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271322 �NH17E - CJTV CLERK COUI1C11 ���� PINK - FINANCE (Community G I TY OF SA I NT 1 A 11 L GANARY - DEPARTM T BLUE - MAVOR � � Flle NO. velopment) � , , � o il Resolution Presented By Referred To Committee: Date — Out of Committee By Date WHEREAS, the Council of the City of Saint Paul recognized the need for definitive policy governing planning, implementation, and evaluation of Identified Treatment Areas; and WHEREAS, the Council adopted the Policy for Planning, Implementing, Evaluating, and Completing a Neighborhood Treatment Area Program (Closure Policy) by its resolution of July 22, 1976, Council File No. 267588; and WHEREAS, the Council approved the execution of an agreement with the University of Minnesota to perform an evaluation of the ITA Program by its resolution of September 13, 1977, Council File No. 269747; and WHEREAS, staff from the Department of Planning and Economic Development have worked with the Mayor's Rehab Advisory Committee to develop the Proposed Identified Treatment Area (ITA) Program; now, therefore, be it RESOLVED, that upon the recommendation of the Mayor, the Council of the City of Saint Paul does hereby adopt the attached Identified Treatment Area (ITA) Program, as recommended, to replace the previously-approved Policy for Planning, Implementing, Evaluating, and Completing a Neighborhood Identified Treatment Area Program; and be it FURTHER RESOLVED, that the Department of Planning and Economic Development is hereby authorized and directed to furnish required information to comnunity planning groups and otherwise to take the necessary steps to ensure careful and prudent planning for new improvement activities in Identified Treatment Areas, as prescribed in said program. COUNCILMEN Yeas Nays Requested by Department of: sutie � � In Favor Comnunit Develo ment oz � � � Le ne � A gainst BY , er � S ]ves er � -�ree.�••— �UN 2�7 �978 Form Approved by Cit Att ney Adopted by Council: Date — Cert� � as' by Co ncil�S retary BY B� ��-' � , Appro��ed by :Vlayor: Date —� Appr by Mayor for Sub 's on to �ouncil By BY �1Bti�SHEA JUL 1 9T8 � APPROVED IDENTIFIED TREATMENT AREA (ITA� PROGRAM Council File No. 271322, June 27, 1978 Pro ram The ITA Program is a program of concentrated housing rehabilitation undertaken in cooperation with public and private neighborhood and City organizations and staff. In addition to rehabilitation assistance, a neighborhood may wish to propose many other activities including: 1 . Removal of Substandard Structures 2. Certificate of Occupancy 3. Premises Survey of Security Needs 4. Public Improvements 5. Other programs to improve housing opportunities and conditions In order for these activities to be approved for an ITA, the neighborhood organization and the ITA residents must have a strong cor�nitment to its planning, implementation, completion and evaluation. Program Areas It is expected that four to six ITA areas, ranging in size from 10 to 20 square blocks (the average City block being 250' x 600' and 30 structures), will be approved in the first year. Those areas which will be considered as eligible for this program should generally meet the definition of an Improvement II area: 20 to 39 percent of the structures needing major repair and 80 percent or less of the structures needing minor repair; however, other areas will be considered if effective proposals and strategies for meeting the needs of the area can be developed. ITA Planning Strategy ITA program areas should be designed to carry out their plans within a 3 - 5 year period. The proposal must designate a 10 - 20 block area to be covered by the end of that period, but may start detailed planning with an - 2 - area as small as 2 - 5 blocks and indicate phased expansion to additional areas. These designated areas may be changed, as conditions indicate. Intended Benefits and Achievements The intent of designating an area an ITA is to concentrate staff efforts, rehabilitation trends and other programs in order to achieve a substantial improvement in housing conditions and public facilities and to help meet housing needs and increase housing opportunities. The City encourages the strategy of improving areas which are situated between a stable neighborhood and a deteriorating area and which show the greatest potential for revitalization. To accomplish this goal requires a great deal of cooperation between the City, the neighborhood, and the private sector. The City is developing an exterior improvement program as an incentive for participation in the ITA Program. This program would provide loans or grants for exterior improvements to homeowners who participate in the City's rehabilitation program. The City may also recommend that the certificate of occupancy program for non-owner occupied (3 or more units) structures be enforced in an ITA. The ITA program should provide a program for neighborhood revitalization that includes multi-family rehabilitation where applicable, and which recognizes the potential for displacement. A strategy for addressing any hardships or displacement as a result of ITA activities must be included in the plan. ITA's which demonstrate a firm and substantial preliminary level of neighborhood participation in housing rehabilitation will also be eligible to apply for the installation of assessment-free public improvements (streets, curbs, sidewalks, lights, etc. ). Public improvements will be budgeted as part of the Residential Street Paving Program, and ITA's will be given a priority rating. - 3 - In addition, it is expected that ITA's may include neighborhood-based Programs to address such things as: - Crime Prevention - Sanitation - Land Use Plans - Reforestation - Schools - Traffic - Playgrounds - Others as Appropriate - Fire Prevention The City will give priority to proposed solutions to these problems in ITA areas. Application Process The ITA Program is a program for neighborhood revitalization, and this makes ITA residents the focal point. Recognized District Councils are responsible for the actual approval and submission of ITA applications which must include the following information: I. Application Requirements A. An explanation of how the specified neighborhood area and proposed ITA Program meet the general criteria for an Improvemen� II area, as established in the Residential Improvement Strategy. Supporting material should include: 1 . Boundaries and size of proposed ITA; and a specific timetable for "phasing-in" blocks that will not be treated in the first year 2. Land use maps 3. Number/percent of owner-occupied