273244 �WHITE - C�TV CLERK COUflCIl f ( }���
� PINK ` - FINANCE GITY OF SAINT PAUL F.� � t.a
CANARV - DEPARTMENT
BLUE - MAVOR File NO.
��At�y�� r,_„� o�ncil Resolution
;�
Presented By
Referred To Committee: Date
Out of Committee By Date
WHEREAS:
A. The Council has by Resolution No. 273122 adopted on June 7,
1979 and approved by the Mayor on June 8, 1979 authorized the issuance
and sale of $4, 865,000 General Obligation Capital Improvement Bonds,
Series 1979, to be dated August 1, 1979 ;
B. The appropriate City Officers have, pursuant to said resolu-
tion, caused proper published notice of the sale of the bonds to be
given as required by law, and sealec? bids, pursuant to said Notice of
Sale, were received until 10 :00 o'clock A.M. , Central Time, on Tuesday,
June 26, 1979, in the office of Bernard J. Carlson, Director, Department
of Finance and Management Services, 109 City Hall, St. Paul, Minnesota;
and
C. The Director, Department of Finance and Management Services
of the City has advised the Council that the bid of The First National
Bank of Chi�a o d
was oun to e e mos a van ageous an as recommen e a sai
bid be accepted. •
NOW, THEREFORE, BE �� RESOLVED THAT:
l. The bid of �e First National Sank of C'hi aacrn
and Associates
to pur ase , , Genera O igation Capita Improvement Bon s,
Series 1979, of the City in accordance with the Notice of Bond Sale
at the rates of interest hereinafter set forth and to pay, therefore,
the sum of $4 ,865,000 plus a premium of $�� is hereby found,
determined and declared to be the most favor e i received and is
he reby accepted and said bonds are hereby awarded to said bidder;
COUNCILMEN
Yeas Nays Requested by Department of:
Butler Financ nd Man nt Services
Hozza In Favor
Hunt
Levine ,. _ Against B
Maddox lrector
Showalter
Tedesco � � Form Approved by City Attor y
Adopted by Council: Date
Certified Y�ssed by Council Secretary BY �
By w
A►pprove��by iVlavor: Date _ Approved by Mayor for Submission to Council
By _ - BY
WHITE - CITV CLERK ������
PINK - FINANCE (jITy OF SAINT PAUL Council
+CANARY,- DEPARTMENT File NO. 4
BLUE - MAVOR
� � Co�ncil Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
2.
2. The Director, Department of Finance and Management Services , is
directed to retain the deposit of said bidder and to forthwith return
the good faith checks or drafts to the unsuccessful bidders;
3. Said bonds shall be payable as to principal and interest at
Chemical Bank, New York City, or The First National Bank of Saint Paul,
at the option of the holder, or any successor paying agent duly appointed
by the City;
4. The bonds bearing the serial numbers and maturing on February 1
in each of the years as follows shall bear interest as follows :
Year Bond Numbers Interest Rate
1981 1 - 84 6.25$
1982 85 - 175 6.25$
1983 176 - 271 6.00$
1984 272 - 373 5.25$
1985 374 - 480 5.25$
1986 481 - 593 5.25$
1987 594 - 713 5. 30$
1988 714 - 839 5.30�
1989 840 - 973 5.30$
5. The Council hereby ratifies and approves each and every act of
its subcommittee on Finance and Sinking Funds in connection with the
sale of said bonds;
6. Said bonds shall be executed by the facsimile of the official
- seal of the City of Saint Paul and signed by the facsimile signature of the
Mayor, attested by the facsimile signature of the City Clerk and counter-
signed by the facsimile signature of its Director, Department of Finance
COUNCILMEN
Yeas Nays Requested by Department of:
Butler [n Favor
Hozza
Hunt
Levine __ Against BY
Maddox
Showalter
Tedesco Form Approved by City Attorney
Adopted by Council: Date
Certified Yassed by Council Secretary BY
By
/lpproved by :Navor: Date _ Approved by Mayor Eor Submission to Council
By _ BY
M�HITE - CITV CI.ERK ������ �
PINK �- - FINANCE G I TY O F SA I NT PA U L Council �
'CANARV'�- DEPARTMENT � !'
