99-9560�; �I�lAL
Presented By
Re£erred To
Committee: Date
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WHEREAS, on some City of Saint Paul road, bridge or transit projects, the City finances either in
whole or in part the projects with Federal funding; and
WHEREAS, pursuant to Minnesota Statutes Section 161.36, the City desires the Minnesota
Department of Transportation to act as its agent in accepting Federal Aid on the City's behalf for
construction, improvement or maintenance of roads, bridges or transit facilities financed either in
whole or part with Federal funds; and
WHEREAS, the Minnesota Department of Transportation is willing to act as the City's agent in
accepting Federal funds for the City; and
WHEREAS, Minnesota Statutes Section 161.36 requires that the terms and conditions of this agency
be set forth in an agreement; now therefore,
BE IT RESOLVED, that the Mayor and the City Engineer are hereby authorized and directed for and
behalf of the City to execute and enter into an agreement with the Commissioner of Transportation
prescribing the terms and conditions of said Federal Aid participation as set forth and contained in the
"Minnesota Department of Transportation Agency Agreement No. 79394", a copy of which said
agreement was before the City Cou�cil and which is made a part here of by reference.
Yeas II Nays II Absent
Adopted by Council: Date �� G �0.��1
��—� �—
Adoption Certified by Council Secretary
�
Appr
By
Council File # — 1� - °t5�,
RESOLIlTION Green Sheet # 102726 T
SAINT PAUL, MINNESOTA
3G
Requested by Department of:
Mayor fqsj Submission to Council
Form Approved by City Attorney
B �(� � � � 9.a?• 99
�
�r,�b C`wo�i��"�"" 9/23/99TE� GREEN SHEET No. 102726
Initial/Dafe InitlaVDate
CqMACT PERSON & PNONE q�� � S L
Paul St. Martin 266-6118 `�'�� DEPARTMENTDIpECTOR 5 CffVCAUNCiI
MUSTBEONCOUNCILAGENDABY(�A'f� ASSIGN � �(.p.9.a�.�90
ASAP Cm ATT��� CT' CLERK
NUMBERFOq
NOUiP1G ❑FlNANCIALSFAVICES�IR ❑FlNANCIALSERV/ACLTG
❑ MAYOR(OR ASSISTANT) (/ ' �� ❑ � W � N
❑ ❑
TOTAL # OF SIGNATURE PAGES I (CLIP ALL LOCATIONS FOR SIGNATURE)
ACiION REQUE5lED
Authorize the Mayor and the City Engineer to enter into agreement with the Minnesota Department of Transpoitation which prescribes term
and conditions of Federal Aid pazticipauon on City of Saint Paul Roadway, Bridge and Transit Projecu.
RECOMMENDATIONS:ADP�'e�A)orRejeci(Fl) PERSONALSERVICEC�NTRACT50.W5TANSWERLHEFOLLOWINGQUES110N5:
� PLAkN�NGCAMMiSSiOt�1 t. HazMapersoMmmeverworketluntleracontaqbrlFistleparlmenY�
YES NO
� CIBCOMMITTEE
CIVILSERVICECOMMISSION 2 HazthispersoNfirmeverbeenadryemployae�
- VES NO
�` STAFF
- 3. DoesMispersoNfirmpo5sessasltlllnotnom�ailypossessetlbyanycurrentGryemployee?
_ YES NO
4. Is tnis persoNfirtn a Wrgeted ventlor?
MYTIATING PflOeLEM, I55UE, OPPORTINRY (WHD, WHAT, WHEN, WFiERE, WHI�:
The City funds some road, bridge, and transit projects with Fedezal funding. The Minnesota Department of Transpontion acts as the City's
agent in accepring the Federal funding. This agreement revises existing agreement which was signed in 1989. The new agreement gives the
City more flexibility in letting and administering construction convacts.
A copy of the agreement is attached.
ADVANTAGESIFAPPROVED:
The City will continue to be eligible to receive Federal funding. There will be a reducrion in wntract administra6on costs on the Fedetal
project.
lr+.lY�<�.,3�c =;`�
eus�� :p�c.
" P, _ F - „
DISADVANTAGESIFAPPRpVED: �
None ��� �� ��C��
v.�„ z;:-
D13qDVAMAGESIFNOTAPPROVED "'��f F' a� ' :'.t' •
- �" �;�, �?: e � t�•_: ... '
N/A ^ '
OTALAMOUNT OF TRANSACTION $ N/A COST/REVENUE BUDGE7ED (CIRCLE ONE) �ES No
FUNDING SOURCE
AC71VI7Y NUMBER �
FINANQAL MFOqMATION (E%PLAIN) � q .+
4JC1�i]'S�iY+� ?`S�b.a�C���i� 4�
S�P 2 � i�99
aq-q s c
AGREEMENT NO. 79394
MINNESOTA DEPARTMENT OF TRANSPORTATION
DIVISION OF STATE AID FOR LOCAL TRANSPORTATION
AGENCY AGREEMENT WITH
THE CITY OF ST. PAUL
This Agreement made and entered into by and between the City
of St. Paul (hereinafter "City") and the State of Minnesota acting
through its Department of Transportation (hereinafter "Mn/DOT"),
WHEREAS, pursuant to Minnesota Statutes Section 161.36- (1998),
the City desires MnJDOT to act as its agent in accepting federal
aid on the City's behalf for construction, improvement, or
maintenance of roads, bridges, or transit facilities financed
either in whole or part with federal monies (hereinafter
"Projects"); and
WHEREAS, Mn/DOT is willing to act as the City's agent in
accepting £ederal funds for the City;
WHEREAS, Minnesota Statutes Section 161.36 (1998) requires
that the terms and conditions of this agency be set forth in an
agreement; and
NOW, THEREFORE, IT IS MUTUALLY AGREED AS FOLLOWS:
That pursuant to Minnesota Statutes Section 161.36 (1998), the City
does hereby appoint Mn/DOT its agent with respect to the receipt of
all transportation related federal funds made available to the City
for said Project(s).
I. AGREEMENT EFFECTIVE DATE
This agreement shall become effective upon such date as it is
approved and executed by the City, Mn/DOT, and the appropriate
State officials, pursuant to Minnesota Statutes Section 16C.05
(1998).