structures among 1-4 unit structures 4. Number/percent of single/multi-family units 5. Other information as the applicant feels useful , B. An explanation of the manner in which the proposed ITA Program ties in with and helps to implement plans, whether a district plan or a City-wide plan, including an explanation of how the ITA Program will satisfy some or all of the goals and objectives established in the District Rehabilitation Plan and the three-year Corronunity Development Plan which includes the Housing Assistance Plan. Supporting material should include: 1 . A list of ineasurable physic�l changes indicating intended levels of accomplishment; �Copies of the Residential Impro�ement Strategy are available from the Division of Planning, 421 Wabasha Street, Saint Paul , Minnesota 55102. Telephone inquiries should be directed to the Division Librarian at 298-5523. - 4 - 2. A discussion of the activities and programs which will be used, such as: a. Removal of Substandard Structures b. Certificate of Occupancy c. Urban Homesteading d. Premises Survey of Security Needs e. Non-owner occupied rehabilitation programs (i .e. Section 8 City's Program, 312, MHFA) f. Public Improvements including types and locations of desired public improvements g. Selective Clearance h. Spot acquisition 3. Costs (amount of money needed to complete project within 3 - 5 years) ; 4. City assistance desired and type of skill (e.g. , p1anner, rehabilitation specialist, engineer, comnunity organizer, etc. ) C. A discussion of Citizen Participation including: 1 . guidelines for ITA resident involvement and utilization of rehabilitation programs 2. a statement of citizen responsibility 3. an indication of the preliminary level of commitment 4. publicity techniques utilized to operate interest and contact residents and indications of their willingness to participate 5, post completion activities designed to encourage and continue neighborhood maintenance efforts. D. Implementation aspects 1 . The willingness of local lending institution(s) to participate 2. The budget and timetable necessary for completion of the ITA program. E. Potential Displacement The proposal should attempt to identify what residents, if any, will be required to move as a result of the ITA program activities. If possible, the proposal should identify what City assistance is needed to provide displaced residents with acceptable replacement housing in the area of their choice. . - 5 - Priorities/Evaluation/Review Criteria for ITA Proposals 1 . Housing Conditions: The housing stock should not be so deteriorated as to make rehabilitation impractical . This is generally true of Improvement I and II areas as identified in the Residential Improvement Strategy. Improvement III areas may be included in an ITA proposal where neighborhood residents propose a program which can meet ITA goals despite extensive deterioration. Conservation II areas may be included where it can be demonstrated that there is a real need. Conservation I areas are not eligible. 2. Owner-Occupancy Housing Needs and Opportunities: A high percentage of homeownership is required, unless the proposed ITA program is one that is designed to increase housing opportunities for large family and low income rental households through rehabilitation of single and multi-family properties. As a guideline, owner-occupancy should be higher than the City-wide average (60% of one to four unit structures in 1970). Where concentrated improvement area proposals stress rehabilitation of rental properties, a lower rate of homeownership is acceptable. 3. Income Level : The program area must be eligible for CDB6 funding, that is median income for the census tract(s) in which the ITA is to be located must be less than 80% of the median income for the metropolitan area. Program areas meeting all other program criteria, which demonstrate that program participants will be primarily low income households will be preferred. 4. Boundaries: The appropriate boundary for an ITA is determined by a number of factors, including neighborhood identity, physical boundaries, the extent of deterioration, and the activities to be undertaken. ITA's should eventually cover a 10 to 20 square block area. As a rule, the greater the amount of work to be done and/or the shorter the completion schedule, the smaller the program area should be. - 6 - 5. Time Frame: Proposed activities must be completed within five years, with most ITA's requiring- somewhere between 3 and 5 years. Generally, the larger the area, the longer the time needed for completion. 6. Resident Participation: The interest and cor�nitment of area residents is essential to the program's success. Preference will be given to areas demonstrating high levels of interest and firm commitment on the part of homeowners, landlords, cor�nercial property owners, and financial and other institutions. 7. Strategic Location: Preference will be given to locations which allow the effect of improvement in the program area to be "carried over" into adjacent neighborhoods. Such an effect might involve ensuring the stability of sound neighborhoods or reinforcing the improvement of deteriorated areas nearby. 8. Plan Conformance: ITA proposals must be consistent with district level and City-wide plans and the three-year Comnunity Development Plan. Where a general district plan has not yet been completed, proposals should be consistent with the district rehabilitation plan. 9. Housing Needs and Goals: Proposals which help to increase housing opportunities and choice for low and moderate income people will be given a high priority. Of particular concern is housing for large families. 10. Program Feasibility: There should be a clear relationship between program objectives and neighborhood needs as identified in the ITA Program proposal . Proposed activities should be both realistic and sufficient to address needs. 11 . Program Coordination: Applicants are encouraged to make full use of other available programs and services, especially rehabilitation and rental assistance for low income households. Preference will be given to • - 7 - ITA proposals which incorporate such programs. ITA proposals involving use of private resources (such as local lending institutions) as well as public resources, will also be preferred. � 12. Environmental Assessment: Any potential environmental problems should be identified and, if possible, resolved. This is particularly important where environmental problems--poor soil conditions or excessive noise, for example--have contributed to the area's deterioration. 