84-296 WMITE - CITY CLERK -
PINK - FINANCE CITY OF SAINT PAiTL Council
CANARV - DEPARTMENT X�y 9
BLUE - MAVOR File NO. u �•
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n� C Ordinance N 0. /7/.1' 3
Presented By
Referred To Committee: Date
Out of Committee By Date
An ordinance pertaining to the execution
of city contracts ; amending Chapter 86 of the
St. Paul Administrative Code.
THE COUIVCIL OF THE CITY OF SAINT PAUL DOES ORDAIN:
Section 1.
That Chapter 86 of the St. Paul Administrative Code,
as amended, be and the same is hereby further amended by
adding a section to read:
86.09. /Z`ity contracts valid when executed.?
�contract lease or a reement shall be
va i un ess an unti execute in accor ance
wi e provisions o is c ap er.
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,
Section 2.
This ordinance shall be deemed a part of the Saint Paul
Administrative Code and shall be incorporated therein and
given an appropriate chapter and/or section number at the
time of the next revision of said Administrative Code.
Section 3.
'I'his ordinance shall take effect and be in force 30 days
from and after its passage, approval and publication.
COUNCILMEN Requested by Department of:
Yeas Nays �
Fletcher
Drew In Favor
Masanz - �
Nicos�a Against BY
�
TedesCo
Wilson
MAR 2 2 1984 For pprove y torne
Adopted by Council: Date r
Certified a e Council cre BY
�
By
App Mayor: Date � Z �� Ap by Mayor for Subi io to Council
I y
PUBLISHED MAR 31 198�4
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��=r� � CITY OF SAINT PAUL
`�"�4 ''�`'` OFFICE OF THE CITY ATTORNEY
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�, ������I������ �� EDWARD P. STARR, CITY ATTORNEY
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�`'°�:,,��'`'c 647 City Hall,Saint Paul,�vtinnesota 55102
b12-298-5121
GEORGE LATIMER
MAYOR
February I5, 1984 RECEIVED
FEB 1 51984
MAYOR'S OFFfCE
Greg Haupt .
Office of Mayor _
347 City Hall
Dear Mr. Haupt :
You have written this office for our advice regarding the City' s
contracting process and possible liability that the City may be
exposed to based on the facts you have related herein.
FACTS
In late 1983, the City p'roceeded, via competitive bidding, to
undertake the contracting process for the installation of storm
windows in a particular City building. All reguirements for the
formation of this contract had been met, both procedurally and
substantively, except for the signature of the Mayor. Chapter
86 of the Administrative Code requires both the Mayor and the
director of the Department of Finance and Management Services
to sign on Gity contracts.
When the contract arrived at the Mayor`� affice you reviewed i�:
and this review triggered your recollection that the subject
building was scheduled for major remodeling in the next few
years and the window installation would be a part of it. Thus,
you thought it appropriate to explore the possibility of re-
scindi.ng �.ction on �he �ontract and tal�ing the matte� up in
the years to come.
In discussing this matter we �ndicated to you that passibl.y the
entire matter could be construed as a quasi-contract and the
bidder could claim some form of damages. No one knew at the
time of that conversation the extent to which the bidder may
have started to perform work and spend money in its furtherance.
But he had at least spent money in the form of �remium paymen+�s
for his bond and insurance.
, . . ,
Greg Haupt
Page Two
February 15, 1984
Because of this occurrence, you have asked us to describe the
situation under which the City has a legally binding contract
even absent the Mayor`s signature, and hence be liable for damages.
DISCUSSION
A contract is made by an offer and an acceptance of that offer.
The forms of an offer and an acceptance are many and varied and
so the law does not key on the performance of a particular ritual
in determining whether a contract has been made so long as offer
; and acceptanee are discernible.
The City enters into most of its contracts via competitive bidding.
We solicit offers (bids) to be made to us but our acceptance is
conditional. The conditions of our acceptance are the furnishing
of a bond, insurance and other ma.terial as may be required in the
bid specifications . The reason these documents are not furnished
with the bidder' s bid package is that, as a practical matter,
they are unobtainable at that time. A surety (bonding company)
will not underwrite an undertaking that does not exist and an
insurance carrier will not insure against risks that do not exist.
Even if they were obtainable, bidders would not want to spend the
money for them without some assurance that a contractual relation-
ship was nearly formed.
-. -This hiatus is settled when we issue our conditional acceptance
embodied in our form letter entitled "Intent-to-Award". This
document gives enough assurance to prompt the bidder's surety
= and insurance carrier to be forthcoming. Their performance ful-
` fills our acceptance.
