272972 WHITE - CiTY CLERK
qINK ,��FINANCE G I TY OF SA I NT PAU L Council ('� �
CANARY - DEPARTMENT File NO.�/�� / /
� BIUE - MAYOR
��At�� Council Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
�ULLTI.'I�T C�IVING PRELT��� APP�VAL 'I�D A PRQ7�3CI' ADID AUTI�KCZING
TI� ISSL�fNC'E OF HOL1SIr1G L)EVELOPN�IT REVF� BOND6 TE��pR LA�iL�Et
LAWS 1975, Q�iAPTE'Et 260, OR BO'I'fi; AU'1�IORIZING EXE]CUI'IUN OF A PREL,IlK—
�` IlvARy A�; AND AUIiiORIZING '1�3E P�PARATION OF 1�IDC�'SSARY
DOCtA�'N].'S
Tn��EREAS, the Minnesota Legislature has � L�.ws 1975,� C�apter �6Q (the Act) .
�der which the City is authorized to isgta� revenue boazds or axiligatio�.s £or the
Purpose of financing nualti-family housing progra�ns and the City has ad�pted Ordinanc�e
No. 15975, as atrended by Ordinanoe No. 16504, p�n¢�ulgating regulations for th�e City's
Housing and Rehabilitation Finanoe PrograQn (the Regulati.c�as) ; and
WE�REAS, in enacting the Act, the Legislature found that p�wision, maintenance
and pre.servati� of an adequate housing st�oek is rbeoessaxy tA preservatio�n of the
qual.ity of life in a major metropolitan city and is therefore a public pux�ose; and
� �' AS, the pravisi.on, maintenanoe and preservation of adequate housing in
the City enoourages the devel,ognent and reci�ev+elogr�nt of land in the City th�rebY
i�creasing the tax base of the City and ove�xlappa.rig taxing districts; and
w�S, Galleria 'Ibw�ers, a M�u�sata �rsiiip in which the gene�a7- Partn�
are �d G�.asnad �,ssociat�, Inc, �d � �rn�estrrents, Inc. (the Dev�loper),. .k�,ve
;�;cated an interest and c7esire to acquire air rights c�v+er Block 7A in the City and
c+oristruct and equip thex�eon a multi-stoYy builc�.ng coaitaining apprqxi.mately 185
resici�ential living Luzits under oondoani.niimcr uar�ershi.p (the Project) as wiell as
aam�erei.�al and office spa.oe, and the Developer has prop�sed tl�at it assur�e the rights
and responsibilities and abligatians of Fbwltain Dev�elc�pn�ent, a Minnesota p�-�rtnership
�der a Land Sale and Rec�ev�elo�rexit Contract between Fbuntain Dev�elopirent and the
I�ousing and RedevelogY�nt Auth�rity of the City of Saint Paul, Minnesota (the �
with respect tA the develo�nt of air ric�ts dver Block 7A, Seventh Plaoe Redev+eiop-
ment Project, �ity D�v�e].opmexit Program District 17; and
COUNCILMEN Requested by Department of:
Yeas Nays
Butler �a_r+�„�rit of Planni.rtcLand E�o�anic Dev+elogrnnt
Hozza [n Favor
Hunt ,C���.�G:../
Levine __ Against BY _
Maddox
Showalter
Tedesco Form Approved b ity Attorn y
Adopted by Council: Date
Certified Passed by Council Secretary BY
By
Approved by INavor: Date _�_ Approv d by M or r Submis o to Council
BY - — BY
p NIKE � FINANCE RK ��
G I T Y O F s A I N T �A IT L Council �'�j����
CANARY - DEPARTMENT �
BLUE - MAYOR File NO•
Council Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
2.