13. Displacement: Any potential displacement or other hardship which would be created by ITA activites including code enforcement, must be identified and minimized before an ITA will be approved. Duration and Closeout It is expected that ITA's will last 3 to 5 years. Since ITA residents and the neighborhood organizations are responsible for establishing the ITA program, they are also responsible for monitoring the progress of the program. � ITA's will be monitored on a regular basis. All ITA's will be evaluated 6y ITA residents, the District organization, the Mayor's Rehabilitation Advisory Committee and City staff on an annual basis. If the monitoring and evaluation process indicates that an ITA is not making sufficient progress in meeting program goals, it may be recommended that the ITA be closed-out and a new area selected. If the area is given tentative approval for the installation of assessment- free public improvements, a monitoring report indicating sufficient participation in housing rehabilitation at a level agreed to by the City and district council or if there is no district council , the responsible neighborhood group must be submitted before the Department of Public Works will be authorized to begin construction of the improvements. � „ ������ GITY OF S�INT PALTL -o�.m.�. � .a.•■�ooe OFFIGE OF THE MAYOR s��ze�p ee 34Z GITY HALL .SAINT PAIIL, MINNESOTA 55102 (612) 298-4323 GEOAGE LATIMEH MaYOa June 6, 1978 , Council President David H. Hozza and Members of the City Council Seventh Floor City Hall Saint Paul , Minnesota 55102 Dear President Hozza and Members: I am transmitting for your review and approval the Proposed Identified Treatment Area (ITA) Program. This revised program combines results of a study performed by the University of Minnesota and input from the Mayor's Rehab Advisory Committee, as well as City staff. The major changes that are recommended are as follows: -- larger areas - 10 to 20 square blocks -- street improvements are not automatic -- longer time period - 3 to 5 years -- exterior incentive improvement program Street improvements for ITA's would no longer be reviewed and approved by the Residential and Economic Development Task Force. Instead, they would be reviewed by the Streets and Utilities Task Force, as part of the City's Residential Street Paving Program. Successful ITA's would get special consideration under this process. As the proposed program indicates, four to six ITA's Hiill be approved to be operational for 3 to 5 years. This program would replace the current ITA Policy (Closure) adopted in July, 1976. I would like to request that the City Council schedule a public hearing on this matter in order to provide an opportunity for any interested citizens to express their opinions on the proposed program. The Mayor's Rehab Advisory Committee held two public meetings on this matter, the first of which was advertised in the paper and notices for both were sent through the Early Notification System. u -�.. � _ . , . . �'71�22 � -z- The Department of Housing and Urban Development has established new application requirements which place cumbersome and extensive planning conditions on the City. In order to meet these conditions and our application deadline, we are establishing an October 1 deadline for new ITA proposals under the new proposed program. Therefore, it is imperative that a program be adopted so that neighborhoods have sufficient time to prepare and submit applications. Any questions regarding this program should be directed to the Community Development Division. Sincerely . 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" i � •1 � ` . . . � `,�.�cr. ,:: -�- � CITY OF SAINT PAUL �=��«_�. =•''� '`� OFFICE OF' THE MAYOR � z' �` �����l�s r� iui�ii�n o� .,m _ """���v�'"`' 347 CITY AAT•T• GEOBCiE LATIMEB SAINT PAUL,MINNESOTA SS102 MAYO& (912) 298-4323 June 26, 1978 RECEIVED JUN � � 1�78 TO: COUNCIL PRESIDENT DAVID HOZZA �OUNCII.WbMAN MEMBERS OF CITY COUNCIL �td�'i F��INf FR: MAYOR GEORGE LATIME RE: PROPOSED ITA PROGRAM The attached letter was supposed to have been delivered to you last week. A mix up in my o�fice apparently led to the letter being misplaced. My intent was to recommend your approval of the proposed ITA program. Quick action on the City's part will make the planning process in our neighborhoods more effective. Please accept my apology for the mix up. Attachments CC: Gary Stout William Patton Doug Ford Dru Osterud Ken Ford Steve Wellington Terry McNellis Rose Mix GL:ejt _�,`�T*o,• C ITY OF SAINT PAZTL '` '�'' OFFICE OF THE �YOR �; �'a 'a,i �������� v' gs ''"'Rm �u• p3 `""�°'•�°'O'' 347 CITY HALI. GEOBGE LATIME$ 3AINT PAUL.ML�TNESOTA 5�108 �ypg (612) 298-4323 June 19, 1978 Re: Proposed ITA Program Council President David H. Hozza, and Members of the City Council 7th Floor City Hall Saint Paul, Minnesota 55102 Dear President Hozza and Council Members : I am forwarding for your information and consideration a copy of a letter and proposed revisions to the ITA Program submitted by the biayor's Rehabilitation Advisory Committee. I met with Ms. Osterud and members of the committee to discuss these concerns on Wednesday, June 14. I would like to share with you the main points of discussion at that meeting. We discussed the nature of stafiing and feel that we are in agreement that this is an extremely vital part of the ITA Program. However, I do not need to remind you of the budget constraints under which we we are operating, and it was agreed that what needed to be examined for the implementation of this program was staffing patterns rather than additional staff. As regards their second concern that existing ITA' s will not be allowed to complete ongoing activities prior to the implementation of this program, we are currently running an ITA Program based upon completion schedules supplied by the districts which indicate that all ITA' s will close out by June, 1979. It was agreed that should districts propose a longer timeline, that the City would have the capability to accommodate them. The third issue you raise concerns the proposed exterior improvement program. It is going to be difficult for us to meet the financial demand we an�icipate for the new ITA' s. It would be impossible to meet the demand if we made it available to existing or closed out ITA' s as well. The incentive for participation in an ITA in the past has been installation of assessment-free public improvements. The new incentive is now going to be the exterior improvement program. Guidelines for this new program will be developed with the Mayor' s Rehabilitation Advisory Committee in the ensuing