II. DUTIES OF THE CITY
A. Contract Letting Requirements.
In the letting of a contract for a Project, the City shall
first obtain written authorization from Mn/DOT for the Project to
proceed to letting. After authorization is obtained, the following
procedure shall be followed in accordance with Minnesota Law.
]
q°�. 9 5�
Agreement No. 79394
1. Advertisements for Bids
The City shall publish the advertisements calling for
bids on Proj ects in the c'onG r,c- ; c,n 13n11 Pr; n, and in the
officially designated newspaper of the City.
The advertisement shall state where the proposals, plans,
and specifications will be available for the inspection of
prospective bidders.
2. Bid Openings
Bids received in response to advertisements for bids
shall be opened by an official of the City. After the bids are
opened, the City shall first consider the bids and thereupon
award the Project to the lowest responsible bidder.
B. Contract Administration and Supplemental Agreements
The City shall administer and have charge of the Projects.
The City may make changes in the plans or the character of the
work, and may enter into supplemental agreements with the
contractor for the performance of the extra work or work occasioned
by any change in plans or construction, as may be necessary to
complete the Project. Any work performed under a supplemental
agreement shall not be eligible for reimbursement by Mn/DOT unless
the supplemental agreement has been approved by Mn/DOT and
sufficient federal funds are available.
C. Construction Duties.
1. Construction Requirements
Projects sha11 be constructed in accordance with plans,
special grovisions, and standard specifications £or each
Project. The plans and specifications for each project shall
be on file in the City Engineer's Office. The standard
specifications shall be the latest edition of Standard
Specifications for Highway Construction promulgated by MnjDOT,
and all amendments thereto. The plans, special provisions and
specifications are a part of this agreement by reference as
though fully set forth herein.
2. Construction Supervision
The City shall furnish and assign a publicly employed
registered engineer (hereinafter "Project Engineer") to be
responsible for the Projects and to supervise and direct the
work to be performed under any contract let for the Projects,
on behalf of Mn/DOT. The City shall furnish such other
personnel, services, supplies, and equipment as shall be
2
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Agreement No. 79394
necessary in order to properly supervise, inspect, and
document the work for the Project.
During the progress of the work on the Projects the City
authorizes its Project Engineer to request from Mn/DOT,
specific engineering services to be performed by skilled
employees of the Department of Transportation. MnjDOT may,
but is not obligated to, furnish the requested services. If
Mn/DOT furnishes the services requested, then the City shall
reimburse Mn/DOT for the full cost and expense of furnishing
such services. The costs and expenses shall include the
current Mn/DOT labor additives and overhead rates, subject to
adjustment based on actual direct costs that have been
verified by audit.
3. Construction Reporting
The City shall prepare reports, keep records, and perform
work so as to enable Mn/DOT to collect the federal aid sought
by the City. All records and reports shall be retained by the
City in accordance with Mn/DOT�s record retention schedule for
federal aid Projects.
At regular monthly intervals after work has started under
a contract for a Project, the City, through its Project
Engineer, shall prepare partial estimates in accordance with
the terms of the contract for the Project and the procedures
established by Mn/DOT. Partial estimates must be submitted to
MnjDOT for the City to receive reimbursement. Each partial
estimate shall be certified by the Project Engineer in charge
and by the individual, firm, or corporation contracting for
and undertaking prosecution of the prescribed work
(hereinafter "Contractor").
Upon completion of a Project, the Project Engineer shall
prepare and submit to Mn/DOT the final estimate data, together
with the required project records in accordance with the terms
of the contract 1et for the Project.
Quantities listed on partial and final estimates shall be
documented in accordance with the guidelines set forth in the
Minnesota Department of Transportation Documentation Manual
for Construction Pay Quantities.
D. Construction Funds
The entire cost of the Projects is to be paid from funds made
available by the United States by way of federal aid, and by the
City, and by state or state-aid funds. If for any reason the
United States fails to pay any part of the cost or expense of the
Projects, then the City shall be responsible £or the amount of
money that the federal £unds would have paid.
[t3
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Agreement No. 79394
E. Contractor Payments
Contracts to be let under this Agreement for the construction
of Projects shall provide that the Contractor shall be paid partial
payments designated in said contract as partial estimates, from
time to time as the work progresses. The City shall require the
contract to provide that the Contractor shall be paid a final
payment, designated in said contract as a final estimate, for all
work per£ormed, upon completion and acceptance of Project work.
F. Civil Rights Act
During the performance of this Agreement, the City, for
itself, its assignees and successors in interest, sha11 comply with
Title VI of the Civil Rights Act of 1964, as amended. Accordingly,
49 C.F.R. 21 through Appendix H and 23 C.F.R. 710.405 {b) are made
a part hereof by reference with the same force and effect as though
fully set forth herein.
G. Final Inspection
When Project work is completed on any Project, the City shall
request final inspection from Mn/DOT. If the Projects are found to
have been completed in accordance with the plans and specifications
for the Projects, Mn/DOT shall then release any remaining funds due
to the City for the respective Project.
H. UCilities
The City shall treat all public, private or cooperatively
owned utility facilities which directly or indirectly serve the
public and which occupy highway rights of way in conformance with
"A Policy for the Accommodation of Utilities on Highway Rights of
Way�� as approved on April 5, 1988 by the United States Department
of Transportation, Federal Highway Administration, Minnesota
Division, which is made a part hereof by reference.
I. Maintenance
The City sha11 assume fu11 responsibility for upkeep,
maintenance and operation of any facility constructed or
reconstructed by a Project under this Agreement.
J. Claims
The City shall pay any and all lawful claims or demands of any
kind or nature whatsoever arising out of or incidental to the
performance of the Project work under any contract let for the
Projects, in the event that the federal government does not pay the
same. In all events, the City sha11 hold the Department of
Transportation and Mn/DOT harmless from the claims and from any
claims arising out of this Agreement and to pay any and all
.!
��,�gs�
Agreement No. 79394
expenses and costs connected with the Projects or the construction
thereof which the.federal government does not pay.
III. DUTSES OF MnJDOT
Mn/DOT accepts appointment as Agent of the City and agrees to
act in accordance herewith.