WF�S, the Developer has pr�posed that the City issue and sell or, pursuant
t+o the Regulations, aut�wrize the HIzA to issue and sell, housing develo�nent
revenue borids (whidz may be in the forr�n of notes, and whether r�ates or bonds herein
referred to as the Bcmds) pursuant to the Act, or other applicable l�v, far� the
purpose of financing the Project, including oertain incidental expenses th�ereto, in
the approxima�be principal atm�t of $10,000,000 and th�e proposal calls for the City
to loan the proa�eeds realized �an the sale of the Bonds to the DeveloPer� Pursuant
t,o a Revenue Agreement wherein the Dev�eloper wi.11 be obligated to ac�quire, ooa�struct
and equip the Project, to apply the pznceeds of the Bonds solely t� the payment of
costs thereof and to make payments �der the Rev+enue AgreP�ment at times and in
aaroiuits sufficient to provic�e for the prompt pa,ymer�t of principal of and interest on
the Bands and all oosts and expe�zses of the City inci3ental to the issuance and sale
of the Bonds; the�roposal furtr�er pmvides that the Project will be imrtgaged and a
security interest therein granted and the City's right and interest in the Revenue
Agr+een�nt assic,�ed for the beriefit and security of the hold�ers fran time to t�me of
the Boa�ds; and -
�EA.S. the City has been aclvised by regresentatives of the Dev�elaper that
a�nventi.oa�al. �.a.l financing tA pay the capital �st of the Froject has ncrt
been o�btair�ed, is avai.lable only o� a limited basis and is mt available upc� teun.s
and oa�ditio�s which are affordable b�r the Develaper so that the eoor�mic feasibility
of a�oquixin9', aonstn�ctin9. �I�PP�J and operating the Project would be significantly
in�a,ired; l�vpx, the Develc�er has also a;dvised tY�e City that the use of naanicipal
financing and the l,ower borrawing oost resulting therefram will materially increasse
the eoo�nic feasibility of the Project and will oonstitute a substantial in�duoanent
t-A the Deve].oper to Lmdertake the Project; and
��5, th�e City has been advised by representatives of the Developer that
oonventiona]., owmtiercial financing is ].ilc�ely r�t to be avai.lable �o som� of the
pot�enti.al purdzase,rs of the oondoaniniun �.its on terntis and ao�ditions affardable by
them so that the eaonanic feasibility of purahasing such Lmits w�uld be significantly
inpaired but that the use of mtmicipal financing and the lower borraaing �st
resultiuzg therefrom wauld make �i.ts available to purchasers otherwise �ble to
►
COUNCILMEN Requested by Department of:
Yeas Nays
Butler [n Favor
Hozza
Hunt
Levine __ Against BY --
Maddox
Showalter
Tedesco Form Approved by City Attorney
Adopted by Council: Date
Certified Passed by Council Secretary BY
g�,
�lpproved by Mavor: Date _ Approved by Mayor for Submission to Council
BY - – — BY
�"�M17E - CITV CLERK y'�/� wn
.PINK .- FINANCE � ` ��' /G
CANARV - DEPARTMENT G I TY OF SA I NT PAU L COURCII � � a
BLUE - MAVOR File NO.
Council Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
3.
afford them an texms and oonditiaris affordable by the�n; and
�AS, the Project is located within the Dev+elc�ment District and is ooaisistent
with and will foxward the public purpQSes of the City in creating the Redevelogrient
Project and Camunity Devnlogr�azt District; and
�EAS, the full faith and credit of the City will nat be plec�ged. or responsible
for the Project or the payir�nt of the principal of and interest on tt�e Honds; �d
Tn�RE7�.S, the City has been requ�ested t�o aufi.twrize its staff to n�tiate a
prelimir�v.y agre�nent with respect to the financing of the Project with the Dev�eloper.
a proposed form of whic� is attached heretb as E�ibit A; and
WE�I�EA.S, Nortl�aestern Natioazal Barilc of Minn�eapolis, being fami.liar with the
Project and the marketability of housing clevelopm�nt revenue bands, has advised this
Coiuicil that in its apinion the Bands in the approximate principal airount of
$10,000,000 may be sold ca� ternis and wriditioa�s satisfactory to the City a�d the
Dev�el,oper.
NOin1 T�RE, BE I'I' RESOLVED by the Co�cil of the City of Saint Paul:
1. Ti�e CitY herebY gives sprelimi.naxY apProval to tl�be undertaking of the Project
pursuant � the Act, or other applicable ].�a, and pursuant to a reven� agreement
bet�aeeri the City and the Dev+�laper upan siu� te� �d �nditians with p�ovisio�ns for
revisio� fran time to time as neoessary, so as tA produoe incane ar�d revenues sufficient
to pay, when ci�e, the principal of and int�erest on the Bonds in the t,otal principal
airo�ult of not to exoeed $10,000,000 t�o be issued pursuant to the Act, or other
applicable law, to finance said Project. Zhe City herehy �dertakes preliminarily to
issue or, pursuant to the Regulatians, to authorize the HRA to issue the Bands subject �
t� the agreenent of the City, or the HI2A, and the Dev�eloper as t� the cletailed tenns
aryd oonditions oai which the Project will be finanoed and the Bonds issued.