months. � 2�1�2N City Council Members page 2 June 19, 1978 The Committee' s final concern was over the question of displace- ment. ITA' s in the past, and the proposed program, place an emphasis on home ownership and, therefore, tend to minimize displacement. However, in an attempt to recommend a flexible program, the option rests with neighborhoods to propose areas with a high incidence of renter-occupied property. To include language making this responsi- bility solely one of the City would in effect bar these areas from participating since we do not have the resources or programs to address - these problems. Concerning the more general issue of what we should be doing to address the problem we face with non-owner-occupied housing, we agreed that staff should work closely with the committee to address this problem in more detail. I would like to recommend that the Council adopt the program I trans- mitted June 6 in order that staff and members of this committee can work on proposed solutions to these issues. Based on the discussion at the meeting held on June 14 , I am convinced that the program I transmitted to you for consideration has the flexibility to allow neighborhoods to address the concerns identified in the enclosed copy submitted by the Mayor' s Rehabilitation Advisory Committee. I will be scheduling a tour in the first part of July to accompany residents and staff through an existing ITA and a proposed one in order to obtain a better feel for this program. I will be inviting you to participate. I appreciate the many hours of effort that the Mayor' s Rehabilitation Advisory Committee has provided us on this program. I plan to attend one of their upcoming meetings and would encourage you to become as involved as possible. If you have any questions, please contact the Community Development Division at 298-5586. S 'ncerely, da�� RG LA IMER Mayo GL:kh cc: Dru Osterud Doug Ford Ken Ford William Patton Gary Stout �une 2, 1978 'i�ayor George Latimer 34; City Hali st. Faul; r.2:1 55102 Dear Mayor Latimer : At a special meeting on May 30, 197�', the Rehabil.itation Advisory Comr.:it�ee car;�pletecz its revie;�: of tt�e proposed ITP, p.ro�;ram �r.d herewith submits its recommendations to you for your consiCeration. During the cburse of its deliberations, the conmittee held a public hearing for neighborhood comment on the pro�ram and discussed the issues involved at three meetir:os, two of them called expressly for the purpose of workirig on tnis program. The committee has invested a substantial amount of time and eftort into careful consider�.t�o:� of this program. �'(12Y'2 are some differences be�vre�n the cor.»ittee recorn:nendations and th� staff proposal . �ae urould like to r�eet T,rith you, before yoa submit the program proposal Lo the City Council, to explain �he rea.soning behind the recommendat�.�ns the commi�tec has r�ade and acquaint �ou more fully with our concerns . In adaition to our formal prograrz recor,unendations , tne committee consic:;ers fo�ir issues raised in t�e course of our discussions , though not of a nazure to be appropriately included in the pro�ram itself, to be of substantial irr,pe?^tance to the success of the Cii,y' s ITA progra:�: Our first concern is the matter oi staffing. Camments frcm the ITA' s h�ve cor.tinually emphasized the importance of adequate, - compet•�n;; r'eld sta��'. Wi1i�e �i�: r�es;den�� support stron�ly t'r1e concept oi active rieighborYiood pwrticipatiosl,' the need for a s�ai f_' person on as �lose to a full time basis as possible cannot be over- e�phasized. `^he staff person tr. ains neighborhood residents in hor; to set �ap a successful pro�ram, provides ideas and approaches , assists �n problem solving and acts as a liaison and nei�hborhood advocate ��ritti the �Housin� Authority. �Jhi_le ttie cammitzee recoGnizes the limit� on f;he Housin� Authority oud�;et, we �o not feel that the neighborhood level is the approp�iate place to reduce services . u1e feel the neig'r,borhood staPf D@T'SCn has �reater impact on �rie success - of' a pro�raM Lt:an any other 1eve1 oi assistance . Secondly, rre are concerned abou� the coordination of this ne�{r progra�r; with the existing I�TA' s. ��Je have been given the impressior� that �11 e::iscing ITA' s will be ciosed ou� before this n�H: prograr� is implemented. ihe committee feels tnis m-�y not be e�thc�r practical - continued - f. � � ~Nia.yor George Latimer . 3une 2 , 1978 Page Two or particularly desireable . ConLinuity with present efforts r.►a.y be sacrificed by a reo,uirement that existing ITATs be prematurely closed and neighborhaod interest and involvement damaged. Expansion and continuation of present efforts stiould not be arbitrarily ruled out by this new program. The committee� would like to see a flexible close out schedule for existing ITA' s to ensure that those ITA 's accomplish as� much as possible . The third issue relates to the exterior imprcvement program. Tne lack of visible improvement in a neignborhood� after participating in an ITA program has been cited by virtually all ITA' s since the inception of the prograri. Therefore, the cor:!mittee feels th�.t closed out and existing ITA�' s, as well as those funded under the new program, stiould be eligible to participate in the exterior grant program. All arzas �rh�.ch have made the substantial economic ar.d tim�e comr:iLments involved in an ITA program should be eligible . Finally, the committee indieatzd its concern over the potential dis- placement of ITA residents by the inclusion of sections designed to acquaint neighborhoods with their responsibilitv to address tize issue. y Hocrever, �the comrr�ittee feels the major responsibility for at�ac�cin� th�s problem and mitigating_ any adverse effects res�s �•rith t'r�e City. The City• should develop policies to COI1S1C1�Y' this aspect of revitaliz�.