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PINK � FINANCE CITY OF SAINT PAUL Council !d f
C�ANARV..- DEPARTMENT File NO.
lUE - MAVOR
E:i.tyAttny/�'IIi . .
Co�nc�l Resolut�on
Presented By
Referred To Committee: Date
Out of Committee By Date
RESOLUTION APPROVING THE ISSUANCE BY THE HOUSING AND REDEVELOPMENT
AUTHORITY OF THE CITY OF SAINT PAUL, MINNE30TA OF HOUSING DEVELOPMENT
REVENUE BONDS (GALLERY TOWERS PROJECT) OF THE CITY IN FURTHERANCE OF
THE REDEVELOPMENT PLAN FOR THE SEVENTH PLACE REDEVELOPMENT PROJECT,
COMMUNITY DEVELOPMENT DISTRICT 17, AND APPROVING CRITERIA FOR MORTGAGE
LOANS FOR THE GALLERY TOWERS PROJECT
BE IT RESOLVED by the Council of the City of Saint Paul:
1. The members of this Council, meeting as the commissioners
and governing body of the Housing and Redevelopment Authority of the
City of Saint Paul, Minnesota (the HRA) approved on April 18, 1979 ,
by unanimous vote, a proposal presented by Galleria Towers, now known
as Gallery Towers, a partnership of Ted Glasrud Associates , Inc. and
Sherman Investment Corporation (the Developer) , to complete the devel-
opntient of Block 7A, Seventh Place Rede�elopment Project, Community
Development District 17, by the purchase of air rights over the north-
west approximately one-quarter of the City parking ramp in that block
and the construction of a condominium apartment building to contain
residential family living units (the Project) . The proposal �was
conditioned upon the financing of loans for the construction of the
' Project and for the acquisition of dwelling units therein by individuals
_ by the issuance of tax exempt revenue bonds or notes. The amount of
financing required was estimated at $10,000 ,000. By said action, the
City and HRA undertook to finance the construction and long term
financing of the Project by the issua�ce of Housing Development Revenue
Bonds of the City in an amount not to exceed $10,000 ,000, and directed
COUIVCILMEIV Requested by Department of:
Yeas Nays
Butler [n Favor
Hozza
Hunt
Levine __ Against BY � _
Maddox �
Showalter
Tedesco Form Approved City At orne
Adopted by Council: Date
Certified Yassed by Council Secretary BY �
By
l�lpproved by 1Aavor: Date _ Approve by Mayor for Submission to Council '
By — — BY
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the HRA staff to develop final agreements with the Developer
to make such financing possible. These agreements and the
preparation of final Revenue Bond documents were formally
approved by Resolution adopted by the Council on May 17, 1979 ,
Council File No. 272972.
2. The foregoing was the culmination of
approximately four years of action by the Mayor, Council,
HRA and their staffs looking toward the redevelopment of
Block 7A and of the Project site in particular, including
the issuance of general obligation bonds of the City for
site development and the execution of development
agreements with the predecessor developer e�lected in
1975, the revision of such agreements, substition of
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developers , and construction of the city parking ramp in
1976 and 1977, and the preparation of documents looking
toward a different type of public revenue financing in
1978, which proved impractical to accomplish. Subsequent
to said action the HRA staff proceeded to finalize
agreements regarding design, reimbursement of site
purchase and improvement costs and financing which were
approved by the HRA and Council . Pursuant to Minnesota
Laws 1975, Chapter 260, Sec tions 1, 3 and 4 , and the
Regulations contained in Chapter 72 of �the Saint Paul ,
Minnesota , Administrative Code (codifying Ordinance No.
15975, adopted March 16 , 1976, as amended by Ordinance No .
16504, adopted February 13 , 1979, and as further amended
by Ordinance No. 16592, adopted October 23 , 1979) (the
Req ulations) , the Mayor , in cooperation with the HRA, has
developed the City' s program for public revenue bond
financing of mortgaqP loans for the construction and long
term financinq of the Project and has formulated criteria
for the making of such loans and the issuance of Housing
Development Revenue Bonds� for that purpose.
