews an agency's factual fmdings under the substantial-
evidence test. Henry v. Metropolitan Waste Control Comm'n, 401 N.W.2d 401,
404 (Minn. App. 1987}. This court should use the substantial-evidence test,
after evaluaTing the evidence on the record, anc2 affirm an agency's decision that
is based on reasoned decision-making. Reserve Mining Co. v. Herbsi, 756
N,W.2d 808, 825 (Minn. 1977). Substantial evidence is defined as
1) snch relevant evidence as a reasonable mind might
accept as adeqnate to support a conclusion; 2) more
than a scintilla of evidence; 3) more than some
evidence; 4) more than any evidence; and 5) evidence
considered in its entirety.
Taylor v. Beltrami Elec. Coop., Inc. , 319 N. W.2d 52, 56 (Minn. 1982)
(quotation omitted).
Where an agency's decision represents its will and not its judgment, the
decision is subject to reversal as arbivary and capricious. Markwardt v. State,
WaterResoirrces Bd., 254 N.W.2d 371, 374 (Minn. 1977). An ALJ's fndings
should be given due regard even though they are not binding. See In re
Application of Orr, 396 N.W.2d 657, 662 (Minn. App. 1986) (stating that
� -y�l`�
hearing examiner's findings should not be taken lightly, although not binding}.
Here, the council adopted specific amended itndin;s of fact and
conclusions of law. They are all supported by the record. The record shows the
council added additional information to five of the ALJ's findings and rephrased
one finding. Otherwise the council did adopt the ALJ's fmdings. The council's
substantial change occurred in the conclusion, the penalty phase.
Based on the additional findings that the council made, it reached a
different conclusion than the ALJ, Rather than finding Arnellia's in substantial
compiiance with the conditions, the council did not conclude that the failure to
have tapes of the two homicides was inadvertent. It did not view the error on
two separate serious incidents as an excuse for noncompliance. Also, The
council concluded that Arnellia's had not made serious enough efforts to comply
with the raping conditions. The council noted that after receiving notice of a
violation, just one week later, there was the second shooting incident. Based on
these findings and conclusions, the council concluded that there was a basis for
taking adverse action for failure to comply with license conditions.
While an agency's failure to expiain its reasons for rejecting an ALJ's
finding is "evidence of the agency's desire to exercise its will and not its
judgment," it does not require an outright reversal of the agency's decision.
Petition of Northern States Power Gas Utility, 519 N. W.2d 921, 925 (Minn.
App. 1994). Based on the entire record, the seriousness of the alley crimes, and
the weak excuses Arnellia's had for not having usable tapes properly recording,
it is reasonable that the council reached a conclusion different than that reached
by the ALJ. "Where there is room for two opinions on tYie matter, such action is
not arbitrary and capricious." In re Friedenson, 574 N.W.2d 463, 467 (Minn.
App. 1998) (quotation omitted), review denied (Minn. Apr. 30, 1998). On these
facts, the councii's failure to specificalIy articulate all its reasons, beyond the
amended findings, for reaching its conclusion cannot be called arbivary or
capricious.
II, Public Testimony Before Council.
Arneltia's argues that the council considered factual testimony not
previously submitted or heard by the ALJ in reaching its concIusion that
Arnellia's violated the conditions placed on tt2e licenses. Amellia's claims that
the testimony of two particular witnesses was very factual and highly
inflammatory because it focused on the violence in the community around
Arnellia's. Arnellia's aIso states that that testunony was "prejudicial" because it
supports the coancil's conclusion and not the conclusion of the ALJ.
St. Paul, Minn., Legislative Co@e § 310.05 (c-1) states that
[t]he council shall consider the evidence contained in
the record, the hearing examiner's recommended
findings of fact and conclusions, and shali not
consider any factuat testimony not previously
submitted to and considered by the hearing examiner.
This section also requires the council to allow an opportunity for oral or written
arguments alleging error by the ALJ with regard to applying the law or
interpreting the facts and relating to the recommended adverse action. Id. One
of the steps in a council meeting is a public hearing. Council R., Pro. 10(j).
n � -yqy
This is getteralIy where members of the public are given an opportunity to
comment for or against an issue before the council.
The council did state in its resolution that its decision was
based on the record of the proceedings before the
AL7, including the hear'vng on 7anuary 26, 2000, the
documents and elchibits inuoduced therein, the
findings of fact and conclusions of law of the AL7 * x
�`, the written submissions by counsel for the parties,
and the arguments and statements o£ the parties and
the deliberations of the Council in open session on
June 7, 2000.
The council makes no reference to the testimony of the people's statements at the
public hearing. There is nothing in the amended findings and conclusions that
reference anything other than what was on the record already. Arnellia's states
in its own brief that the testimony from the witnesses was irrelevant. We
conclude thaT Arnellia's argument on this issue is not persuasive.