- tion as a part oi its regular procedure for determining the costs and - effects of any housing program. The committee does no� feel tnat �his is a problem :•rhich can be adequately dealt witn after it arises but must be anticipated and provided for in advance as �part of the City' s basic obligation to its c�tizens . In short, we are asltin; tY.e City to develop a policy to determine the displacement caused by any ITA program and to state ��rhat activities the City v�ill enter into to minimize and effectively resolve the resultino prob?ems . The committee is proud of th'is City' s achievements in rehabiiita�ion and the revitalization of neighborhoods . L�1e en�jo,yed working on this program and are looking forward to c�rorking �•rith jour office to reevaluate the rehabilitation prcgrar� guidelines to keep our proo�am � up to date and responsive to the City '�s needs and goals . tA7e in��ite � you to attend a meeting of the co;nmittee in the nzar fu.ture to d.iscuss your vie:a of the City ' s housing goals and problems and let us kno:�; hokT we can ad.vise you most effectivei.y. Sincerely, . ;JiLcc-- ���Lu c�' Dru Osterud Chair Person Rehabilitation Advisory Committee DO/de • . PROPOSED ID�NTIFIED TREATI�ENT AREA (ITA) PROGRAM Program The ITA Program is a program of concentrated housing rehabilitation undertaken in cooperation with public and private neighborhood and City organizations and staff. In addition to rehabilitation assistance, a neighborhood may wish to propose many other activities including: 1. Removal of Substandard Structures 2. Certificate of Occupancy 3. Premises Survey of Security PJeeds 4 . Public Improvements 5• Other programs to improve housing opportunities and conditions In order for these activities to be approved for an ITA, the neigh- borhood organization and the ITA residents must have a strong commitment to its planning, implemention, completion and evaluation. Program Areas It is expected that four to six ITA areas, ranging in size from 10 to 20 square blocks (the average City block being 250' x 600 ' and 30 structures) , will be approved in the first year. Those areas which will be considered as elioible for this program should generally meet the " definition of an Improvement II area: 20 to 39 percent of the strL�ctures needing major repair and 80 percent or less of the structures needing minor repair; nowever, other areas will be considered if effective proposals and strategies for meeting the needs of the area can be developed. An existing ITA area may be part of an ITA area under this program. � - 2 - ITA Plannin� Strateg;� ITA program areas should be designed to carry out their plans ��rithin a 3 - 5 year period. The proposal must designate a 10 - 20 bl.ock area to be covered by the end of that period, but may start detailed planning with an area as small as 2 - 5 blocks and indicate phasee� expansion to add�tional areas. These designated areas may be changed, as conditions indicate. Intended Benefits and Achievements The intent of designating an area an ITA is to concentrate staff efforts, rehabilitation trends and other programs in order to achieve a substantial improvement in housing conditions and public facilities and to help meet housing needs and increase housing opportunities for renters and homeowners alike. The City encourages the strategy of � improving areas which are situated between a stable neighborhood and a deteriorating area and which show the greatest need for assistance and potential for revitalization. To accomplish this goal requires a great deal of cooperation betiaeen the City, the neighborhood, and the private sector. The City is developing an exterior improvement program as an . incenti��e far participa�ion in the ITA Program. This program vrould provide loans or grants for exterior improvements to homeowners who participate in the City' s rehabilitation program. The City may also recommend that the certificate of occupancy program for non-owner occupied (3 or more units) structures be �:�iorced in an ITA. The ITA program should provide a program for neighborhood revitaliza- tion that includes multi-f'amily rehabilitation where applicable , and which recognizes the potential for displacement . A strategy for - 3 - addressing any hardships or displacement as a result of ITA activities must be included in the plan, and seeks to enable displaced residents to retain decent and affordable housing in the nei�hborhood of their choice. ITA's which demonstrate a firm and substantial preliminary level of neighborhood participation in housing rehabilitation will also be eligible to apply for the installation of assessment-free public improv�ments (streets, curbs, sidewalks, lights, etc . } . Public improvements �rrill be budgeted as part of the Residential Street 'Paving Program, and ITA' s will be given a priority rating. In addition, it is expected that ITAts may include neighborhood- based programs to address such things as : - Crime Prevention - Sanitation - Land Use Plans - Ref'orestation - Schools - Traffic - Playgrounds - Others as Appropriate - Fire Prevention The City will give priority to proposed solutions to� these problems in ITA areas . Application Process The ITA Program is a program for neighborhood revitalization, and this makes ITA residents the focal point . Recognized District Councils are responsible for the actual approval and submission of ITA applications which must include the following information : I. Application Requirements A. An explanation of hov� the specified neighborhood area and proposed ITA Program meet the general criteria for an Improvement II area, as established in the Residential Improvement Strategy. l Supporting material should include : l . Boundaries and size of proposed ITA and a specific timetable for "phasing-in" blocks that will no� be treated in the first year. 1Copies of the Residential Improvement Strategy are available from the Division of Planning, 421 ��labas�a Street, Saint Paul, P�Iinnesota 55102 . Telephon�, inquiries should be directed to the Division Librariari at 298-552� - 4 - . ��1322 2. Land use maps � - � 3 . Number/percent of owner-occupied structures among 1-4 unit structures " 4. Number/percent of single/multi-family units 5. Other information as the applicant feels useful B. �ln explanation of the manner in which the proposed ITA Program ties in with and helps to implement plans , whether a district plan or a City-wide plan, inaluding an explanation of hoVr the ITA Program will satisfy some or all of the goals and ob,� ectives established in the District Rehabilitation Plan and the three- year Community Development Plan which includes the Housing Assistance Plan. Supporting material should include : 1. A list of ineasurable physical changes indicating intended levels of accomplishment ; 2. A discussion of the activities and programs vrhich M� be used, such as : a. Removal of Substandard Structures b . Certiiicate of Occupancy c . Urban Homesteading d. Premises Survey of Security Needs e . Non-o�vner occupied rehabilitation programs (i.e. Section 8 City' s Program, 312 , t�IHFA) f. Public Improvements including types and locations of desired public improvements g. Selective Clearance h. Spot acquisition ' 3• Costs (amount of mone� needzd to co���ece prcject icithin 3 ° 5 years) ; 4 . City assistance desired and type of skill (e.g. , planner, rehabilita�ion specialist, engineer, community organizer, etc . ) C. A discussion of Citizen Participation including: l. guidelines for ITA resident involvement and utilization of rehabilitation programs 2. a statement of citizen responsibility . 