BIUE - MAVOR File NO•
� Council Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
3.
and Management Services, and re-executed by the manual signature of one
of such officers, and the interest coupons attached to each bond shall
be executed by the facsimi.le signatures of said officers;
7. The bonds of said issue shall mature without option of prepay-
ment shall be dated August 1, 1979 , and shall be numbered 1 - 973, both
inclusive. Interest on said bonds will be payable February l, 1980,
and semi-annually thereafter on August 1 and February 1 in each year;
8. Said bonds and the coupons attached thereto shall be in sub-
stantially the following form, which has been approved by the City
Attorney of the City of Saint Paul, and is hereby approved and adopted:
UNITED STATES OF AMERICA
STATE OF MINNESOTA
COUNTY OF RAMSEY
CITY OF SAINT PAUL
GENERAL OBLIGATION CAPITAL
IMPROVEMENT BOND, SERIES 1979
No. $5,000
KNOW ALL MEN BY TFiESE PRESENTS, that the City of Saint Paul, in
the County of Ramsey and State of Minnesota, �cknowledges itself to be
indebled and for value received hereby promises to pay to bearer,
without option of prepayment, the sum of Five Thousand Dollars ($5,000)
on the first day of February, , together with interest thereon
from the date hereof until the p—r cipal sum is paid at the rate of
percent per annum, payable February, 198Q, and semi-
annua y erea ter on the first day of August and the first day of
COUNCILMEN
Yeas Nays Requested by Department of:
Butler In Favor
Hozza
Hunt
Levine _ __ Against BY —
Maddox
Showalter
Tedesco Form Approved by City Attorney
Adopted by C ouncil: Date
Certified Passed by Council Secretary BY
sy�
t�pproved by 1�lavor: Date _ Approved by Mayor for Submission to Council
By BY
WMiTE - UTV CLERK ������
PINK - FINANCE COVnCII
''CANAR1r- DEPARTMENT C I TY OF SA I NT PAIT L File NO. t S�
BLUE - MAVOR
� � Co�ncil Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
4.
February in each year as evidenced by and upon the presentation and
surrender of the annexed interest coupons as they severally become due.
Both principal of and interest on this bond are payable in lawful money
Of the United States of AmeriCa at Chemical Bank, New York City
or �'he First National Bank of Saint Paul
at e op ion o e o der or any successor paying agen u y appoin ed
by the City and for the prompt payment of this bond, both principal and
interest, when due, the full faith and credit of the City of Saint Paul
are irrevocably pledged.
This bond is one of a series of bonds issued and sold by the City
of Saint Paul, in the aggregate principal amount of Four Million Eight
Hunclred Sixty-five Thousand Dollars ($4,865 ,000) authorized pursuant to
Laws of Minnesota 1971, Chapter 773, as amended by Laws of Minnesota
1974, Chapter 351, as amended by Laws of Minnesota 1976, Chapter 234,
and Laws of Minnesota 1978, Chapter 788, for the purpose of procurement
of funds to be used by said City for the acquisition, construction and
repair of capital improvements of the City of Saint Paul in accordanc�
with the provisions of said laws.
It is hereby certified and recited that all things, acts and
conditions required by the Constitution and Laws of the State of Minnesota
and the Charter of said City to happen and be done and performed precedent
to and in the issuance of this bond, have happened and have been done
and performed in regular and due form and time as required by law and
that the issuance of this bond did not cause the total indebtedness of
the said City to exceed any constitutional, statutory, or Charter
limitation.
COUNC[LMEN
Yeas Nays Requested by Department of:
Butler
Hozza [n Favor
Hunt
Levine _ __ Against BY
Maddox
Showalter
Tedesco Form App�oved by City Attorney
Adopted by Council: Date
Certified Passed by Council Secretary BY
gy
Approved by Mavor: Date _ Approved by Mayor for Submission to Council
By _ BY
,;--
WHITE - CITY CLERK ��������
PINK - FINANCE GITY OF SAINT PALTL Council ��
rCANARY- DEPARTMENT Clle NO.
BLUE - MAVOR
� � Council Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
5.
IN WITNESS WHEREOF, the said City of Saint Paul, Ramsey County,
Minnesota, by its Council, has caused this bond to be sealed with the
facsimi.le of its Official Seal to be signed by the facsimile signature
of its Mayor, attested by the facsimile signature of its City Clerk,
and countersigned by the facsimile signature of its Director, Department
of Finance and Management Services, and re-executed by the manual
signature of one of such officers , and each of the interest coupons
hereto attached shall be executed by the facsimile signatures of said
officers as of the first day of August, 1979.