COUNCILMEN Requested by Department of:
Yeas Nays
Butler [n Favor
Hozza
Hunt
Levine _ __ Against BY
Maddox
Showalter
Tedesco Form Approved by City Attorney
Adopted by Council: Date
Certified Passed by Council Secretary BY
gy,
t�lpproved by 1+lavor: Date _ Approved by Mayor for Submission to Council
BY - — BY
�NH17E - C�7V CLERK
pINK �- FINANCE / ^
CANARV - DEPARTMENT GITY OF SAINT PAUL COUIICIl ��-/��}n
BLUE - MAVOR� /M Q(�
File N 0.
Council Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
4.
2. Ariy and all oasts incurred by the City or the HIZA in ooa�nection with the
finarycing of the Project, whether or not the Project is carried to vo�r�pletion and
whether or rbt a final resolutian of the City or the HIzA authorizing the issuanoe
ar�d deLivery of Bands is a�cbpted, will be p�aid by the Developex, all as m�re partic-
ularly provided by a preliminary agreenent, the fornn of which is hereby approvnd and
which �e Mayor and DirecGor of Finar�ce and Mar�ag�enent Service.s Department are hereby
authorized to e�aecute on behalf of the City.
3. Tl�e firsn of Dorsey, Winc�orst, Hannaforel, Whitn�ey & Halladay is hereby
appoint�ed Bond Counsel and is authori�l to oo�rnnce working with the City and HI�A
staff and attorneys and the Developer in the preparatian of such dr�c�nts as may be
appropriate to the Project.
4. 7�e Bonds shall not oonstitute a diarc�e, lien or encunbranae, legal or
equitable, � any property or funds of the City or the HIZA e�cept the revenwe amd
P� Pledged tro the payi�nt thereof, ryor shall th�e City ar the HRA be subject t�o
any liability thereon. 'I�e holcler of the Bor�nds shall n�vps hav�e the right to oon�pel
any e�ercise of the taxing pawer of the City or tl�e I�iA to pay the outstanding
principal an the Bonds or the interest thereo�i or t�o enforoe paym�alt thereof against
anY PmP�Y of t1�e City or th,e HRA. The Bonds shall recitie #.n substance that the
principal of and interest on the Bonds are payable solely frcm the revenus and
pmoeeds plec3c�ed tA the pa.yment thereof. �e Bo�x7.s shall n�ot v�nstitute a debt of
t�e City or the HI�A within the meaning of any oanstitutio�al or statutory limitatiron.
5. In order that ooanpletion of the Project will npt be unduly delayed when
fi nal ly approved, the Dev�elc�er is her�y authorized tA make such expenditures ar�d
advanoes tc�ward �ayment of that portion of the oosts of the Projeet t�o be financ�l
fro�n the proceeds of the Bands as the Develo�per vonsiders necessary, including the
use of interim, sh�ort t�rm financing, s�ject to reimbursesr�nt fr�m the proceeds of
�e Bo�ds if and when issu�ed but othezwise wii�ut liability an the part of the City
or the HIZA.
COUNCILMEN Requested by Department of:
Yeas Nays
Butler In Favor
Hozza
Hunt
Levine __ Against BY —
Maddox
Showalter
Tedesco Form Approved by City Attorney
Adopted by Council: Date
Certified Passed by Council Secretary BY
B5�
6lpproved by Mavor: Date Approved by Mayor for Submission to Council
BY - – — BY
WMITE - C�TV CLERK � ��O�yy('�
�INM � F FINANCE I � I I
CAN�ARV - DEPARTMENT G I TY OF SA I NT PAU L COUI1C11 . �� � �1 ��
BLUE - MAVOR
File N 0.
Council Resolution
Presented By
Referred To Committee: Date
Out of Committee By Date
5,
6. 'Ilie Developer shall take all necessary act�.ons to abtain approval of the
HRA to the pr�posed assigr�ment of redevela�ent oontract rights of Fotmtain
Dev�elogrient ar�d assum�ti.an by the Develc�er of the red�v�elopcY�nt oontract obliga.tions
of Fb�tain Develapn�ent to aoqt�ire and redev�elap air rights w�er Block 7A, all in
acoordanve with. the provisions and requirerr:nts of said Contract.