3. an indication of the preliminary level of commitment 4. publicity techniques utilized to generate interest and contact residents and indications of their ��rillingness to participate - 5 - 5• post completion activities designed to encourage and continue neighborhood maintenance efforts. D. Implementation aspects 1. The willingness of local lending institution(s) to participate 2. The budget and timetable necessary for completion of the ITA program. E. Potential Displacement The proposal should attempt to identify what residents, if any, will be required to move as a result of the ITA program activities . If possible, the proposal should identify what City assistance is needed to provide displaced residents with acceptable replacement housing in the area of their choice . Priorities/Evaluation/Review Criteria for ITA Proposals 1. Housing Conditions : The housing stock should not be so deterioratec as to make rehabilitation impractical . This is generally true of Improvemen I and II areas as identified in the Residential Improvement Strategy. I�provement III areas may be included in an ITA proposal ;where neighborhood residents propose a program which can meet ITA goals despite extensive deterioration. Conservation II areas may be included �Jhere it can be demonstrated that there is a real need. Conservation I areas are not eligible. 2 . Owner-Occupancy Housing Needs and Opnortunities : A high percentage ' of homeo��nership is required, unless the proposed ITA program is cne that i� designed to increase housing opportunities for large family and low income rental households through renabilitation of single and multi-family properties . As a guideline, owner-occupancy should be higher than the City-wide average ( 60% of one to four unit structures in 1970) . Where concentrated improvement area proposals stress rehabilitation of rental properties, a lower rate of homeownership is acceptable . 3 . Income Level : Th� program area must be eligible for CDBG funding, that is median income for the census tract(s) in which the ITA is to be • - 6 - located must be less than 80� of the median income for the metropolitan area. Program areas meeting all other program criteria, which demonstrate that program participants will be primarily low income households will be preferred. 4 . Boundaries : The appropriate boundary for an ITA is determined by a number of factors, including neighborhood identity, physical boundaries, the extent of deterioration, and the activities to be under- taken. ITA' s should eventually cover a 10 to 20 square block area. As a rule, the greater the amount of work to be done and/or the shorter the completion schedule, the smaller the program area should be. 5. Time Frame : Proposed activities must be completed within five years, �aith most ITA's requiring somewhere between 3 and 5 years. Generally, the larger the area, the longer �he time needed for completion. 6. Resident Participation: The interest and corunitment of area residents is essential to the program's success. Preference will be given to areas demonstrating high levels of interest and firm commitment on the part of homeowners, landlords, commercial property owners , and financial and other institutions. 7. Strategic Location: Preference will be given to locations which allow the effect of improvement in the program area to be "carried overt' • in�o adjacent nei�nborhoods. Such an e�£ect might involve ensurino the stability of sound neighborhoods or reinforcing the improvement of deteriorated areas nearby. 8. Plan Conformance: ITA proposals must be consistent with district level and City-wide plans and the three-year Community Development Plan. Where a general district plan has� not yet been completed, proposals should � be consistent with the district rehabilitation plan. 9. Housing Needs and Goals : Proposals tivhich help to increase housing opportunities and choice for low and moderate income people will be given preference. Of particular concern is housing for large families . . _ 7 _ 10. Program Feasibility: There should be a clear relationship between program ob�ectives and nei�hborhood needs as identified in the ITA Program proposal. Proposed activities should be both reulistic and su£ficient to address needs. 11. Program Coordination: Applicants are encouraged to make full use -of other available programs and services, especially rehabilitation and rental assistance for low income households . Preference urill be given to ITA proposals which incorporate such programs . ITA proposals involving use of private resources (such as local lending institutions) as well as public resources, will also be preferred. 12 . Environmental Assessment : Any potential environmental problems � should be identified and, if possible, resolved. This is particularly important where environmental problems--poor soil conditions or excessive noise, for example-=have contributed to the area' s deterioration. � 13. Displacement : Any potential displacement or other hardship which would be created by ITA activities including code enforcement, must be identified and minimized before an ITA will be approved. . , . Duration and Closeout It is expected that ITA's will last 3 to 5 years. Since ITA residents , and the neighbornood organizaticns are responsible for establishing the ITA program, they are also responsible for monitoring the progress of the program. ITA' s will be monitored on a regular basis . All ITA's will be evaluated by ITA residents, the District organization, the Mayorts Rehabilitation Advisory Committee and City staff on an annual bas�s . If the monitoring and evaluation process indicates that an ITA is not making sufficient progress in meeting program goals, it may be recommended that the ITA be closed-out and a new area selected. . - 8 - . � 2�1322 . If the area is given tentative approval for the installation of assessment-free public improvements, a monitoring report indicating sufficient participation in housing rehabilitation at a level agreed to by the City and district council or if there is not district council, the responsible neighborhood group must be submitted before the Depart- ment of Public Works will be authorized to begin construction of th� improvEmPnts . -�- ' CIT�Y' O�+` �.E'�II`+7-T J�AUL �� � 3 �� ,�, � � � � y � C�_ �j(i '� �FFI�E OF TIIE CIT�Z' COUI�TCIL , ; � �� . �1 i 4 ' � � . . .. . .. .. �1 �1� iTe, . . . . 