(facsimile) George Latimer
Mayor
Attest: (facsimile) Rose Mix
City C er
Countersigned: (facsimile) Bernard J. Carlson
Director, Department o Finance an
Mangement Services
By: (S E A L )
COUNC[LMEN
Yeas Nays Requested by Department of:
Butler (n Fauor
Hozza
Hunt
Levine _ __ Against BY
Maddox
Showalter
Tedesco Form A pproved by City Attorney
Adopted by Council: Date
Certified Yassed by Council Secretary BY -
By
tlpproved by :Vlavor: Date Approved by Mayor for Submission to Councii
By _ _ gy
WNITE - CITV CLERK
BLUE Y= M�oR E GITY OF SAINT PAUL Council ����L��
�CANAR DEPARTMENT � C,
File N 0.
; � Council Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
6.
COUPON
On the first day of February (August) , , the City of
Saint Paul, Ramsey County, Minnesota, promises to pay to bearer at
Chemical Bank, New York City
or The First National Bank of Saint Paul �
at e option o e o er, or any successor paying agent u y
appointed by the City the sum shown hereon for interest then due on
- its General Obligation Capital Improvement Bond, Series 1979 , dated
as of August 1, 1979, No. .
(facsimile) George Latimer
Mayor
Attest: (facsimile) Rose Mix
ity Cler �-
Countersigned: (facsimile) Bernard J. Carlson
Director, Departmen o F nance
and Management Services
COUNCILMEN
Yeas Nays Requested by Department of:
Butler
Hozza In Favor
Hunt
L.evine __ Against BY
Maddox
Showalter
Tedesco Form Approved by City Attorney
Adopted by Council: Date
Certified Passed by Council Secretary BY
By.
/#pproved by :Navor: Date _ Approved by Mayor for Submission to Couneil
By — BY
N�H17E - CITV CLERK /}��°.,1���
Council �`" o F
PINK � — FINANCE GITY OF SAINT PAUL
�CAN.ARY - DEPARTMENT File NO•
BLUE -. MAVOR
e � �-a
Council Resolution �
Presented By
Referred To Committee: Date
Out of Committee By Date
7.
9. The full faith and credit and taxing power of the City are
hereby pledged for the prompt and full payment of both the principal
and interest of said boncls;
10. The City will not make any use of the proceeds of the Bonds
to be issued which, if such use had beszreasonably expected on the date
of delivery of and payment for the bonds , would have caused such obliga-
tions to be arbitrage bonds within the meaning of Section 103 (C) of the
Internal Revenue Code and any applicable regulations promulgated
thereunder; and the City will and will cause any other entity authorized
to invest said bond proceeds for the City to comply with the requirements
of said Section 103 (C) and all applicable regulations pertaining thereto
while the bonds to be issued hereunder remain outstanding; and
11. The proceeds of said bonds shall be credited to an account
hereby established and designated Capital Improvements Account of 1979.
The nionies in said account shall be used and applied for the purpose
prescribed by Laws 1971, Chapter 773, as amended, and the balance in
sai.d account after payment of the costs of the program, if any, together
with accrued interest received upon the delivery of said bonds shall be
credited to the Sinking Fund Account for such obligations.
COUNCILMEN
Yeas Nays Requested by Department of:
�er ��, [n Favor
Hunt
Levine _ � __ Against BY
Maddox
Showalter
Te JUN 2 9 1979 Form Approved by City Attorney'
Ado y Council: Date
Certifie y ct�tary BY
B� �
A�pp by �Navor. _ JUL �+ '�'� Approved by Mayor for Submission to Council
By BY
�I�.t� JUL ? 197'9
�����
SPF�NGSTED INCORPORATED MUNICIPAL CONSULTAfvT'S �
8000SBORN BUILDING • SAINT PAUL,MINNESOTA 55102 • t612)222-4241
_ _
$4,865,000
GENERAL OBLIGATION CAPITAL IMPROVEMENT BONDS, SERIES 1979
CITY OF SAINT PAUL, MINNESOTA
AWARD: THE FIRST NATIONAL BANK OF CHICAGO �
THE NORTHERN TRUST COMPANY
CONTINFNTAL ILLINOIS iVATIONAL BANK AND TRUST COMPANY OF CHICAGO
CHICAGO, ILLINOIS
And Associates
SALE: JUNE 26, 1979 Moody's Rating: Aa
S & P Rating: AA
Net Interest
Bidder Coupons Price Cost & Rate
THE FIRST NATIONAL BANK OF 6.25% 1981-82 $4,865,506.00 $1,538, 197.75
CHICAGO 6.007 1983 (5.3825y)
THE NORTHERN TRUST COMPANY 5.25% 1984-86
CONTINENTAL ILLINOIS NATIONAL 5.30� 1987-89
BANR AND TRUST COMPANY OF
CHICAGO
Mellon Bank, N.A.