COUIVC[LMEN Requested by Department of:
Yeas Nays
-�Bttt�eF• pe�rl-rrwnt of 1 ni ng nd F.�sn�rmi n_ fla��lnrYrMn�n
Hozza [n Favor — — --- _
Hunt
Levine � __ Against BY
Maddox
Showalter
Tede
Adopted ouncil: Date MAY 1 7 1979 Form Approved by City Attorne
Cert ed Passe y Coury�l Secretar� BY �
V
B �
t�p o by A4avor: e �- _�,�..(` i Q 1979 Approved by Mayor for Submission to Council
�—
BY - — BY
MlB�tSHEO MAY 2 6 ►97�J
. . � � . 2�����
PRELIMINARY AGREEMENT
THIS AGREEMENT, made and entered on � lg�g �
by and between the CITY OF SAINT PAUL, a body corporate and politic
organized and existing under its Charter and the Constitution and
the laws of the State of Minnesota (the City) , and GALLERIA TOWERS,
a Minnesota partnership, in which the general partners are Ted
Glasrud Associates, Inc. and Sherman Investments, Inc. (the Developer) .
WITNESSETH:
WHE REAS,
1) The City and the Developer intend that a multi-story building
containing approximately 185 residential living units under condominium
ownership (the Project) as well as some commercial and office space,
as described in that certain Resolution, Council File No.
adopted by the Council of the City of Saint Paul
be acquired, constructed and equipped on air rights over Block 7A,
Seventh Place Redevelopment Project, Community Development Program
District 17, in the City;
2) The Developer shall be the developer of the Project;
3) Subject to the terms, covenants and conditions herein contained,
the parties hereto intend to enter into a revenue agreement (the Revenue
Agreement) relating to the Project and to finance the acquisition,
construction and equipping of the Project through the issuance by the
City or the Housing and Redevelopment Authority of the City of Saint
Paul , 2�2innesota (the HR.A) , if so authorized pursuant to the regulatians
promulgate�. by the City under Laws 1975 , Chapter 260 (the Act) , of
nousing development revenue bonds (which may be in the form of notes
and whether notes or bonds , herein referred to as the Bonds) pursuant
. . f� 2.
. ������
to the Act or other applicable law.
NOW, THEREFORE, in consideration of the mutual covenants herein
contained, it is hereby agreed by and between the City and Developer
as follows :
1. The City and the Developer agree to negotiate the Revenue
Agreement in such form and containing such terms as are satisfactory
to the City, the Developer, the HRA, if necessary, and the prospective
purchase of the Bonds, whose identity is presently unknown (the
Purchaser) . The Revenue Agreement shall include, but not be limited
to, the following provisions :
a. �i'he Developer shall enter into an Assumption Agreement
among Fountain Development, a Minnesota partnership,
the Developer and the HRA whereby the Developer shall
assume the rights and responsibilities of Fountain
Development under the Land Sale and Redevelopment
Contract (the Redevelopment Contract) with respect to
Block 7A', Seventh Place Redevelopment Project, Community
Development Program District 17, and the Redevelopment
Contract shall have been assigned to the Developer.
b. The Developer shall agree to make monthly payments or
payments at such other intervals as the parties shall
agree, sufficient to pay when due debt service on the
Bonds . Repayment of amounts owed shall be secured as
set forth in the Revenue Agreement and the documents
and instruments delivered pursuant thereto.
� � • . 3. �F�����
c. The Developer shall have the option to prepay sums due
under the Revenue Agreement in accordance with its terms
at a price required to discharge the Bonds , including any
fees and any other liabilities accrued under the Revenue
Agreement.
d. The Developer shall agree to cause the Project to be
maintained in good working order and free of liens to the
' extent provided in the Revenue Agreement.
e. The Developer shall agree to procure and maintain in its
name and the name of the City, if required or necessary,
liability and property insttrance with respect to the
Project in amounts and against risks customary with respect
to such properties.
f. The Developer shall agree to pay all taxes , assessments
and other liens or governmental charges 'that are or may
encumbEr or become due with respect to the Project.
g. The Developer shall comply with all applicable provisions
of state and federal law and the provisions of all agree-
n►ents and undertakings related to the financing.