A. Payments
MnjDOT shall receive the funds to be paid by the United States
as federal aid funds for the Projects, and shall reimburse the City
for the eligible federal share of each partial payment made to the_
contractor, after the payment has been made, and as vouchers for
such partial payments are submitted to Mn/DOT requesting
reimbursement.
B. Authority of Mn/DOT
Mn/DOT retains the authority to suspend unsatisfactory work,
demand corrective measures, or withhold federal and/or state-aid
funds as may be appropriate, as grovided in Minnesota Rules
8820.3000, subpart 6 (1997).
On behalf of the City, Mn/DOT may perform any other actions
necessary to complete the Projects in a satisfactory manner.
Mn/DOT may enter into any agreement for and on behalf of the
City with the United States or any officer or agent thereof that
may be required or necessary for the purpose of procuring and
actually causing to be paid the federal aid funds available for any
Project. To that end, MnjDOT may bind and commit the City in such
agreement to the performance o£ any and all things required by any
law of the United States, or any regulation issued by federal
authority pertaining thereto, necessary for the purpose of
procuring and having paid the federal aid available for said
Projects.
Mn/DOT may perform on behalf of the City any other acts as may
be necessary or required under any law of the United States or of
any regulation issued by proper federal authority in order to cause
the Projects to be completed and to obtain and receive the federal
aid made available therefore.
The decision of MnfDOT on final acceptance of the project, and
other matters necessary to complete the Project, shall be final,
binding, and conclusive on the parties hereto_
5
aa �q s6
Agreement No. 79394
IV. 130NDISCRIMINATION: MnjDOT TITLE VI REQUIREMENTS
It is the policy of the Federal Highway Administration and the
State of Minnesota that no person in the United States shall, on
the grounds of race, color, or national origin, be excluded from
participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity receiving Federal
financial assistance (42 U.S.C. 2000d). Through expansion of the
mandate for nondiscrimination in Title VI and through parallel
legislation, the prescribed bases of discrimination include race,
color, sex, national origin, age, and disability. In addition, the
Title VI program has been extended to cover all programs,
activities and services of an entity receiving Federal financial
assistance, whether such programs and activities are Federally
assisted or not. Sven in the absence of prior discriminatory
practice or usage, a recipient in administering a program or
activity to which this part applies, is expected to take
affirmative action to assure that no person is excluded from
participation in, or is denied the benefits of, the program or
activity on the grounds of race, color, national origin, sex, age,
or disability. Zt sha11 be the responsibility of the City to carry
out the above requirements.
V. AUDITING
As provided under Minnesota Statutes Section 16C.05,
subdivision 5(1998), all books, records, documents and accounting
procedures and practices of the City are subject to examination by
the United States Government, Mn/DOT, and either the legislative
auditor or the state auditor as appropriate, for a minimum of six
years.
The City shall comply with the Single Audit Act of 1984 and
Office of Management and Budget (OMB) circular A-133, and shall be
responsible for any costs associated with the performance of the
audit.
VI. TERMINATION
Mn/DOT or the City may terminate this Agreement at any time
with or without cause, by giving the other party ninety (90) days'
advance written notice of termination.
VII_ AGREEMENT LIMITATIONS
A11 provisions of this Agreement shall be subject to
limitations provided in Federal and State of Minnesota laws.
��,-�s �
Agreement No. 79394
IN WITNESS WHEREOF, the parties have caused this Agreement to be
duly executed intending to be bound thereby.
CITY OF ST. PAUL
MINNESOTA
DEPARTMENT OF TRANSPORTATION
By:
Title:
Date:
By:
�
Title: Director, Division of State Aid
Date:
Approved as to Form and Execution by the
Office of the Attomey General:
Title: City Engineer
Date:
�
Title:
ACKNOWLEDGMENT
This instrument was acknowledged before
me this day of 199_,
Date:
DEPARTMENT OF ADMINISTRATION
By Norm Coleman
Title Mayor
and Thomas J. Eggum
�
Date:
Title City Engineer
of Citv of St. Paul
(Name ofAgency)
and did execute this instrument on behalf of
the agency intending to be bound thereby.
.�ppssu��,l��o�e�.� '��--9 y'�''9g
ASS(STA� C� At►or�
NOTARY PUBLIC
My Commission Expires:
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0�; �I�lAL
Presented By
Re£erred To
Committee: Date
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WHEREAS, on some City of Saint Paul road, bridge or transit projects, the City finances either in
whole or in part the projects with Federal funding; and
WHEREAS, pursuant to Minnesota Statutes Section 161.36, the City desires the Minnesota
Department of Transportation to act as its agent in accepting Federal Aid on the City's behalf for
construction, improvement or maintenance of roads, bridges or transit facilities financed either in
whole or part with Federal funds; and
WHEREAS, the Minnesota Department of Transportation is willing to act as the City's agent in
accepting Federal funds for the City; and
WHEREAS, Minnesota Statutes Section 161.36 requires that the terms and conditions of this agency
be set forth in an agreement; now therefore,
BE IT RESOLVED, that the Mayor and the City Engineer are hereby authorized and directed for and
behalf of the City to execute and enter into an agreement with the Commissioner of Transportation
prescribing the terms and conditions of said Federal Aid participation as set forth and contained in the
"Minnesota Department of Transportation Agency Agreement No. 79394", a copy of which said
agreement was before the City Cou�cil and which is made a part here of by reference.
Yeas II Nays II Absent
Adopted by Council: Date �� G �0.��1
��—� �—
Adoption Certified by Council Secretary
�
Appr
By
Council File # — 1� - °t5�,
RESOLIlTION Green Sheet # 102726 T
SAINT PAUL, MINNESOTA
3G
Requested by Department of:
Mayor fqsj Submission to Council
Form Approved by City Attorney
B �(� � � � 9.a?• 99
�
�r,�b C`wo�i��"�"" 9/23/99TE� GREEN SHEET No. 102726
Initial/Dafe InitlaVDate
CqMACT PERSON & PNONE q�� � S L
Paul St. Martin 266-6118 `�'�� DEPARTMENTDIpECTOR 5 CffVCAUNCiI
MUSTBEONCOUNCILAGENDABY(�A'f� ASSIGN � �(.p.9.a�.�90
ASAP Cm ATT��� CT' CLERK
NUMBERFOq
NOUiP1G ❑FlNANCIALSFAVICES�IR ❑FlNANCIALSERV/ACLTG
❑ MAYOR(OR ASSISTANT) (/ ' �� ❑ � W � N
❑ ❑
TOTAL # OF SIGNATURE PAGES I (CLIP ALL LOCATIONS FOR SIGNATURE)
ACiION REQUE5lED
Authorize the Mayor and the City Engineer to enter into agreement with the Minnesota Department of Transpoitation which prescribes term
and conditions of Federal Aid pazticipauon on City of Saint Paul Roadway, Bridge and Transit Projecu.