III. Due Process.
Arnellia's argues that the council denied Arnellia's its due process rights
by not allowing it an opportunity to rebut and cross-examine wimesses who
spoke during the time reserved for public comments.
St. Paul, Minn., Legislative Code § 310.05(c} outlines relator's due
process rights. In front of the ALJ, Arnellia's had an opportunity to present
evidence and "meet adverse Testirnony or evidence by reasonable cross-
examination and rebuttal evidence." Id. During the council process, the parties
are provided opportunity to present oral or written arguments alleging error of
law and interpretation of facts by the ALJ and to present argument regarding the
adverse action proposed. Id., (c-i). There is no reference to an opportunity to
cross-examine and rebut citizens who rise to speak to an issue in front of the city
council at a public hearing.
We conclude Arnellia's was provided reasonable due process throughout
the proceedings, both before the ALJ and the council.
IV. Equal Ptotection.
Arneltia's claims that the difference between the ALJ's recommendation
of dismissal and the council's imposition of a 45-day suspension is stark enough
in itself and arguably arbitrary and capricious per se. Arnellia's further asserts
that the penalty becomes even more burdensome and outrageous when measured
against the penalties contained in St. Paul, Minn., LegislaTive Code § 409.26
(2000). Arnellia's argues that considering the violations happened because of a
broken camera on one occasion and hitting "play" rather than "record" the other
time, the penalty is excessive compared to penalties outlined for more serious
and deliberate acts.
Section 409.26 provides penalties for various oFfenses regarding
intoxicating and nonintoxicating liquor licenses ranging from fines to 15-day
suspensions and revocation. While these are presumptive penalties, the council
reserves the discretion to deviate from the proposed penalties in individual cases
"where the council finds and determines that there exist substantial and
compelling reasons" to do so. Id. When they deviate, they are required to give
written reasons specifying why the imposed penalry is more appropriate than the
presumptive penalty. Id.
o�-y�y
None of the presumptive penalties under Section 40926 specifically
reference violating conditions placed on licenses. According to Section 409.26,
a licensee may be penalized by revocation of its license for committing certain
violations, even if it is the licensee's first offense. Such violations include
"(c]ommission of a felony related to the licensed activity" and "[s]aIe of alcohol
beverages while license is under suspension." Further, if a licensee "[r]efus[es]
to allow city inspectors or police admission to inspect premises" or "[fJail[s] to
comply with statutory, and ordinance requirements for liabiliry insurance," the
licensee can be penalized with a 15-day suspension or revocation, respectively, if
it is the licensee's second offense.
Based on the history of violence around Arneilia's, the egregiousness of
the crimes, and the conditions that were already imposed on Arnellia's, which
Arnellia's agreed to but did not follow, it was not unreasonable to impose a 45-
day suspension with a 15-day stay for repetitiveIy violating conditions of a
license. The conditions were placed on Arnellia's license to address real
violence and real problerns caused by patrons in and around Atnellia's. After
receiving the first violation notice, Arnellia's did not have sufficient safeguards
in place to protect against another serious mistake. The seriousness of the
violations cannot be disputed; both times the problem was caused by Arnellia's
personnel incorrectly running the system incorrectly.
Based on these facts, the imposed penalty was not arbitrary and
capricious. The penalty did not violate Arnellia's equal protection rights.
V. Ex Parte Contacfs.
Arneilia's asserts that the council engaged in ex parte communication with
each other or others regarding the adverse action. Arnellia's concedes that
there is no direct evidence that such contacts occurred. This assertion is based
on claimed circumstantial evidence, such as: (i) the council took thirry minutes
to consider and reject the ALJ's recommendation, (2) the council's president
handed the meeting over to council member Blakey, which "seemed
prearranged," (3) only three of the council members participated in the
deliberations, (4) Blakey, whose district includes Arnellia's establishment, was
the primary participant itt the discussion, (5) the severity of the penalty as
measured against the ALJ's recommendation, and (6) the decision was so "swift
and virtually unopposed or questioned that it begs the question of ex parte
contact." Arnellia's urges that this court would be on "sound ground" to
cottclude that improper contact among council members took place and that the
severe penalty had been prearranged beforethe hearing.
Ex parte contact is discussed in St. Paul, Minn., Legislative Code §
310.05 (c-2) (2000). It states that in cases of adverse hearings on license
matters,
council members shalI not discuss the license matter
with each other or with any of the parties or
interested persons involved in the matter unless such
discussion occurs on the record during the hearings *
** or during the councii's final deliberations.
The city argues that several of Arnellia's assertions are srandard
procedure in council hearings, such as the council member in �ahose district
Arnellia's is located leading the discussion and the total of thirry minutes allowed
for public testimony. The fact that the council reached a different conclusion
0\-�q�
than the ALJ does not, by itself, support an argument of ex parte contact.
Finally, we note that the penalty levied on Arnellia's was less severe than the 60-
day suspension originally proposed by the Office of LIEP.
Affirmed.