2. Upon negotiation of the details of the Revenue Agreement and
final determination of the terms of the Bonds , the City shall there-
after issue or, pursuant to the Ordinance promulgated by the City
under the Act, authorize the HRA to issue the Bonds in accordance
with the terms and conditions set forth therein and in any purchase
agreer,.ent with the Purchaser provided that:
' 4' � / ����
a. Details of the sale and issuance of the Bonds and the
security therefor shall be subject to final approval
by the Developer, the City, the HRA, if necessary, and
the Purchaser.
b. Issuance of the Bonds shall be subject to the issuance
of an opinion as to validity and tax exemption from
Dorsey, Windhorst, Whitney, Hannaford and Halladay, as
' Bond Counsel, and the furnishing of all documents,
resolutions , agreements, financial information, certifi-
cations and representations necessary ta the sale and
delivery of the Bonds, including those which are
customarily used and those which are customary and
necessary to comply with all state and federal laws,
�egulations , rulings and decisions.
3. Whether or not the Bonds are issued, and whether the Developer
shall upon demand promptly pay or reimburse the City or the HRA for
all out-of-pocket expenses incurred by the City or t'�e HRA in connection
with the Project, including without limitation all Bond Counsel and
other legal fees incurred prior to the date hereof and hereafter
preliminary to or in the preparation or negotiation of this Preliminary
Agreement, the Revenue Agreement, any purchase agreement and all other
related documents.
• ' r „
. 5• �
� ,����
IN WITNESS WHEREOF, the parties hereto have caused this Agreement
to be executed as of the day and year first above written.
In the Presence of: CITY OF SAINT PAUL
By
Its Mayor
By
Its Director, Department o
Finance & Dianagement Services
APPROVED AS TO FORM
ASSISTANT CITY ATTORNEY
GALLERIA TOWERS,
a r2innesota partnership
Ted Glasrud Associates, Inc. ,
a general partner
By -
T eo ore G asru , Presi ent
Sherman Investments, Inc. ,
a general partner
By
S erman . Rutzic , resi ent
NORTHWESTERN ,����,��;
NATIONAL BANK .
Of Minneapolis
May 14, 1979
Mr. Gary Stout, Director
Department of Economic Development
City of St. Paul
St. Paul, Minnesota
Re: Proposed $10, 000, 000 Housing Development
Revenue Bonds of the Cit of St. Paul, Minnesota
(Galleria Towers Project}�.
Mr. Stout :
At the request of Ted Glasrud Associates, we have
reviewed their Application for the issuance of
Housing Development Revenue Bonds for construction
and permanent financing of the proposed Galleria
Towers Condominium. Project.
It is our understanding that the project will consist
of approximately 185 condominium hosuing units, comm.on
area facilities , and appropriate offstreet parking;
that it is to be constructed on Parcel 7A, located
at Tenth and Wabasha. Streets; that it is to be
constructed by Ted Glasrud Associates, Inc. ; and that
the housing units will then be sold to individual
purchasers.
Based on our recent and successful experience with this
company' s condominium construction in the downtown area
of Minneapolis we believe that this project, as proposed,
is economically feasible and tha.t the revenue bonds of
the City can be sold, barring any actual or pending
legislation which might impede such sale, on terms that
will make the project economically sound and will be
satisfactory to the devel.oper and the City.
Sincerely,
NORT STERN NATIONAL BANK OF
MI APOL
By ���.-- _�
Gera E. Ho s, Vice Presi ent
GEH/lmf ��
7th and Marquette Avenue • Minneapolis, Minnesota 55480 • (612) 372-8123 �
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. MA`c 16 '?79 �
TO: MAYOR GEORGE LATIMER��' �¢�.�x�.�s' � ;, '` �:- � �
--- � �:�� k��> `� MAYOR$ �lC�
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FR z GARY E. S'I�UT - � �:. � � .
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ACTION REQUESTED: - �
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- Eioscutre.fs� sutmiss�:.to '�he �C�ca.l j�e� attached Prelimin�ary Aevern� Bar��l .
Ib�solutia� _ .
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- PIIRPOSE AND RATIONALE FOR THIS ACTION: �
� . .�- �
�his i�"s`'�� initial s�p tc� p�vi:c�e `vonstructicr� financing for the B1ock 71� .
. _ .__._ :v ,�.��.;::r;
_ haus��elognent l�.Ga];l.�ria"Tc�ers,. a partnership oo�sisting of Ted Glasnld
F^ - ,Assoai;a���•inc. and���l�e�n I�v�ts, Inc. . •
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ATTACHMENTS: .
� Resolution
F'inancing �m�itmP.nt
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