RECOMMENDATIONS:ADP�'e�A)orRejeci(Fl) PERSONALSERVICEC�NTRACT50.W5TANSWERLHEFOLLOWINGQUES110N5:
� PLAkN�NGCAMMiSSiOt�1 t. HazMapersoMmmeverworketluntleracontaqbrlFistleparlmenY�
YES NO
� CIBCOMMITTEE
CIVILSERVICECOMMISSION 2 HazthispersoNfirmeverbeenadryemployae�
- VES NO
�` STAFF
- 3. DoesMispersoNfirmpo5sessasltlllnotnom�ailypossessetlbyanycurrentGryemployee?
_ YES NO
4. Is tnis persoNfirtn a Wrgeted ventlor?
MYTIATING PflOeLEM, I55UE, OPPORTINRY (WHD, WHAT, WHEN, WFiERE, WHI�:
The City funds some road, bridge, and transit projects with Fedezal funding. The Minnesota Department of Transpontion acts as the City's
agent in accepring the Federal funding. This agreement revises existing agreement which was signed in 1989. The new agreement gives the
City more flexibility in letting and administering construction convacts.
A copy of the agreement is attached.
ADVANTAGESIFAPPROVED:
The City will continue to be eligible to receive Federal funding. There will be a reducrion in wntract administra6on costs on the Fedetal
project.
lr+.lY�<�.,3�c =;`�
eus�� :p�c.
" P, _ F - „
DISADVANTAGESIFAPPRpVED: �
None ��� �� ��C��
v.�„ z;:-
D13qDVAMAGESIFNOTAPPROVED "'��f F' a� ' :'.t' •
- �" �;�, �?: e � t�•_: ... '
N/A ^ '
OTALAMOUNT OF TRANSACTION $ N/A COST/REVENUE BUDGE7ED (CIRCLE ONE) �ES No
FUNDING SOURCE
AC71VI7Y NUMBER �
FINANQAL MFOqMATION (E%PLAIN) � q .+
4JC1�i]'S�iY+� ?`S�b.a�C���i� 4�
S�P 2 � i�99
aq-q s c
AGREEMENT NO. 79394
MINNESOTA DEPARTMENT OF TRANSPORTATION
DIVISION OF STATE AID FOR LOCAL TRANSPORTATION
AGENCY AGREEMENT WITH
THE CITY OF ST. PAUL
This Agreement made and entered into by and between the City
of St. Paul (hereinafter "City") and the State of Minnesota acting
through its Department of Transportation (hereinafter "Mn/DOT"),
WHEREAS, pursuant to Minnesota Statutes Section 161.36- (1998),
the City desires MnJDOT to act as its agent in accepting federal
aid on the City's behalf for construction, improvement, or
maintenance of roads, bridges, or transit facilities financed
either in whole or part with federal monies (hereinafter
"Projects"); and
WHEREAS, Mn/DOT is willing to act as the City's agent in
accepting £ederal funds for the City;
WHEREAS, Minnesota Statutes Section 161.36 (1998) requires
that the terms and conditions of this agency be set forth in an
agreement; and
NOW, THEREFORE, IT IS MUTUALLY AGREED AS FOLLOWS:
That pursuant to Minnesota Statutes Section 161.36 (1998), the City
does hereby appoint Mn/DOT its agent with respect to the receipt of
all transportation related federal funds made available to the City
for said Project(s).
I. AGREEMENT EFFECTIVE DATE
This agreement shall become effective upon such date as it is
approved and executed by the City, Mn/DOT, and the appropriate
State officials, pursuant to Minnesota Statutes Section 16C.05
(1998).
II. DUTIES OF THE CITY
A. Contract Letting Requirements.
In the letting of a contract for a Project, the City shall
first obtain written authorization from Mn/DOT for the Project to
proceed to letting. After authorization is obtained, the following
procedure shall be followed in accordance with Minnesota Law.
]
q°�. 9 5�
Agreement No. 79394
1. Advertisements for Bids
The City shall publish the advertisements calling for
bids on Proj ects in the c'onG r,c- ; c,n 13n11 Pr; n, and in the
officially designated newspaper of the City.
The advertisement shall state where the proposals, plans,
and specifications will be available for the inspection of
prospective bidders.
2. Bid Openings
Bids received in response to advertisements for bids
shall be opened by an official of the City. After the bids are
opened, the City shall first consider the bids and thereupon
award the Project to the lowest responsible bidder.
B. Contract Administration and Supplemental Agreements
The City shall administer and have charge of the Projects.
The City may make changes in the plans or the character of the
work, and may enter into supplemental agreements with the
contractor for the performance of the extra work or work occasioned
by any change in plans or construction, as may be necessary to
complete the Project. Any work performed under a supplemental
agreement shall not be eligible for reimbursement by Mn/DOT unless
the supplemental agreement has been approved by Mn/DOT and
sufficient federal funds are available.
C. Construction Duties.
1. Construction Requirements
Projects sha11 be constructed in accordance with plans,
special grovisions, and standard specifications £or each
Project. The plans and specifications for each project shall
be on file in the City Engineer's Office. The standard
specifications shall be the latest edition of Standard
Specifications for Highway Construction promulgated by MnjDOT,
and all amendments thereto. The plans, special provisions and
specifications are a part of this agreement by reference as
though fully set forth herein.
2. Construction Supervision
The City shall furnish and assign a publicly employed
registered engineer (hereinafter "Project Engineer") to be
responsible for the Projects and to supervise and direct the
work to be performed under any contract let for the Projects,
on behalf of Mn/DOT. The City shall furnish such other
personnel, services, supplies, and equipment as shall be
2
°lg -°� 5 �
Agreement No. 79394
necessary in order to properly supervise, inspect, and
document the work for the Project.