3. Pursuant to the City' s agreement of April 18 ,
1979, and in accordance with the Regulations and the
criteria developed hy the Mayor , the HRA has, by
Resolution adopted December 19 , 1979 (the R;esolution) ,
provided for the issuance and sale of Housing Development
Revenue Bonds (Gallery Towers Project) of the City _ in the
principal amount of $10 ,000, 000, or so much thereof as
shall be advanced pursuant to the Resolution for the
construction and long te.rm financing of the Project, and
has approved the form of a Loan Agreement by and among the
HRA, on behalf of the City, and the Developer and
Northwestern National Bank of Minneapolis, as purchaser of
the Revenue Bonds , on behalf of itself and other
participating financial institutions, and the form of the
Revenue Bonds to be issued, and has provided for the
registration of exchange and transfer of the Revenue Bonds
upon the assumption by Eliqible Borrowers of portions of
the principal amount of the Loan, and for certifications
and procedures to establish eligibi].ity o� such borrowers ,
and has authorized the execution of other documents in
connection therewith. The Council has reviewed the
Resolution and the forms of documents approved thereby,
and approves the Resolution and documents, subject to such
moc�ifi,�ations as may be found necessary and appropriate,
insuhstantial in nature, and consistent with the Act and
the Regulations, which are approved by the City Attorney
pr'ior to adoption , anc� approves the issuance anc� sale of
the Revenue Bonds by the HRA on behalf of the City of
Saint Paul , as provided in said Resolution and documents.
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4. The criteria for the making of mortgage loans
for the construction and long term financing of the
Project which have been developed by the Mayor are hereby
approved and ar_e as follows:
CRITERIA FOR MORTGAGE LOANS
FOR GALLERY TOWERS PROJECT
. P'reamble
Multifamily housing developments , like other
construction in the redevelopment of a Pormerly blighted
or deteriorated area, should be substantial , attracti��e
and permanent to prevent a recurrence of the conditions
causing �edevelopment, and to preserve the tax base needed
to finance municipal service. To this end they should
provide basic amenities comparable to those of single
famity homPS. The cost of such construction must be
reflected in the rentals or the sale price of dwelling
units in the developments. Public revenue financing of
construction reduces capital` cost by reducing interest
during the construction period, making the dwelling units
generally affordable by families with a lower level of
income. Long term public revenue financing of ownership
is desirable to reduce occupants ' rentals or mortgage
payments to a still lower affordability level. The
enlargement of the market thus made possible not only
helps to make redevelopment of deteriorated areas more
economically feasible , but also answers the needs of
elderly citizens and those of modest means for housing
that will enable them to stay in or return to the City.
However , the cost of construction necessar.y to meet the
objectives of redevelopment must be the basis for
determining the level of income at which rental or
purchase is affordable without direct subsidy of rent or
mortgage payments.
Cr. iteria
(1) The criterion for determining whether
construction financing may properly be provided in whole
or in part by the issuance of Housing Development Revenue
Bonds for the Project , or whether such financing is
otherwise available from private lenders upon terms and
conditions which are affordabte by a Developer applying
for public financing , shall be whether :
(a) The plans and specifications for the Project
have been approved by HRA as suitable and necessary to
complement existing and planned construction in meetinq
the objectives of the City ' s plan for the redevelopment of
the area :
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(b) Financing from private sources is
unavailable, or is available only at an interest cost
which, when combined with the cost of acquisition and
construction and other costs incidental to construction of
the Project, would impair the marketability of the
dwelling units to be provided, or the housing and
redevelopment objectives of providing them, by excluding
middle-income purchasers .or renters ; and
(c) Revenues which may be produced by the
marketing or rental of dwelling units, in the number and
upon the terms made possible by public revenue financing ,
are estimated to be sufficient to meet payments when due
on the Revenue Bonds.
(2) The criterion for determining whether the
purchase of a dwelling unit in the Project may properly be
financed in whole or in part by permitting the purchaser
to assume a portion of the ��loan made to the Developer for
construc tion, or whether such financing is otherwise
available from private lenders upon terms and conditions
which are afforda ble by the purchaser , shall be whether :
(a) The interest rate, discount and term then
available in the conventional mortgage market for a
comparable mortgage loan is ascertained from a qualified
l.ending instituti.on and verified by the HRA Director to
the best of his information and belief ;
(b) The annualized amounts of principal and
interest payments, taxes, insurance and common expenses
(as defined in Minnesota Statutes Section 515 ,02,
Subdivision 8) are computed by the HRA Director to the
best of his information and belief , in cooperation with
the Developer and financial institution;
(c) The Adjusted Annual Income of_ the applicant
is computed by the HRA Director from information certified
by the applicant, as:
(1) Gross famity income f_rom al1 source s, less :
( 2) The following : (a) the income of any
resic�ent (except the primar.y income
recipient) who is under eighteen years of
age or a fulJ..-time student and who is
related by bloo�, adoption or marriage to a
resi�3ent income recipient or his/her spouse;
(b) nonrecurring income as determined by the
HRA Director and sums received for foster
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child care � (c) extraordinary medical or
other expenses as the HRA Director approves
for exclusion ; (d) income of each additional
income recipient eighteen years of age or
older , other than the primary income
recipient, but not exceeding the amount of
$750 ; (e) an amount equal to $750 for each
resident of the dwelling unit who is
eighteen years of age or over (maximum of
two) and $500 for each additional resident ;
(f) an amount up to $750 for child care
expenses that are eligible for deduction
under United States Internal Revenue Service
Tax Regulations, but not exceec3ing the
amount of $750.