4Y. �. T ��� Da t e : June 28, 1978 �::� co �� � ��-�r � � � � PO � i 70 : Saint Pdul Ci#y Council FROM � COfI'1Pfitt�'@� Oi1 TNANCE, MANAGEMENT AND PERSONNEL . �Q I''' . RUBY HUN-f"; chaifman, makes the follov��ing report on C. F. C] Ordinance [X�- Resolution � � [� Other T tTLE : The Finance Committee, at their meeting af June 26, 1978 recommended the Resolution approving an ITA Program as recommended to replace the previously approved Policy for Planning, Implementing, Evaluating and Completing a Neighborhood Tdentifiied Treatment Area Program be referred back to the City � Council for final determ�nation. CITY HALL SEVENTH FLOOR SAINT PAUi,, hiINNESOTA 55102 � . � � ..a '�i'J . . . . . , , � May 25, 1978 ' . , , . ATMENT AREA ITA PROGRAM ������ �R���SE� I�ENTIFIE� TRE ( _—._� --. i I ; Program The ITA Program is a program of concentrated housing rehabilitation � undertaken in cooperation with public and private neighborhood and City organizations and staff. In addition to rehabilitation assistance, a neighborhood may wish to propose many other acti:vitles including: � 1 . Removal of Substandard Structures ' i 2. Certificate of Occupancy � 3. Premises Survey of Security Needs 4. Public Improvements 5. Other programs to improve housing opportunities and conditions In order for these activities to be approved for an ITA, the neighborhood organization and the ITA residents must have a strong commitment to its planning, implementation, completion and evaluation. Program Areas � It is expected that four to six ITA areas, ranging in size from 10 to 20 square blocks (the average City block being 250' x 600' and 30 structures) , I will be approved in the first year. Those areas which will be considered as � � eligible for this program should generally meet the definition of an Improvement � II area: 20 to 39 percent of the structures needing major repair and 80 percent or less of the structures needing minor repair; however, other areas will be considered if effective proposals and strategies for meeting the needs of the area can be developed. ITA Planning Strategy ITA program areas should be designed to carry out their plans within a 3 - 5 year period. The proposal must designate a 10 - 20 block area to be covered by the end of that period, but may start detailed planning with an . . , � � � - 2 - area as small as 2 - 5 blocics and indicate phased expansion to additional areas. These designated areas may be changed, as conditions indicate. Intended Benefits and Achievements The intent of designating an area an ITA is to concentrate staff �efforts, rehabilitation trends and other programs in order to achieve a substantial improvement in housing conditions and public facilities and to help meet housing needs and increase housing opportunities. The City encourages the strategy of improving areas which are situated between a stable neighborhood and a deteriorating area and which show the greatest potential for revitalization. To accomplish this goal requires a great deal of cooperation between the City, the neighborhood, and the private sector. The City is developing an exterior improvement program as an incentive for participation in the ITA Program. This program would provide loans or grants for exterior improvements to homeowners who participate in the City's rehabilitation program. The c;ty may also recommend that the certificate of occupancy program for non-owner occupied (3 or more units) structures be enforced in an ITA. The ITA program should provide a program for neighborhood revitalization that includes multi-family rehabilitation where applicable, and which recognizes the potential for displacement. A strategy for addressing any hardships or displacement as a result of ITA activities must be included in the plan. ITA's which demonstrate a firm and substantial preliminary level of ne�ghborhood participation in housing rehabilitation will also be eligible to apply for the installation of assessment-free public improvements (streets, curbs, sidewalks, lights, etc.). Public improvements will be budgeted as part of the Residential Street Paving Program, and ITA's will be given a priority rating. . . , � � - 3 - In addition, it is expected that ITA's may include neighborhood-based Programs to address such things as: - Crime Prevention - Sanitation - Land Use Plans - Reforestation - Schools - Traffic - Playgrounds - Others as Appropriate - Fire Prevention The City will give priority to proposed solutions to these problems in ITA areas. Application Process The' ITA Program is a program for neighborhood revitalization, and this makes ITA residents the focal point. Recognized District Councils are responsible for the actual approval and submission of ITA applications which must include the following information: I. Application Requirements A. An explanation of how the specified neighborhood area and proposed ITA Program meet the general criteria for an Improvemen� II area, as established in the Residential Improvement Strategy. Supporting material should include: 1 . Boundaries and size of proposed ITA; and a specific timetable for "phasing-in" blocks that will not be treated in the first year. 2. Land use maps 3. Number/percent of owner-occupied structures among 1-4 unit structures 4. Number/percent of single/multi-family units 5. Other information as the applicant feels useful B. An explanation of the manner in which the proposed ITA�Program ties in with and helps to implement plans, whether a district plan or a City-wide plan, including an explanation of how the ITA Program will satisfy some or all of the goals and objectives established in the District Rehabilitation Plan and the three-year Community Development Plan which includes the Housing Assistance Plan. Supporting material should include: 1 . A list of ineasurable physical changes indicating intended levels of accomplishment; �Copies of the Residential Improvement Strategy are available from the Division of Planning, 421 Wabasha Street, Saint Paul , Minnesota 55102. Telephone inquiries should be directed to_ the Division Librarian at 298-5523. . ' � � . - 4 - 2. A discussion of the activities and programs which will be used, 'I such as: � a. Removal of Substandard Structures ' b. Certificate of Occupancy c. Urban Homesteading d. Premises Survey of Security Needs e. Non-owner occupied rehabilitation programs (i .e. Section 8 City's Program, 312, MHFA) f. Public Improvements including types and locations of desired public improvements g. Selective Clearance h. Spot acquisition 3. Costs (amount of money needed to complete project within 3 - 5 years) ; 4. City assistance desired and type of ski1J (e.g. , planner, rehabilitation specialist, engineer, community organizer, etc.) C. A discussion of Citizen Participation ir�cluding: 1 . guidelines for ITA resident involvement and utilization of rehabilitation programs 2. a statement of citizen responsibility 3. an indication of the preliminary level of commitment 4. publicity techniques utilized to operate interest and contact residents and indications of their willingness to participate 5. post completion activities designed to encourage and continue neighborhood maintenance efforts. D. Implementation aspects 1 . The willingness of local lending institution(s) to participate 2. The budget and timetable necessary for completion of the ITA program. E. Potential Displacement The proposal should attempt to identify what residents, if any, will be required to move as a result of the ITA program activities. If possible, the proposal should identify what City assistance is needed to provide displaced residents with acceptable replacement housing in the area .of their choice. ' � �_ . - 5 - ' Priorities/Evaluation/Review Criteria for ITA Proposals 1 . Housing Conditions: The housing stock should not be so deteriorated as to make rehabilitation impractical . This is generally true of Improvement I and II areas as identified in the Residential Improvement Strategy. Improvement III areas may be included in an ITA proposal where neighborhood residents propose a program which can meet ITA goals despite extensive deterioration. Conservation II areas may be included where it can be demonstrated that there is a real need. Conservation I areas are not eligible. 2. Owner-Occupancy Housing Needs and Opportunities: A high percentage of homeownership is required, unless the proposed ITA program is one that is designed to increase housing opportunities for large family and low income rental households through rehabilitation of single and multi-family properties. As a guideline, owner-occupancy should be higher than the City-wide average (60% of one to four unit structures in 1970): Where concentrated improvement area proposals stress rehabilitation of rental properties, a lower rate of homeownership is acceptable. 3. Income Level : The program area must be eligible for CDBG funding, that is median income for the census tract(s) in which the ITA is to be located must be less than 80% of the median income for the metropolitan area. ; Program areas meeting all other program criteria, which demonstrate that program participants will be primarily low income households will be preferred. 4. Boundaries: The appropriate boundary for an ITA is determined by a number of factors, including neighborhood identity, physi.cal boundaries, the extent of deterioration, and the activities to be undertaken. ITA's should eventually cover a 10 to 20 square block area. As a rule, the greater the amount of work to be done and/or the shorter the completion schedule, the smaller the program area should be. . . . " � • - 6 - II � , , • ; 5. Time Frame: Proposed activities must be completed within five years, with most ITA's requiring .somewhere between 3 and 5 years. Generally, the larger the area, the longer the time needed for completion. 6. Resident Participation: The interest and commitment of area residents is essential to the program's success. Preference will be given to areas demonstrating high levels of interest and firm corr�nnitment on the part of homeowners, landlords, commercial property owners, and financial and other institutions. 7. Strategic Location: Preference will be given to locations which allow the effect of improvement in the program area to be "carried over" into adjacent neighborhoods. Such an effect might involve ensuring the stability of sound neighborhoods or reinforcing the improvement of deteriorated areas nearby. 8. Plan Conformance: ITA proposals must be consistent with district level and City-wide plans and the three-year Corrmwnity Development Plan. Where a general district plan has not yet been completed, proposals should be consistent with the district rehabilitation plan. 9. Housing Needs and Goals: Proposals which help to increase housing opportunities and choice for low and moderate income people will be given a high priority. Of particular concern is housing for large families. 10. Proqram Feasibility: There should be a clear relationship between program ob�ectives and neighborhood needs as identified in the ITA Program proposal . Proposed activities should be both realistic and sufficient to address needs. 11 . Proqram Coordination: Applicants are encouraged to make full use of other available programs and services, especially rehabilitation and rental assistance for low income households. Preference will be given to . . . . - � �. . - 7 - . . ITA proposals which incorporate such programs. ITA proposals involving use of private resources (such as local lending institutions) as well as public resources, will also be preferred. 12. Environmental Assessment: Any potential environmental problems should be identified and, if possible, resolved. This is particularly important where environmental problems--poor soil conditions or excessive noise, for example--have contributed to the area's deterioration. . 13. Displacement: �Any potential. displacement or other hardship which would be created by ITA activites including code enforcement, must be identified and minimized before an ITA will be approved. Duration and Closeout It is expected that ITA's will last 3 to 5 years. Since ITA residents and the neighborhood organizations are responsible for establishing the ITA program, they are also responsible for monitoring the progress of the program. ITA's will be monitored on a regular basis. All ITA's will be evaluated by ITA residents, the District organization, the Mayor's Rehabilitation Advisory Committee and City staff on an annual basis. If the monitoring and evaluation process indicates that an ITA is not making sufficient progress in meeting program goals, it may be recommended that the ITA be closed-out and a new area selected. If the area is given tentative approval for the installation of assessment- free public improvements, a monitoring report indicating sufficient participation in housing rehabilitation at a level agreed to by the City .and district council or if there is no district council , the responsible neighborhood group must be submitted before the Department of Public Works will be authorized to begin construction of the improvements.