During the progress of the work on the Projects the City
authorizes its Project Engineer to request from Mn/DOT,
specific engineering services to be performed by skilled
employees of the Department of Transportation. MnjDOT may,
but is not obligated to, furnish the requested services. If
Mn/DOT furnishes the services requested, then the City shall
reimburse Mn/DOT for the full cost and expense of furnishing
such services. The costs and expenses shall include the
current Mn/DOT labor additives and overhead rates, subject to
adjustment based on actual direct costs that have been
verified by audit.
3. Construction Reporting
The City shall prepare reports, keep records, and perform
work so as to enable Mn/DOT to collect the federal aid sought
by the City. All records and reports shall be retained by the
City in accordance with Mn/DOT�s record retention schedule for
federal aid Projects.
At regular monthly intervals after work has started under
a contract for a Project, the City, through its Project
Engineer, shall prepare partial estimates in accordance with
the terms of the contract for the Project and the procedures
established by Mn/DOT. Partial estimates must be submitted to
MnjDOT for the City to receive reimbursement. Each partial
estimate shall be certified by the Project Engineer in charge
and by the individual, firm, or corporation contracting for
and undertaking prosecution of the prescribed work
(hereinafter "Contractor").
Upon completion of a Project, the Project Engineer shall
prepare and submit to Mn/DOT the final estimate data, together
with the required project records in accordance with the terms
of the contract 1et for the Project.
Quantities listed on partial and final estimates shall be
documented in accordance with the guidelines set forth in the
Minnesota Department of Transportation Documentation Manual
for Construction Pay Quantities.
D. Construction Funds
The entire cost of the Projects is to be paid from funds made
available by the United States by way of federal aid, and by the
City, and by state or state-aid funds. If for any reason the
United States fails to pay any part of the cost or expense of the
Projects, then the City shall be responsible £or the amount of
money that the federal £unds would have paid.
[t3
°l°�-�I S6
Agreement No. 79394
E. Contractor Payments
Contracts to be let under this Agreement for the construction
of Projects shall provide that the Contractor shall be paid partial
payments designated in said contract as partial estimates, from
time to time as the work progresses. The City shall require the
contract to provide that the Contractor shall be paid a final
payment, designated in said contract as a final estimate, for all
work per£ormed, upon completion and acceptance of Project work.
F. Civil Rights Act
During the performance of this Agreement, the City, for
itself, its assignees and successors in interest, sha11 comply with
Title VI of the Civil Rights Act of 1964, as amended. Accordingly,
49 C.F.R. 21 through Appendix H and 23 C.F.R. 710.405 {b) are made
a part hereof by reference with the same force and effect as though
fully set forth herein.
G. Final Inspection
When Project work is completed on any Project, the City shall
request final inspection from Mn/DOT. If the Projects are found to
have been completed in accordance with the plans and specifications
for the Projects, Mn/DOT shall then release any remaining funds due
to the City for the respective Project.
H. UCilities
The City shall treat all public, private or cooperatively
owned utility facilities which directly or indirectly serve the
public and which occupy highway rights of way in conformance with
"A Policy for the Accommodation of Utilities on Highway Rights of
Way�� as approved on April 5, 1988 by the United States Department
of Transportation, Federal Highway Administration, Minnesota
Division, which is made a part hereof by reference.
I. Maintenance
The City sha11 assume fu11 responsibility for upkeep,
maintenance and operation of any facility constructed or
reconstructed by a Project under this Agreement.
J. Claims
The City shall pay any and all lawful claims or demands of any
kind or nature whatsoever arising out of or incidental to the
performance of the Project work under any contract let for the
Projects, in the event that the federal government does not pay the
same. In all events, the City sha11 hold the Department of
Transportation and Mn/DOT harmless from the claims and from any
claims arising out of this Agreement and to pay any and all
.!
��,�gs�
Agreement No. 79394
expenses and costs connected with the Projects or the construction
thereof which the.federal government does not pay.
III. DUTSES OF MnJDOT
Mn/DOT accepts appointment as Agent of the City and agrees to
act in accordance herewith.
A. Payments
MnjDOT shall receive the funds to be paid by the United States
as federal aid funds for the Projects, and shall reimburse the City
for the eligible federal share of each partial payment made to the_
contractor, after the payment has been made, and as vouchers for
such partial payments are submitted to Mn/DOT requesting
reimbursement.
B. Authority of Mn/DOT
Mn/DOT retains the authority to suspend unsatisfactory work,
demand corrective measures, or withhold federal and/or state-aid
funds as may be appropriate, as grovided in Minnesota Rules
8820.3000, subpart 6 (1997).
On behalf of the City, Mn/DOT may perform any other actions
necessary to complete the Projects in a satisfactory manner.
Mn/DOT may enter into any agreement for and on behalf of the
City with the United States or any officer or agent thereof that
may be required or necessary for the purpose of procuring and
actually causing to be paid the federal aid funds available for any
Project. To that end, MnjDOT may bind and commit the City in such
agreement to the performance o£ any and all things required by any
law of the United States, or any regulation issued by federal
authority pertaining thereto, necessary for the purpose of
procuring and having paid the federal aid available for said
Projects.
Mn/DOT may perform on behalf of the City any other acts as may
be necessary or required under any law of the United States or of
any regulation issued by proper federal authority in order to cause
the Projects to be completed and to obtain and receive the federal
aid made available therefore.
The decision of MnfDOT on final acceptance of the project, and
other matters necessary to complete the Project, shall be final,
binding, and conclusive on the parties hereto_
5
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Agreement No. 79394
IV. 130NDISCRIMINATION: MnjDOT TITLE VI REQUIREMENTS
It is the policy of the Federal Highway Administration and the
State of Minnesota that no person in the United States shall, on
the grounds of race, color, or national origin, be excluded from
participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity receiving Federal
financial assistance (42 U.S.C. 2000d). Through expansion of the
mandate for nondiscrimination in Title VI and through parallel
legislation, the prescribed bases of discrimination include race,
color, sex, national origin, age, and disability. In addition, the
Title VI program has been extended to cover all programs,
activities and services of an entity receiving Federal financial
assistance, whether such programs and activities are Federally
assisted or not. Sven in the absence of prior discriminatory
practice or usage, a recipient in administering a program or
activity to which this part applies, is expected to take
affirmative action to assure that no person is excluded from
participation in, or is denied the benefits of, the program or
activity on the grounds of race, color, national origin, sex, age,
or disability. Zt sha11 be the responsibility of the City to carry
out the above requirements.