The form letter and purchasing division staff caution the bidder
not to proceed until the purchase contract is received by him
reflecting the appropriate signatures, including that of the
Mayor, and this serves as the official documentation of the
existence of the contract.
As you note in the section of this opinion entitled "Law", it
would be the view of this office that as to the specific facts
no contract, real or implied, could be construed and thus the
City held liable.
However, the reason that we flagged this situation is that it
has been our experience that some project managers being new,
inexperienced or pressured based on considerations of ti.me, will,
with the best of interitions, direct the bidder to perform without
.
_ , , . • . . . �� ��-°2��
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Greg Haupt
Page Three
February 15, IR84
our acceptance as outlined. above. We have seen these directions
range from instructing a bidder to assemble materials and
machinery at a job site, to telephoning the second low bidder
from the field and having them perform work on t� spot w t�
absolutely nothing in place to suggest a contract and the re-
lated items discussed above. �
These ma.y be infrequent occurrences in the competitively bid
area of contracts, but happen often enough to have prompted our
expressing our concern to yau, Further, in the area of non-
competitively bid con�racts -- the hiring of cansultants, archi-
tects, specialists of all kinds, at least once a month we are
requested to draft an "after the fact contract". In other words,
a person has been hired or an event held and only sometime after-
ward are we approached to formalize the relationship. These
occurrences further underscore the reason why we express caution
in the specific case and have, in turn, prompted your request
for advice in this whole general area.
LAW
All who contract with the City are charged with a knowledge of
their powers and limitations. � Do 1e v. Cit of St. Paul (1939)
204 Minn. 558, 284 N.W. 291. Uti izing t is case aw authority
as to the specific case, we would have taken the position with
regard to the storm window installation �hat x�o contract existed
as the bidder was assumed to have knowledge of Chapter 8$ of the
St. Paul Administrative Code and would be bound accordingly.
Further, our position would have been buttressed by the letter
of intent to award which sets forth the admonitions not to proceed
until the formalities are in place.
However, your request for our advice compels us to discuss the
area of law dealing with an implied or quasi-contract.
A municipality may be liable for services or property on an
implied or quasi-contract. 13 A. Dunnell Minn. Digest 2nd,
Municipal Corporations, Section 11 . 01 (3rd ed. 1981) . An implied
or quasi-contract exists when the actions of the parties indicate
that a contract has been formed by work being performed and re-
sulting benefits received even though the formalities of a
contract do not exist.
, ' ' r -
Greg Haupt
Page Four
February 1S, 1984
Acknowledging rights and obligations under an implied or quasi-
contract is part and parcel of a time-honored legal prohibition
against what the old common law lawyers term "unjust enrichment".
- This sanction holds that a party who receives the benefits of
services performed under what appears to be a contract must -
promptly disavow the other�s actions or otherwise he will be
held liable for benefits received. The law will not aid a party
who receives benefits under what appears to be a contract; does
nothing; and then refuses to pay for what he has received. To
have it otherwise wouZd be to unjustly enrich the benefited party.
There are several modifications of this legal theory which would
aid the City in defending any claim based on an implied or quasi-
contract theory. A prompt disavowal clearly co�nunicated will
relieve the City from liability. If work were to continue after
that event, it would be at the performing party's risk.
Further, the fact that :a municipality has enjoyed the benefits
of an unauthorized contract will still not make it liable if it
has had no opportunity ta reject the benefits (id) . This rule
addresses tlie overly aggressive contractor who wants to pressure
the City into an implied contract setting.
Additionally, even though the City may be liable for the reason-
able value of services and goods that it has used or consumed so
that they cannot be restored, the liability ends if there is no
material use (id) .
SUNINIARY
We cannot factually list all af the situations in which an implied
or quasi-contract might arise outside of those alluded to in the
"discussion" section of this opinion or that one could imagine
falling within the confines of the rules discussed herein. As
to the specific case, we can state that there would be no contract,
real or implied. But other claims advanced on a contract theory
would have to be individually judged based on pitting the Doyle
case against the unjust enrichment theory discussed herein.
It is recommended that our position be buttressed by an appropri-
ate amendment to Chapter 86 of the Administrative Code wherein it
could be clearly announced that no legally b�nding obligation
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Greg Haupt
Page Five
February I5 , I984
would fall upon the City without the signatures as required there-
in. If you wish us to draft such an amendment, we would be glad
to submit it to you for your review.
You ruly,
A P. S ARR
Ci Attorney
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PAUL F. MC LOS Y
Assistant City Attorney
EPS :PFM:cg
cc : Ma.yor Latimer
Council Members