(d) The total of the annualized amounts referred
to in clause (b) exceeds 20 percent of the Adjusted Annual
Income computed pursuant to clause (c) , in which case the
applicant shall be deemed an Eligible Borrower .
(3) Additional criteria and requirements for
public financinq of the Project by the issuance of Housing
Development Revenue Bonds 5ha11 be that:
(a) Upon the sale of each dwetling unit an
amount which is not less than 90� of the gross sales price
of the dwelling unit, less any portion of the principal
amount of the Revenue Bonds which is assumed by a
purchaser who is an Eligible Borrower , shall be deposited
in a Collateral Account with Northwestern National Bank of
Minneapolis (the original purchaser of the Revenue Bonds)
as securit�� for performance of the Developer ' s obligations
with respect to the Revenue Bonds. Nothing herein
prevents the sale of a dwelling unit to a person who is
not an Eligible Borrower , if 90$ of the sale price is
deposited as required herein.
(b) The Developer shall be required to prepay
the entire principal amount of the Revenue Bonds which has
not been assumed by Eligible Borrowers by September 1,
1981 (and may use the Collateral Account for this purpose) .
(c) The holder or holders of the Revenue Bonds �
shall be required to satisfy themselves of the credit
worthiness of the Developer and of each Eligible Borrower
obligated for any portion of the loan financed by the
Revenue Bonds, and of the sufficiency of any mortgage or
security agreement given them by the Developer or an
Eligible Borrower , and the City shall make no
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WH�TE - Ci,TV CL�ERK COI1fIC11
PINK -��FINANCE GITY OF SAINT PAUL.
- CANARVr- C)EPARTMENT
�B�U E , -•M A V!O R � FIIE N O.
r
Council Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
representation to the holders except as to the proper organization of
the City and its authority and the propriety of its corporate action
taken to authorize, issue and sell the Revenue Bonds and pledge and
assign to the holders for the security thereof all payments receivable
and all of its rights under the documents executed on behalf, evidencing
the obligations of the Developer and Eligible Borrowers with respect to
the repayment of the loan of the proceeds of the Revenue Bonds.
(d) The Revenue Bonds shall not be payable from nor a charge
upon any funds of the City or the HRA other than the loan repayments
pledged to the payment thereof. The City and the HRA shall not be
subject to any other pecuniary liability thereon. No holder or holders
of the Revenue Bonds shall ever have the right to compel any exercise
of the taxing power of the City to pay the Revenue Bonds or premium or
interest thereon.
(e) The effectiveness of public revenue financing for urban
renewal and housing for citizens depends upon the exemption of interest
payable on Revenue Bonds issued for these purposes from income taxation
by the federal and state governments (other than the Minnesota corporate
franchise and bank excise taxes measured by income, an�. federal income
taxes oh interest on bonds while held by users of the facilities financed
thereby or related persons) . No representation can be made as to the
possibility or effect of future federal or state legislation or regula-
tions purporting to tax such interest. However, the HRA may secure and
furnish to bond purchasers opinions of counsel as to the effect, if any,
of any pending legislation or regulations, and may by resolution provide
for an increase in interest rate or mandatory redemption of bonds from
payments required from obligors on the loan, in the event of a Determina-
tion of Taxability, as defined in the Loan Agreement.
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COUNCILMEN
Yeas Nays /� Requested by Department of:
/�
H�� �c��-��� � [n Favor ;
Hm�• ' C.�
Levine _ d __ Against BY
Maddox �
Showalter
Tedesco DEC 2 p �g�g Form Approved by City A orne
Adopted by Council: Date
Certified b Counc� , cre BY `
By �
t�pproved by : Date D�`� � O �g� Ap ve Ma or f r ubmission to Council
By BY
�t�$���H E� �F C �2 9 1979