V. AUDITING
As provided under Minnesota Statutes Section 16C.05,
subdivision 5(1998), all books, records, documents and accounting
procedures and practices of the City are subject to examination by
the United States Government, Mn/DOT, and either the legislative
auditor or the state auditor as appropriate, for a minimum of six
years.
The City shall comply with the Single Audit Act of 1984 and
Office of Management and Budget (OMB) circular A-133, and shall be
responsible for any costs associated with the performance of the
audit.
VI. TERMINATION
Mn/DOT or the City may terminate this Agreement at any time
with or without cause, by giving the other party ninety (90) days'
advance written notice of termination.
VII_ AGREEMENT LIMITATIONS
A11 provisions of this Agreement shall be subject to
limitations provided in Federal and State of Minnesota laws.
��,-�s �
Agreement No. 79394
IN WITNESS WHEREOF, the parties have caused this Agreement to be
duly executed intending to be bound thereby.
CITY OF ST. PAUL
MINNESOTA
DEPARTMENT OF TRANSPORTATION
By:
Title:
Date:
By:
�
Title: Director, Division of State Aid
Date:
Approved as to Form and Execution by the
Office of the Attomey General:
Title: City Engineer
Date:
�
Title:
ACKNOWLEDGMENT
This instrument was acknowledged before
me this day of 199_,
Date:
DEPARTMENT OF ADMINISTRATION
By Norm Coleman
Title Mayor
and Thomas J. Eggum
�
Date:
Title City Engineer
of Citv of St. Paul
(Name ofAgency)
and did execute this instrument on behalf of
the agency intending to be bound thereby.
.�ppssu��,l��o�e�.� '��--9 y'�''9g
ASS(STA� C� At►or�
NOTARY PUBLIC
My Commission Expires:
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Presented By
Re£erred To
Committee: Date
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WHEREAS, on some City of Saint Paul road, bridge or transit projects, the City finances either in
whole or in part the projects with Federal funding; and
WHEREAS, pursuant to Minnesota Statutes Section 161.36, the City desires the Minnesota
Department of Transportation to act as its agent in accepting Federal Aid on the City's behalf for
construction, improvement or maintenance of roads, bridges or transit facilities financed either in
whole or part with Federal funds; and
WHEREAS, the Minnesota Department of Transportation is willing to act as the City's agent in
accepting Federal funds for the City; and
WHEREAS, Minnesota Statutes Section 161.36 requires that the terms and conditions of this agency
be set forth in an agreement; now therefore,
BE IT RESOLVED, that the Mayor and the City Engineer are hereby authorized and directed for and
behalf of the City to execute and enter into an agreement with the Commissioner of Transportation
prescribing the terms and conditions of said Federal Aid participation as set forth and contained in the
"Minnesota Department of Transportation Agency Agreement No. 79394", a copy of which said
agreement was before the City Cou�cil and which is made a part here of by reference.
Yeas II Nays II Absent
Adopted by Council: Date �� G �0.��1
��—� �—
Adoption Certified by Council Secretary
�
Appr
By
Council File # — 1� - °t5�,
RESOLIlTION Green Sheet # 102726 T
SAINT PAUL, MINNESOTA
3G
Requested by Department of:
Mayor fqsj Submission to Council
Form Approved by City Attorney
B �(� � � � 9.a?• 99
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�r,�b C`wo�i��"�"" 9/23/99TE� GREEN SHEET No. 102726
Initial/Dafe InitlaVDate
CqMACT PERSON & PNONE q�� � S L
Paul St. Martin 266-6118 `�'�� DEPARTMENTDIpECTOR 5 CffVCAUNCiI
MUSTBEONCOUNCILAGENDABY(�A'f� ASSIGN � �(.p.9.a�.�90
ASAP Cm ATT��� CT' CLERK
NUMBERFOq
NOUiP1G ❑FlNANCIALSFAVICES�IR ❑FlNANCIALSERV/ACLTG
❑ MAYOR(OR ASSISTANT) (/ ' �� ❑ � W � N
❑ ❑
TOTAL # OF SIGNATURE PAGES I (CLIP ALL LOCATIONS FOR SIGNATURE)
ACiION REQUE5lED
Authorize the Mayor and the City Engineer to enter into agreement with the Minnesota Department of Transpoitation which prescribes term
and conditions of Federal Aid pazticipauon on City of Saint Paul Roadway, Bridge and Transit Projecu.
RECOMMENDATIONS:ADP�'e�A)orRejeci(Fl) PERSONALSERVICEC�NTRACT50.W5TANSWERLHEFOLLOWINGQUES110N5:
� PLAkN�NGCAMMiSSiOt�1 t. HazMapersoMmmeverworketluntleracontaqbrlFistleparlmenY�
YES NO
� CIBCOMMITTEE
CIVILSERVICECOMMISSION 2 HazthispersoNfirmeverbeenadryemployae�
- VES NO
�` STAFF
- 3. DoesMispersoNfirmpo5sessasltlllnotnom�ailypossessetlbyanycurrentGryemployee?
_ YES NO
4. Is tnis persoNfirtn a Wrgeted ventlor?
MYTIATING PflOeLEM, I55UE, OPPORTINRY (WHD, WHAT, WHEN, WFiERE, WHI�:
The City funds some road, bridge, and transit projects with Fedezal funding. The Minnesota Department of Transpontion acts as the City's
agent in accepring the Federal funding. This agreement revises existing agreement which was signed in 1989. The new agreement gives the
City more flexibility in letting and administering construction convacts.
A copy of the agreement is attached.
ADVANTAGESIFAPPROVED:
The City will continue to be eligible to receive Federal funding. There will be a reducrion in wntract administra6on costs on the Fedetal
project.