E. F. Hutton & Company, Inc.
The Philadelphia National
Bank
Mercantile Trust Company, N.A.
Girard Ban1c
LaSalle National Bank
• Loeb Rhoades, Hornblower & Co.
The Bank of California N.A.
American National Bank & Trust
Company
Zahner and Company
William Blair & Company
Hutchinson, 5hockey, Erley
& Co.
Wm. C. Roney & Company
Van Kampen Sauerman Inc.
HARRIS TRUST AND SAVINGS 6.20% 1981-83 $4,865,248.00 $1,554,488.25
BANK 5.25I 1984-85 (5.4396%)
BANCNORTHWEST � 5.30% 1986-87
Lehman Brothers Kuhn Loeb, 5.40% 1988-89
Incorporated
John Nuveen & Co., Inc.
Loeb Rhoades, Hornblower & Co.
L. F. Rothschild, Unterberg,
Towb in
First National Bank in Dallas
First Wisconsin National
Bank of Milwaukee
First Pennco Securities Iric.
European-American Bank & Trust
Company
Trust Company Bank
Southeast First National Bank
of Miami
Paine, Webber, Jackson &
Curtis, Incorporated
Industrial National Bank of
Rhode Island
J. C. Bradford & Co.
United Missouri Bank of Kansas
City, N.A.
Bevill, Bresler & Schulman,
Incorporated
yfabon, Nugent & Co.
American National Bank and
Trust Company of Chicago
Banco Popular De Puerto Rico
(continued)
Cowen & Co.
Doft & Co. , Inc.
First National Bank in Atlanta
Chester Harris & Co. , Inc.
Hartford National Bank & Trust
Co.
Legg Mason Wood Walker, Inc.
Sears Bank and Trust Company
Commerce Bank of Ka.nsas City, N.A.
Elkins, Stroud, Suplee & Co.
Ernst & Co.
Frank Henjes & Company, Inc.
J. A. Overton & Co.
Shaughnessy & Company, Inc.
Union Planters National Bank
of Memphis '
MORGAN GUARANTY TRUST COMPANY 5.40% 1981-8F! $4,865,254.00 $1,555,661.00
OF NEW YORK 5.60% 1989 (5.4436%)
SALOMON BROTHERS
BEAR, STEARNS & C0.
GOLDMAN, SACHS & C0.
DONALDSON, LUFKIN & JENRETTE
SECURITIES CORP.
KIDDER, PEABODY & C0. 6.00% 1981-84 $4,865,592.60 $1,5b1,683.65
INCORPORATED 5.40� 1985 (5.4647%)
DREXEL, BURNHAM LAI�ERT INC. 5.25% 1986
AND ASSOCIATES 5.30% 1987-88
5.40% 1989
BACHE HALSEY STUART SHIELDS 6.25% 1981-83 $4,865, 184.80 $1,567,131.45
INCORPORATED 5.625% 1984 (5.48379%�. .
5.25% 1985
5.30% 1986
5.35% 1987
5.40� 1988-89
� CITIBANK, N.A. 6.30% 1981-83 $4,865,987.50 $1,56b,700.00
THE FIRST BOSTON CORPORATION 5.60% 1984
BANK OF AMERICA, N.T. & S.A. 5.30% 1985-87 �5.4822%)
United California Bank 5.40,°6 1988-89
Weeden & Co. , Inc.
North Carolina National Bank
Stephens, Inc.
First National Bank of Boston
Brown Brothers Harriman & Co.
Bank of the Commonwealth
The Chicago Corporation
Marine National Exchange Bank
Roosevelt & Cross, Inc.
Rotan Mosle, Inc.
Thomson McKinnon Securities, Inc.
R. W. Corby, Inc.
Blunt Ellis & Loewi, Inc.
CHEMICAL BANK 5.40% 1981 $4,865,017.15 $1,567,555.35
BLYTH EASTMAN DILLON & CO. , 5.60% 1982-86 (5.4852%)
INC. 5.35% 1987
SMITH BARNEY, HARRIS UPHAM 5.40Y 1988
& CO. , INC. 5.45% 1989