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" P, _ F - „
DISADVANTAGESIFAPPRpVED: �
None ��� �� ��C��
v.�„ z;:-
D13qDVAMAGESIFNOTAPPROVED "'��f F' a� ' :'.t' •
- �" �;�, �?: e � t�•_: ... '
N/A ^ '
OTALAMOUNT OF TRANSACTION $ N/A COST/REVENUE BUDGE7ED (CIRCLE ONE) �ES No
FUNDING SOURCE
AC71VI7Y NUMBER �
FINANQAL MFOqMATION (E%PLAIN) � q .+
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S�P 2 � i�99
aq-q s c
AGREEMENT NO. 79394
MINNESOTA DEPARTMENT OF TRANSPORTATION
DIVISION OF STATE AID FOR LOCAL TRANSPORTATION
AGENCY AGREEMENT WITH
THE CITY OF ST. PAUL
This Agreement made and entered into by and between the City
of St. Paul (hereinafter "City") and the State of Minnesota acting
through its Department of Transportation (hereinafter "Mn/DOT"),
WHEREAS, pursuant to Minnesota Statutes Section 161.36- (1998),
the City desires MnJDOT to act as its agent in accepting federal
aid on the City's behalf for construction, improvement, or
maintenance of roads, bridges, or transit facilities financed
either in whole or part with federal monies (hereinafter
"Projects"); and
WHEREAS, Mn/DOT is willing to act as the City's agent in
accepting £ederal funds for the City;
WHEREAS, Minnesota Statutes Section 161.36 (1998) requires
that the terms and conditions of this agency be set forth in an
agreement; and
NOW, THEREFORE, IT IS MUTUALLY AGREED AS FOLLOWS:
That pursuant to Minnesota Statutes Section 161.36 (1998), the City
does hereby appoint Mn/DOT its agent with respect to the receipt of
all transportation related federal funds made available to the City
for said Project(s).
I. AGREEMENT EFFECTIVE DATE
This agreement shall become effective upon such date as it is
approved and executed by the City, Mn/DOT, and the appropriate
State officials, pursuant to Minnesota Statutes Section 16C.05
(1998).
II. DUTIES OF THE CITY
A. Contract Letting Requirements.
In the letting of a contract for a Project, the City shall
first obtain written authorization from Mn/DOT for the Project to
proceed to letting. After authorization is obtained, the following
procedure shall be followed in accordance with Minnesota Law.
]
q°�. 9 5�
Agreement No. 79394
1. Advertisements for Bids
The City shall publish the advertisements calling for
bids on Proj ects in the c'onG r,c- ; c,n 13n11 Pr; n, and in the
officially designated newspaper of the City.
The advertisement shall state where the proposals, plans,
and specifications will be available for the inspection of
prospective bidders.
2. Bid Openings
Bids received in response to advertisements for bids
shall be opened by an official of the City. After the bids are
opened, the City shall first consider the bids and thereupon
award the Project to the lowest responsible bidder.
B. Contract Administration and Supplemental Agreements
The City shall administer and have charge of the Projects.
The City may make changes in the plans or the character of the
work, and may enter into supplemental agreements with the
contractor for the performance of the extra work or work occasioned
by any change in plans or construction, as may be necessary to
complete the Project. Any work performed under a supplemental
agreement shall not be eligible for reimbursement by Mn/DOT unless
the supplemental agreement has been approved by Mn/DOT and
sufficient federal funds are available.
C. Construction Duties.
1. Construction Requirements
Projects sha11 be constructed in accordance with plans,
special grovisions, and standard specifications £or each
Project. The plans and specifications for each project shall
be on file in the City Engineer's Office. The standard
specifications shall be the latest edition of Standard
Specifications for Highway Construction promulgated by MnjDOT,
and all amendments thereto. The plans, special provisions and
specifications are a part of this agreement by reference as
though fully set forth herein.
2. Construction Supervision
The City shall furnish and assign a publicly employed
registered engineer (hereinafter "Project Engineer") to be
responsible for the Projects and to supervise and direct the
work to be performed under any contract let for the Projects,
on behalf of Mn/DOT. The City shall furnish such other
personnel, services, supplies, and equipment as shall be
2
°lg -°� 5 �
Agreement No. 79394
necessary in order to properly supervise, inspect, and
document the work for the Project.
During the progress of the work on the Projects the City
authorizes its Project Engineer to request from Mn/DOT,
specific engineering services to be performed by skilled
employees of the Department of Transportation. MnjDOT may,
but is not obligated to, furnish the requested services. If
Mn/DOT furnishes the services requested, then the City shall
reimburse Mn/DOT for the full cost and expense of furnishing
such services. The costs and expenses shall include the
current Mn/DOT labor additives and overhead rates, subject to
adjustment based on actual direct costs that have been
verified by audit.
3. Construction Reporting
The City shall prepare reports, keep records, and perform
work so as to enable Mn/DOT to collect the federal aid sought
by the City. All records and reports shall be retained by the
City in accordance with Mn/DOT�s record retention schedule for
federal aid Projects.
At regular monthly intervals after work has started under
a contract for a Project, the City, through its Project
Engineer, shall prepare partial estimates in accordance with
the terms of the contract for the Project and the procedures
established by Mn/DOT. Partial estimates must be submitted to
MnjDOT for the City to receive reimbursement. Each partial
estimate shall be certified by the Project Engineer in charge
and by the individual, firm, or corporation contracting for
and undertaking prosecution of the prescribed work
(hereinafter "Contractor").
Upon completion of a Project, the Project Engineer shall
prepare and submit to Mn/DOT the final estimate data, together
with the required project records in accordance with the terms
of the contract 1et for the Project.
Quantities listed on partial and final estimates shall be
documented in accordance with the guidelines set forth in the
Minnesota Department of Transportation Documentation Manual
for Construction Pay Quantities.
D. Construction Funds
The entire cost of the Projects is to be paid from funds made
available by the United States by way of federal aid, and by the
City, and by state or state-aid funds. If for any reason the
United States fails to pay any part of the cost or expense of the
Projects, then the City shall be responsible £or the amount of
money that the federal £unds would have paid.
[t3
°l°�-�I S6
Agreement No. 79394
E. Contractor Payments
Contracts to be let under this Agreement for the construction
of Projects shall provide that the Contractor shall be paid partial
payments designated in said contract as partial estimates, from
time to time as the work progresses. The City shall require the
contract to provide that the Contractor shall be paid a final
payment, designated in said contract as a final estimate, for all
work per£ormed, upon completion and acceptance of Project work.
F. Civil Rights Act
During the performance of this Agreement, the City, for
itself, its assignees and successors in interest, sha11 comply with
Title VI of the Civil Rights Act of 1964, as amended. Accordingly,
49 C.F.R. 21 through Appendix H and 23 C.F.R. 710.405 {b) are made
a part hereof by reference with the same force and effect as though
fully set forth herein.
G. Final Inspection
When Project work is completed on any Project, the City shall
request final inspection from Mn/DOT. If the Projects are found to
have been completed in accordance with the plans and specifications
for the Projects, Mn/DOT shall then release any remaining funds due
to the City for the respective Project.
H. UCilities
The City shall treat all public, private or cooperatively
owned utility facilities which directly or indirectly serve the
public and which occupy highway rights of way in conformance with
"A Policy for the Accommodation of Utilities on Highway Rights of
Way�� as approved on April 5, 1988 by the United States Department
of Transportation, Federal Highway Administration, Minnesota
Division, which is made a part hereof by reference.
I. Maintenance
The City sha11 assume fu11 responsibility for upkeep,
maintenance and operation of any facility constructed or
reconstructed by a Project under this Agreement.
J. Claims
The City shall pay any and all lawful claims or demands of any
kind or nature whatsoever arising out of or incidental to the
performance of the Project work under any contract let for the
Projects, in the event that the federal government does not pay the
same. In all events, the City sha11 hold the Department of
Transportation and Mn/DOT harmless from the claims and from any
claims arising out of this Agreement and to pay any and all
.!
��,�gs�
Agreement No. 79394
expenses and costs connected with the Projects or the construction
thereof which the.federal government does not pay.
III. DUTSES OF MnJDOT
Mn/DOT accepts appointment as Agent of the City and agrees to
act in accordance herewith.
A. Payments
MnjDOT shall receive the funds to be paid by the United States
as federal aid funds for the Projects, and shall reimburse the City
for the eligible federal share of each partial payment made to the_
contractor, after the payment has been made, and as vouchers for
such partial payments are submitted to Mn/DOT requesting
reimbursement.
B. Authority of Mn/DOT
Mn/DOT retains the authority to suspend unsatisfactory work,
demand corrective measures, or withhold federal and/or state-aid
funds as may be appropriate, as grovided in Minnesota Rules
8820.3000, subpart 6 (1997).
On behalf of the City, Mn/DOT may perform any other actions
necessary to complete the Projects in a satisfactory manner.
Mn/DOT may enter into any agreement for and on behalf of the
City with the United States or any officer or agent thereof that
may be required or necessary for the purpose of procuring and
actually causing to be paid the federal aid funds available for any
Project. To that end, MnjDOT may bind and commit the City in such
agreement to the performance o£ any and all things required by any
law of the United States, or any regulation issued by federal
authority pertaining thereto, necessary for the purpose of
procuring and having paid the federal aid available for said
Projects.
Mn/DOT may perform on behalf of the City any other acts as may
be necessary or required under any law of the United States or of
any regulation issued by proper federal authority in order to cause
the Projects to be completed and to obtain and receive the federal
aid made available therefore.
The decision of MnfDOT on final acceptance of the project, and
other matters necessary to complete the Project, shall be final,
binding, and conclusive on the parties hereto_
5
aa �q s6
Agreement No. 79394
IV. 130NDISCRIMINATION: MnjDOT TITLE VI REQUIREMENTS
It is the policy of the Federal Highway Administration and the
State of Minnesota that no person in the United States shall, on
the grounds of race, color, or national origin, be excluded from
participation in, be denied the benefits of, or be subjected to
discrimination under any program or activity receiving Federal
financial assistance (42 U.S.C. 2000d). Through expansion of the
mandate for nondiscrimination in Title VI and through parallel
legislation, the prescribed bases of discrimination include race,
color, sex, national origin, age, and disability. In addition, the
Title VI program has been extended to cover all programs,
activities and services of an entity receiving Federal financial
assistance, whether such programs and activities are Federally
assisted or not. Sven in the absence of prior discriminatory
practice or usage, a recipient in administering a program or
activity to which this part applies, is expected to take
affirmative action to assure that no person is excluded from
participation in, or is denied the benefits of, the program or
activity on the grounds of race, color, national origin, sex, age,
or disability. Zt sha11 be the responsibility of the City to carry
out the above requirements.
V. AUDITING
As provided under Minnesota Statutes Section 16C.05,
subdivision 5(1998), all books, records, documents and accounting
procedures and practices of the City are subject to examination by
the United States Government, Mn/DOT, and either the legislative
auditor or the state auditor as appropriate, for a minimum of six
years.
The City shall comply with the Single Audit Act of 1984 and
Office of Management and Budget (OMB) circular A-133, and shall be
responsible for any costs associated with the performance of the
audit.
VI. TERMINATION
Mn/DOT or the City may terminate this Agreement at any time
with or without cause, by giving the other party ninety (90) days'
advance written notice of termination.
VII_ AGREEMENT LIMITATIONS
A11 provisions of this Agreement shall be subject to
limitations provided in Federal and State of Minnesota laws.
��,-�s �
Agreement No. 79394
IN WITNESS WHEREOF, the parties have caused this Agreement to be
duly executed intending to be bound thereby.
CITY OF ST. PAUL
MINNESOTA
DEPARTMENT OF TRANSPORTATION
By:
Title:
Date:
By:
�
Title: Director, Division of State Aid
Date:
Approved as to Form and Execution by the
Office of the Attomey General:
Title: City Engineer
Date:
�
Title:
ACKNOWLEDGMENT
This instrument was acknowledged before
me this day of 199_,
Date:
DEPARTMENT OF ADMINISTRATION
By Norm Coleman
Title Mayor
and Thomas J. Eggum
�
Date:
Title City Engineer
of Citv of St. Paul
(Name ofAgency)
and did execute this instrument on behalf of
the agency intending to be bound thereby.
.�ppssu��,l��o�e�.� '��--9 y'�''9g
ASS(STA� C� At►or�
NOTARY PUBLIC
My Commission Expires:
r